FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
SUSAN K. CARPENTER JEFFREY A. MODISETT
Public Defender of Indiana Attorney General of Indiana
LORRAINE L. RODTS JOHN B. HERRIMAN
Deputy Public Defender Deputy Attorney General
Indianapolis, Indiana Indianapolis, Indiana
BRUCE ALLEN WILSON, )
)
Appellant-Defendant, )
)
vs. ) No. 17A03-9703-CR-77
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
OPINION - FOR PUBLICATION
II. Whether the prosecutor committed fundamental error at trial by
referring to Wilson's invocation of his right to remain silent after
he had received Miranda warnings.
We affirm in part, reverse in part, and remand with instructions.
On November 8, 1996, this court reversed Wilson's Burglary conviction, but we
affirmed his Theft conviction. On November 15, 1996, the trial court entered a restitution
order with respect to Wilson's Theft conviction. Wilson contends the trial court lacked
authority to enter this order.
"After a final judgment a court retains only such continuing jurisdiction as is
permitted by the judgment itself, or as is given the court by statute or rule." Marts v. State,
478 N.E.2d 63, 65 (Ind. 1985) (quoting State ex rel. Kelley v. Marion Crim. Ct., 269 Ind. 46,
378 N.E.2d 833, 834 (1978)). A trial court does not have the inherent power to modify a
sentence. Beanblossom v. State, 637 N.E.2d 1345, 1348 (Ind. Ct. App. 1994), trans. denied.
The requirement that a defendant pay restitution is as much a part of a criminal sentence as
a fine or any other penalty. Kotsopoulos v. State, 654 N.E.2d 44, 46 (Ind. Ct. App. 1995),
trans. denied.
Here, the trial court entered a final judgment with respect to Wilson's Theft conviction
on August 14, 1995 when it sentenced Wilson to three years, executed. The trial court's
sentencing order did not purport to retain any continuing jurisdiction over Wilson. Further,
as we find no statutory provision which would give the trial court jurisdiction to enhance
Wilson's sentence by entering a restitution order after a sentence has already been
pronounced, we hold that the trial court lacked authority to enter such an order.
The State contends that the restitution order was proper because sentencing lies within
the sound discretion of the trial court and because I
ND
. C
ODE
§ 35-50-5-3 (Supp. 1995) allows
a trial court to order a person convicted of a felony to make restitution to his victims. We
agree that the trial court could have entered such an order when it originally sentenced
Wilson for his Theft conviction on July 19, 1995. However, it failed to do so at that time,
and the trial court has since lost its authority to modify Wilson's sentence.
The State also argues that the restitution order should be upheld because the facts in
this case are analogous to those in Greer v. State, 680 N.E.2d 526 (Ind. 1997). In Greer, our
supreme court held that a trial court could move a habitual offender enhancement from one
felony conviction to another where the original conviction to which it was attached was
subsequently vacated.See footnote
1
The court reasoned that "the process for charging and determining
a habitual offender status following a trial resulting in multiple felony convictions is
independent of each particular felony conviction and applies equally to all such convictions."
Id. at 527.
The same line of reasoning used in Greer cannot be applied to the facts of the present
case. A habitual offender finding is a jury's determination that, following a defendant's
conviction for one or more felonies, the defendant has also accumulated two prior unrelated
felonies. Id. Where a defendant is convicted of simultaneous multiple felonies and a
habitual offender finding has been made, trial courts must impose the sentence enhancement
upon only one of the convictions and must specify the conviction to be so enhanced. Id.
Thus, the particular felony conviction to which the habitual offender enhancement is attached
is not relevant.
Choosing a crime on which to enter a restitution order differs from choosing a felony
to enhance through a habitual offender determination. A restitution order is entered with
respect to a particular conviction in order to "impress upon a criminal defendant the
magnitude of the loss he has caused" as a result of his crime and "his responsibility to make
good that loss as completely as possible." Kotsopoulos, 654 N.E.2d at 46. Thus, there is a
close correlation between a restitution order and the underlying crime to which it is attached.
This is unlike the habitual offender enhancement which may be attached to any felony
conviction where there have been multiple simultaneous felony convictions.
Given the difference between a restitution order and a habitual offender enhancement,
we decline to interpret Greer in a manner which would allow a restitution order to be moved
from one felony to another after the felony to which the order was originally attached is
vacated. In the present case, if the trial court had determined that a restitution order could
be attached to Wilson's Theft conviction as well as his Burglary conviction, it should have
entered the order at the same time it entered its original sentence. The trial court failed to do
so, and it lacked the authority to enter such an order after Wilson's Burglary conviction was
vacated.
Q: Okay. What else did you do?
A: At a later, at a later point in time I did locate Mr. Wilson and did
attempt an interview on Mr. Wilson.
Q: And, and did you read Mr. Wilson his Miranda rights before you talked
to him?
A: Yes, sir, I did.
Q: And did he agree to talk to you?
A: Yes, sir, he did.
Q: And what did he say, what did you say to him and what did he say to
you?
A: I told him that I was there investigating a theft of some coins from a
residence here in town. He stated he knew nothing about it. I went on to tell
him it was the coins that were recovered at Butler P.D. that he is stating were
his. Mr. Wilson said he had nothing to tell me at that time, he knew nothing
what I was talking about. At that time the interview was concluded.
Record at 354-55. Detective Bundy's subsequent testimony during cross-examination and
redirect focused on the fact that Wilson said nothing to the police about the alleged crime
other than his statement that he knew nothing about it. One of the purposes of Detective
Bundy's testimony was to cast doubt on Wilson's earlier statements to others wherein he
claimed that he had obtained the victims' coins legitimately.
Wilson argues that his statement that he knew nothing about the stolen coins was
simply an extension of his statement that he did not have anything to say to the police. As
such, he argues, it amounted to an assertion of his right to remain silent. He contends that
it was improper for the prosecution to use his denial of knowledge because Doyle protections
extend to "what a defendant says" in exercising his right to remain silent. In support of this
proposition, Wilson relies on Lynch v. State, 632 N.E.2d 341 (Ind. 1994), and Wilson v.
State, 514 N.E.2d 282 (Ind. 1987).
Both Lynch and Wilson applied Doyle to cases where the State attempted to use a
defendant's exercise of his Miranda rights as evidence that the defendant was not insane at
the time of his crime. In Wilson, the Indiana Supreme Court rejected this practice, holding
that the State could not use a criminal defendant's statements exercising his right not to
answer police questions to rebut the defendant's insanity defense. 514 N.E.2d at 284
(following Wainwright v. Greenfield, 474 U.S. 284, 106 S.Ct. 634, 88 L.Ed.2d 623 (1986)).
In Lynch, our supreme court reaffirmed that the State may not use "what the defendant says"
about his Miranda rights to rebut an insanity defense. 632 N.E.2d at 343. Thus, Wilson's
suggestion that Lynch and Wilson hold that Doyle protections extend to "what the defendant
said" in exercising Miranda rights is correct under the circumstances of those cases.
However, the facts of Wilson's case differ significantly from those in Lynch and Wilson.
The primary justification for Doyle is that it is fundamentally unfair to use a
defendant's silence after receiving Miranda warnings given that the warnings carry an
implicit assurance that a person will not be penalized for exercising those rights. Lynch, 632
N.E.2d at 342 (citing Doyle, 426 U.S. at 618). In Lynch and Wilson, it was fundamentally
unfair for the State to use the defendants' statements, made while exercising their Miranda
rights, to rebut their insanity defense because to do so would place the defendants in the
untenable position of either exercising their rights, and thereby appearing sane, or not
exercising their rights and risking the dangers associated with that decision. Here, Wilson
was not placed in this perilous position.
Wilson made a statement that he knew nothing about the stolen coins. Unlike the
statements made by the defendants in Wilson and Lynch, Wilson's statement was not an
attempt to invoke his Miranda rights. Rather, Wilson stated that he knew nothing about the
crime, not to exercise his rights, but to exculpate himself from the crime. Just because
Wilson denied knowledge of the crime shortly before asserting his Miranda rights does not
make it fundamentally unfair for the State to use this self-serving statement to impeach his
earlier statements that he had obtained the coins legitimately.
Wilson also cites a footnote in Anderson v. Charles, 447 U.S. 404, 100 S.Ct. 2180,
65 L.Ed.2d 222 (1980), to support his proposition that Doyle protections extend to "what the
defendant said" in exercising his Miranda rights. The footnote in Anderson commented on
Doyle and reads:
One [of the two defendants in Doyle] said nothing at all. The other asked
arresting officers, "[W]hat's this all about?" When told the reason for his
arrest, he exclaimed "you got to be crazy," or "I don't know what you are
talking about." Both the Court and the dissent in Doyle analyzed the due
process question as if both defendants had remained silent.
Anderson, 447 U.S. at 407, n.2 (citations omitted). The Doyle case involved two defendants
who testified at trial that they had been framed. 426 U.S. at 613. Ohio prosecutors tried to
disprove this theory by eliciting testimony that the defendants failed to raise their frame-up
theory with police investigators who questioned them following their arrest. Id. at 613-14.
The Supreme Court held that it violated the Due Process Clause to penalize the defendants
for exercising their Miranda rights by remaining silent at the time they were arrested. Id. at
619.
As discussed above, we agree that Doyle protections extend to the statements a
criminal defendant makes in exercising his Miranda rights. However, we do not agree that
the United States Supreme Court footnote cited by Wilson supports his contention that the
State may not use his statement that he knew nothing about the stolen coins to impeach him.
The footnote and Doyle itself address a problem different from Wilson's. Although
the second defendant in Doyle made comments similar to Wilson's, Ohio was not attempting
to use these post-Miranda statements to impeach the Doyle defendant. Ohio was attempting
to use the defendant's post-Miranda silence -- his failure to tell the police that he was being
framed -- to impeach him. Thus, the Supreme Court in Doyle ignored the comments made
by the defendant for purposes of analyzing the due process question before it. Anderson, 447
U.S. at 407, n.2.
In the present case, the State was not attempting to impeach Wilson based upon his
post-Miranda silence. Instead, it was attempting to impeach him based upon his post-Miranda
decision to speak for the purpose of exculpating himself. Doyle does not protect such
statements. Accordingly, we hold that the State's use of Wilson's statement that he knew
nothing about the stolen coins, for the purpose of impeaching his earlier statements that he
had obtained the coins legitimately, did not violate Wilson's due process rights.
Affirmed in part, reversed in part, and remanded with instructions for the trial court
to vacate its November 15, 1996 restitution order.
KIRSCH, J., concurs.
GARRARD, J., dissents in part with separate opinion.
BRUCE ALLEN WILSON, )
)
Appellant-Defendant, )
)
vs. ) No. 17A03-9703-CR-77
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
GARRARD, Judge, dissenting in part
While I concur in part II of the majority opinion, I respectfully dissent to the decision that the trial court could not transfer its restitution order from the burglary conviction which we vacated to the theft conviction which we affirmed. In its original sentencing order the court placed Wilson on probation for seven years of his fifteen year sentence for burglary. As a condition of that probation the court ordered Wilson to pay restitution to the victims. When we vacated the burglary conviction, the court shifted the order for restitution to the remaining theft conviction. While I agree that Greer v. State, 680 N.E.2d 526 (Ind. 1997) is not controlling, I find the situation here sufficiently similar to analogize it to that in Greer.
Since the court originally ordered restitution as a condition of probation, I would find that it had the authority to transfer the restitution order to a different conviction in the same proceeding where, on appeal, we reversed the conviction to which the restitution order was originally attached.
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