FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
DAVID M. ADAMS KAREN M. FREEMAN-WILSON
Noblesville, Indiana Attorney General of Indiana
CHRISTOPHER L. LAFUSE
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
JOHN CRUMP, )
)
Appellant-Defendant, )
)
vs. ) No. 29A04-9912-CR-572
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE HAMILTON SUPERIOR COURT I
The Honorable Steven R. Nation, Judge
Cause No. 29D01-9610-CF-131
December 15, 2000
OPINION - FOR PUBLICATION
RILEY, Judge
STATEMENT OF THE CASE
Appellant-Defendant, John Crump (Crump), appeals the revocation of his probation and revocation of
his placement with Hamilton County Community Corrections (Community Corrections). Crump also appeals
the trial court ordering him to serve his suspended sentence.
We affirm.
ISSUES
Crump raises four issues on appeal, which we restate as follows:
1. Whether the trial court erred in revoking Crumps probation.
2. Whether the trial court erred in permitting the State to amend its Information
of Violation of Probation.
3. Whether the trial court erred in finding that Crump violated his placement with
Community Corrections.
4. Whether the trial court erred in sentencing Crump.
FACTS AND PROCEDURAL HISTORY
On October 17, 1996, Crump was charged with forgery, a Class C felony,
theft, a Class D felony, and false reporting or informing, a Class B
misdemeanor. On April 23, 1998, a guilty plea hearing was held and
a plea agreement was tendered to the trial court. The agreement called
for Crump to plead guilty to forgery, a Class C felony, and sentencing
would be at the discretion of the trial court with the provision that
Crump not receive an executed sentence greater than five years.
On December 31, 1998, the trial court sentenced Crump to eight years at
the Indiana Department of Correction, two years executed on a work release as
supervised by Community Corrections, and five years probation. In addition to any
terms and conditions of probation, the trial court required Crump to serve one
year of electronically monitored home detention as supervised by Community Corrections. Moreover,
Crump was not to possess, transport, consume or be near alcoholic beverages, or
be found in any business establishment where alcoholic beverages are the primary product
for sale.
Because bed space at the Community Corrections facility was subject to a waiting
list, Crump was initially placed on home detention from January 6 through February
7, 1999. On February 7, 1999, Crump began his work release program
at Community Corrections. Crump entered into a work release contract that stipulated:
I will not consume anything containing alcohol. (R. 189).
On March 27, 1999, Crump returned to the Community Corrections facility from his
employment. A standard procedure was for an individual to be patted down
prior to entering their cell block. Crump walked directly to the cell
block, and one of the correction officers followed him and asked him to
step out. Upon doing so, the officer noticed an odor of alcohol
from Crumps breath. At that point, the officer ordered Crump to an
interview room. The officer questioned him, and Crump eventually admitted to consuming two
beers. Crump submitted to a urine screen and then he was taken
to the Hamilton County Jail where the assistant director of Community Corrections administered
a breathalyzer test. The BAC Datamaster showed that Crump had a .16
blood alcohol content.
On March 31, 1999, Community Corrections held an administrative hearing with regard to
the allegations against Crump. Crump was given a copy of the noncompliance
report and a copy of a participants rights form. At the hearing,
Crump admitted that he had been drinking on March 27, 1999. As
a result of his .16 blood alcohol content and his admission to drinking,
Community Corrections filed a notice of noncompliance with the trial court on April
1, 1999. The following day, Community Corrections terminated Crump from the work
release program.
On April 1, 1999, the State filed an Information of Violation of Probation
in the trial court. The Information stated that Crump violated condition 17
of his probation. Condition 17 states that YOU SHALL
Successfully complete
any direct commitment through Hamilton County Community Corrections. (R. 165) (emphasis in
original). A fact-finding hearing was set and held on July 8, 1999.
On July 9, 1999, Crump filed a motion to dismiss the Information because
condition 17 was not a condition of his probation. On July 12,
1999, the State filed an (Addendum) Information of Violation of Probation which stated
that Crump violated condition 14 of his probation. Condition 14 states that
YOU SHALL
Not consume alcoholic beverages or shall not enter into any
establishment where alcoholic beverages are the primary product for sale. (R. 165)
(emphasis in original). On July 22, 1999, the trial court granted Crumps
motion to dismiss and found that the Addendum was properly filed and at
issue before the court.
On August 26, 1999, the trial court held a fact-finding hearing on Crumps
violation of probation and the issues raised in the Community Corrections non-compliance report.
The trial court found that Crump had violated the conditions of the
Community Corrections work release contract and the terms of his probation by drinking
alcohol. The trial court held a dispositional hearing on September 7, 1999,
and revoked Crumps probation and work release and ordered him to serve eight
years at the Indiana Department of Correction, executed. Crump now appeals.
DISCUSSION AND DECISION
I. Violation of Probation
Crump argues that the trial court erred in revoking his probation. He
claims that he was not on probation on the date that the violation
of probation occurred. From January 6 through February 7, 1999, Crump was
on home detention while he was waiting for bed space to open up
at the Community Corrections facility. During this time, Crump states that he
was on probation. He met with his probation officer, and followed other
general terms of probation. However, it is Crumps contention that his initial
period of probation expired when he entered the work release program on February
7, 1999. Therefore, Crump claims that when he entered the work release
program, he was serving his sentence and, thus, not on probation.
Ind. Code § 35-38-2-3(a)(1) states: [t]he court may revoke a person's probation if:
the person has violated a condition of probation during the probationary period.
In Ashley v. State, 717 N.E.2d 927, 928 (Ind. Ct. App. 1999),
reh'g denied, this court held that the probationary period begins immediately after sentencing
and ends at the conclusion of the probationary phases of the defendant's sentence.
Furthermore, in Gardner v. State, 678 N.E.2d 398, 400-401 (Ind. Ct. App.
1997), this court held that:
In
Ashba v. State
, we held that a defendant who was on
parole from the Indiana Department of Correction, but not yet on probation, can
violate his probation prospectively. The court noted that I.C. 35-38-2-3(g) allows the
court to revoke probation if it finds that the defendant violated "a condition
at any time before termination of the [probationary] period." Ashba interpreted the
language to permit the trial court to terminate probation before a defendant has
completed serving his sentence or to revoke probation before the defendant enters the
probationary phases of his sentence. [citation omitted]
As this court has said countless times, the granting of a conditional liberty
is a favor and not a right. [citation omitted]. When a
trial court grants a defendant probation in lieu of an executed sentence, the
trial court is taking many aspects of the defendant's character into account.
When the defendant commits a crime or violates a term of the probation,
the trial court should be able to weigh that violation in its reevaluation
of whether the defendant should be or should have been granted probation.
Once a defendant has been sentenced, the court may revoke or modify
probation, upon a proper showing of a violation, at any time before the
completion of the probationary period.
Condition 14 of Crumps probation states:
YOU SHALL
Not consume alcoholic beverages
or shall not enter into any establishment where alcoholic beverages are the primary
product for sale. (R. 165). It was found that Crump had
consumed alcohol. Crump was serving his executed sentence of two years on
work release at the Community Corrections facility and was not yet on probation
when he consumed the alcohol. However, Crump was in his probationary period.
Although Crumps actual probation had not yet begun, a defendants probationary period
begins immediately after sentencing. See Ashley, 717 N.E.2d at 928. The
violation occurred after Crump was sentenced but before the conclusion of the probationary
phases of his sentence. See id. Thus, Crump was in his
probationary period. As previously stated, [o]nce a defendant has been sentenced, the
court may revoke or modify probation, upon a proper showing of a violation,
at any time before the completion of the probationary period. Gardner, 678
N.E.2d at 401.
Finally, Crump argues that the trial court erred in not providing a written
statement as to the evidence relied on and the reasons for revoking probation.
In Hubbard v. State, 683 N.E.2d 618, 620-621 (Ind. Ct. App. 1997),
this court held the following:
Due process requires a written statement by the fact finder regarding the evidence
relied upon and the reasons for revoking probation. This requirement is a
procedural device aimed at promoting accurate fact finding and ensuring the accurate review
of revocation decisions. We have held that placing the transcript of the
evidentiary hearing in the record, although not the preferred way of fulfilling the
writing requirement, is sufficient if it contains a clear statement of the trial
court's reasons for revoking probation.
Id. (citations omitted).
A transcript of the fact-finding hearing as well as the Order of August
26, 1999, are in the record. At the hearing, the trial court
heard witness testimony and was presented evidence to show that Crump violated a
condition of his probation. The trial court held that [b]ased on the
evidence that Ive heard here today, the Court does find that the Defendant
by his consumption of alcohol has violated the conditions of Community Corrections and
has also violated the terms of his probation. (R. 438-439). The
written Order of August 26, 1999, states the following:
Evidence received. The defendant is found to have violated conditions number 14
of his/her probation as set forth in the Information and condition 14C [sic]
his community corrections placement as set forth in the Notice of Non-Compliance with
Community Corrections Placement, and upon said evidence the Court finds that the defendant
has in fact violated his/her probation and his/her community corrections placement.
(R. 267). Although not the preferred way of fulfilling the writing requirement,
we find that the trial court adequately made Crump aware that the witness
testimony and evidence presented established by a preponderance of the evidence that Crump
consumed alcohol and violated his probation. Consequently, we find that the trial
court did not err in revoking Crumps probation.
II. Amended Information
Crump also argues that the trial court erred in allowing the State to
amend the Information for Violation of Probation. Crump relies on Ind. Code
§ 35-38-2-3(a)(2)(B) which states the following:
(a) The court may revoke a person's probation if:
* * *
(2) the petition to revoke probation is filed during the probationary period
or before the earlier of the following:
* * *
(B) Forty-five (45) days after the state receives notice of the violation.
The original Information of Violation of Probation, filed on April 1, 1999, makes
reference to the incident that occurred on March 27, 1999. Crump maintains
that his initial period of probation was terminated when he started the work
release program on February 7, 1999. Forty-five days following that date was
May 11, 1999. The State filed its Addendum on July 12, 1999.
It is Crumps contention that the Addendum completely changed the basis of
the alleged violation by referencing condition 14 instead of condition 17. Consequently,
Crump argues that it is beyond the intent of the above statute, along
with the requirements of due process and basic fairness, to permit the State
to file an Information and then amend the same outside the permitted time
period to a point where the entire basis of the alleged violation is
changed.
We find that Crumps reliance on Ind. Code § 35-38-2-3(a)(2)(B) is misplaced.
The forty-five day requirement set forth in Ind.Code § 35-38-2-3(a)(2)(B) applies only if
a defendant's probation has ended and the State has notice that the defendant
violated his probation. Ashley, 717 N.E.2d at 929 (quoting Louth v. State,
705 N.E.2d 1053, 1058 (Ind.Ct.App.1999), reh'g denied). Crump was in his probationary
period when he violated a condition of his probation and when the State
filed its Addendum. Thus, Crumps reliance on Ind. Code § 35-38-2-3(a)(2)(B) is
not applicable to this case.
Furthermore, we find that the trial court could have found its authority to
allow the States Addendum and to revoke Crumps probation in Ind. Code §
35-38-2-3(a)(1). This section states as follows:
(a) The court may revoke a person's probation if:
(1) the person has violated a condition of probation during the probationary
period; and
Crump was in his probationary period at the time he consumed alcohol and,
thus, violated a condition of his probation. The State filed its Addendum
while Crump was in his probationary period. Therefore, we find that the
trial court properly allowed the State to amend the Information for Violation of
Probation.
III. Placement with Community Corrections
Crump argues that the trial court erred in finding that he violated his
work release contract with Community Corrections.
First, Crump maintains that he was not given a fair hearing at the
trial court level because of the administrative hearing held by Community Corrections.
Specifically, Crump contends that his Fifth and Sixth Amendment rights were violated.
We disagree.
In Million v. State, 646 N.E.2d 998, 1001-1002 (Ind. Ct. App. 1995), this
court held:
We reiterate that placement in a community corrections program is an alternative to
commitment to the Department of Correction and made at the sole discretion of
the trial court. Therefore, a defendant is not entitled to serve his
sentence in a community corrections program but, as with probation, placement in the
program is a matter of grace and a conditional liberty that is a
favor, not a right."
Id. (citations omitted).
In
Decker v. State, 704 N.E.2d 1101, 1103-1104 (Ind. Ct. App. 1999), this
court held:
When a trial court conducts a probation revocation hearing, that hearing is civil
in nature, and the crime must be proven only by a preponderance of
the evidence. There is no corresponding provision in the community corrections statutes.
However, a hearing is required before the revocation of placement in the
community corrections program and before his placement is revoked, "[a] defendant in community
corrections is entitled to written notice of the claimed violation of the terms
of his placement, disclosure of the evidence against him, an opportunity to be
heard and present evidence and the right to confront and cross-examine adverse witnesses
in a neutral hearing before the trial court."
Million [v. State, 646
N.E.2d 998, 1003 (Ind.Ct.App.1995)]. Therefore, as in the probation context, we hold
that a community corrections revocation hearing is civil in nature, and in order
to revoke Decker's placement, the State need only prove that the revocation was
warranted by a preponderance of the evidence.
Id. (citations omitted).
On August 26, 1999, the trial court held a fact-finding hearing on Crumps
violation of probation and the issues raised in the Community Corrections non-compliance report.
Before the hearing, Crump was given a copy of the noncompliance report.
At the hearing, the trial court heard testimony from Correctional Officer David
Vice. Officer Vice testified that on March 27, 1999, Crump had an
odor of alcohol on his breath. Also at the hearing, the State
submitted and the trial court accepted into evidence the result of the breathalyzer
test that showed Crump had a blood alcohol content of .16.
Crumps violation of probation and his work release contract stem from the incident
that occurred on March 27, 1999. As a condition of probation and
of his work release contract, Crump was not allowed to consume any alcohol.
On March 27, 1999, it was found that Crump had consumed alcohol,
violating a condition of probation and his work release contract. On August
26, 1999, at a neutral hearing before the trial court, Crump was represented
by counsel; he had an opportunity to be heard and present evidence; he
also confronted and cross-examined adverse witnesses. See Id. at 1104.
Crump argues that he was not allowed counsel at the administrative hearing held
by Community Corrections where he made certain incriminating statements. The Sixth Amendment
right to counsel attaches only in criminal prosecutions, there is no such right
in an administrative action.
Davis v. State, 174 Ind.App. 433, 367 N.E.2d
1163, 1166 (1977). The hearing held by Community Corrections was administrative.
Thus, Crumps Sixth Amendment right to counsel had not attached. Furthermore, the
Fifth Amendment right against self-incrimination does not apply to the obtaining of noncommunicative
physical evidence. Davis, 367 N.E.2d at 1167. The privilege against self-incrimination
is not violated by breathalyzer tests. Smith v. State, 496 N.E.2d 778,
784 (Ind. Ct. App. 1986). The odor of alcohol on Crumps breath
and the result of the breathalyzer test was noncommunicative physical evidence. This
evidence was enough to establish by a preponderance of the evidence that Crump
had consumed alcohol and, thus, violated a condition of his probation and work
release contract.
For the aforementioned reasons, we find that Crumps Fifth and Sixth Amendment rights
were not violated.
Next, Crump argues that his work release contract is illegal in the following
ways: 1) it permits Community Corrections to terminate participation in the program; 2)
it violates the Fourth Amendment of the United States Constitution; and 3) it
permits Community Corrections to remove earned credit time. Crump claims that because
the work release contract is contrary to the law in three areas the
entire contract is void. We disagree.
Paragraph 11 of the work release contract states that Hamilton County Community Corrections
can terminate my participation in this program without notice, if I have any
violations of the above conditions. (R. 189). Crump claims that this
portion of the contract violates Ind. Code § 35-38-2.6-5. Ind. Code §
35-38-2.6-5 states: If a person who is placed under this chapter violates the
terms of the placement, the court may, after a hearing, do any of
the following:
Revoke the placement and commit the person to the department
of correction for the remainder of the person's sentence. On August 26,
1999, the trial court found that Crump violated conditions of his placement in
Community Corrections and his probation. Because Crump had violated conditions of his
placement in Community Corrections and his probation, the trial court revoked both and
committed him to the Indiana Department of Correction. Even if Community Corrections
initially revoked Crumps placement in its facility, the final decision to revoke Crumps
placement was made by the trial court in accordance with Ind. Code §
35-38-2.6-5.
Crump also claims that paragraph 13 of the work release contract is essentially
a waiver of his Fourth Amendment protection against unreasonable search and seizure.
Paragraph 13 states: I agree to allow Hamilton County Community Corrections staff to
make reasonable inquiries into my activities and shall submit to the search of
my person and property, including motor vehicle, at any time. (R. 189).
Crump cites to Green v. State, 719 N.E.2d 426 (Ind. Ct. App.
1999). In Green, Green signed an agreement in conjunction with his work
release program wherein he agreed to waive his 4th Amendment right with regard
to a search and seizure by any law enforcement officer. Id. at
429. The Green court held that a condition of work release that
purports to require a participant to submit to a search or seizure without
reasonable suspicion is overly broad. Id. at 430.
The language in paragraph 13 of Crumps work release contract does not require
him to waive his Fourth Amendment protections as did the agreement in
Green.
Furthermore, in Cohn v. Strawhorn, 721 N.E.2d 342, 350 (Ind. Ct. App.
1999), this court held:
The constitutional rights of prisoners are limited by the fact of incarceration and
valid penological objectives, including deterrence of crime, rehabilitation of prisoners, and institutional security.
When a prison regulation impinges on an inmate's constitutional rights, the
regulation is nevertheless valid if it is reasonably related to legitimate penological interests
and does not represent an exaggerated response to those concerns.
Admittedly, there are differences between prison inmates and work release participants. However,
there are also similarities. Work release participants are actually jail inmates who
must return to the jail when not working or participating in other sanctioned
activities.
Green, 719 N.E.2d at 430. Thus, a work release facility
may find it necessary to impinge on an inmates constitutional rights to further
its objectives of deterring crime, rehabilitating its inmates, and security.
Moreover, we find that Crump was not subject to an unreasonable search and
seizure. On March 27, 1999, Crump deviated from the standard check-in procedure as
administered by Community Corrections. Because of this deviation, Officer Vice went to
Crumps cell block and asked him to step out. At that point,
Officer Vice detected an odor of alcohol on Crumps breath. The odor
of alcohol was enough to find that Crump had consumed alcohol and, thus,
violated his work release contract and his probation. Detecting the odor of
alcohol on a persons breath does not constitute a search. Therefore, we
cannot find that paragraph 13, as executed, violates Fourth Amendment protections, because the
Fourth Amendment has not been implicated in the present case.
Finally, Crump contends that paragraph 2 of his work release contract permits Community
Corrections to remove earned credit time. Paragraph 2 states:
I understand that in addition to Judicial review, I will also be subject
to administrative disciplinary action for failure to follow the Work Release disciplinary code
and sanctions. I am subject to loss of privileges, loss of earned
credit time, and additional in-house work details, as stated in the Hamilton County
Disciplinary Code and Sanctions.
(R. 188). Crump cites to Campbell v. State, 714 N.E.2d 678 (Ind.
Ct. App. 1999), reh'g denied. Campbell held that the deprivation or restoration
of a person's credit time is a discretionary matter entrusted not to the
courts but to the administrators of the Department of Corrections. Id. at
683-684.
Paragraph 2 of the work release contract does not state that Community Corrections
can take away earned credit time. It states that Crump is subject
to loss of his earned credit time as stated in the Hamilton County
Disciplinary Code and Sanctions. The Hamilton County Disciplinary Code and Sanctions is
not supplied in the record, and the loss of earned credit time is
not an issue before this court. Thus, we cannot determine whether Community
Corrections is given the authority to take away earned credit time.
For the aforementioned reasons, we do not find that Crumps work release contract
is void. Consequently, we find that the trial court did not abuse
its discretion in determining that Crump violated his work release contract, nor do
we find that the trial court abused its discretion in revoking Crumps placement
with Community Corrections.
IV. Sentencing
Crumps plea agreement provided that he was not to receive a sentence of
more than five years. Crump argues that it was error to impose
a sentence of eight years executed, which was a sentence contrary to the
agreement of the parties as accepted by the trial court.
A plea agreement is contractual in nature and binds the defendant, the state
and the trial court. Pritscher v. State, 675 N.E.2d 727, 732 (Ind.
Ct. App. 1996). The trial court is given the discretion to accept
or reject a plea agreement, and, if it accepts the agreement, it is
strictly bound thereby. Id.; Ind. Code § 35-35-3-3(e). Crump argues that
this authority shows that it was error to impose a sentence of eight
years executed.
However, Ind. Code 35-38-2-3(g)(3) states: If the court finds that the person has
violated a condition at any time before termination of the period, and the
petition to revoke is filed within the probationary period, the court may:
(3) order execution of the sentence that was suspended at the time of
initial sentencing.
Crump was sentenced to eight years at the Indiana Department of Correction, two
years executed on a work release as supervised by Community Corrections, and five
years probation. In addition to any terms and conditions of probation, the
trial court required Crump to serve one year of electronically monitored home detention
as supervised by Community Corrections. Moreover, Crump was not to possess, transport,
consume or be near alcoholic beverages, or be found in any business establishment
where alcoholic beverages are the primary product for sale.
We have found that Crump violated his probation and placement with Community Corrections
by consuming alcohol. Ind. Code § 35-38-2-3(g)(3) gives the trial court the
authority to revoke a defendants probation and order execution of the sentence that
was suspended at the time of initial sentencing, if the court finds that
the defendant violated a condition of his probation.
In Goonen v. State, 705 N.E.2d 209, 212 (Ind. Ct. App. 1999), this
court held that, with respect to probation revocation, we will only review the
trial court's decision for an abuse of discretion. Goonen further held that
so long as the proper procedures have been followed in conducting a probation
revocation hearing pursuant to Indiana Code Section 35-38-2-3, the trial court may order
execution of a suspended sentence upon a finding of a violation by a
preponderance of the evidence. Id.
The trial court properly revoked Crumps probation. Thus, we find that the
trial court did not abuse its discretion in ordering Crump to serve his
suspended sentence.
Finally, Crump argues that the trial court improperly imposed the maximum sentence of
eight years for a Class C felony without articulating why it deviated from
the presumptive sentence of four years. In England v. State, 530 N.E.2d
100, 103 (Ind. 1988), our supreme court held that the proper forum to
contest the validity of the prior conviction is in a direct attack in
the court of conviction. Therefore, we find that Crumps complaint about his
sentence cannot be reviewed in an appeal from the revocation of probation.
CONCLUSION
Based on the foregoing, we conclude that the trial court properly revoked Crumps
probation and placement with Community Corrections, and properly ordered him to serve his
suspended sentence.
Affirmed.
NAJAM, J., and BROOK, J., concur.