The Compliance Officer is responsible for processing applications, assisting Securities Division staff in the enforcement of the laws over which the Securities Division has jurisdiction and addressing issues with licensing and registration applications. Critical functions include customer service duties involving phone and mail responsibilities, file maintenance, and database upkeep.
Salary for this position is $30,000.
Please send resume and cover letter to:
Chief Deputy Securities Commissioner
Indiana Secretary of State Connie Lawson
302 W. Washington Street E-111
Indianapolis, IN 46204