FOR PUBLICATION
ATTORNEY FOR APPELLANT
: ATTORNEYS FOR APPELLEE:
SAMUEL C. HASLER KAREN M. FREEMAN-WILSON
Anderson, Indiana Attorney General of Indiana
GRANT H. CARLTON
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
THEDELL POLK, )
)
Appellant-Defendant, )
)
vs. ) No. 48A05-0002-CR-00055
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE MADISON SUPERIOR COURT
The Honorable Dennis D. Carroll, Judge
Cause No. 48D01-9603-CF-079
December 11, 2000
OPINION - FOR PUBLICATION
VAIDIK, Judge
Case Summary
Appellant, Thedell A. Polk, appeals the trial courts decision to revoke his probation
for carrying a weapon. Specifically, Polk argues that the police lacked reasonable
suspicion to stop him and thus, the weapon seized from him during the
stop was improperly admitted into evidence. We find the police had no
reasonable suspicion to stop Polk and despite Polks probationary status, reasonable suspicion was
required. Therefore, the trial court should have suppressed the weapon seized.
As the weapon was the only evidence of Polk violating the conditions of
his probation, we reverse.
Facts and Procedural History
The relevant facts reveal that on September 23, 1996, Polk was placed on
probation for a period of eight years after pleading guilty to numerous charges.
See footnote
His probation conditions provided that he could not possess, own or use
any firearms. Record at 55.
On October 2, 1999, Officer Tim Gremes and Officer Mike Williams, both of
the Anderson Police Department, were on patrol when they observed Polk walking in
the area of Locust and 23
rd Streets and when they passed by, he
turned away from them. This was considered a high crime area where
the officers had made many crack cocaine arrests. Record at 94.
When Officer Gremes approached Polk, he appeared nervous and was sweating heavily.
Officer Gremes then asked Polk to identify himself, which he did. Officer
Gremes then asked Polk if he could pat down the outside of his
clothes. Record at 90. Polk refused and when Officer Gremes
started to ask why, Polk turned around and ran away.
The Officers chased him and eventually Officer Williams tackled Polk and arrested him.
During the pursuit, Polk took out an object and threw it aside.
This object was later determined to be a handgun. After he
was arrested, Polk was read his Miranda rights. He waived his rights
and told the officers that he found the gun in a field, that
he was on probation and that he knew he was not supposed to
have a gun. Record at 92. Before talking with Polk, the
police officers did not know he was on probation. Record at 92.
A probation revocation hearing was held on November 1, 1999, and the trial
court ordered Polk to be incarcerated for the remaining time of his previously
suspended sentence.
Discussion and Decision
Polk contends that the original stop was improper and therefore, the handgun that
the officers discovered as a result should have been suppressed. In particular,
Polk argues that Officer Gremes did not have reasonable suspicion to stop him
or to request a pat down. Thus, the stop was unreasonable and
any evidence gathered as a result should be suppressed. He argues that
without this evidence, the court did not have sufficient evidence to revoke his
probation. We agree.
See footnote
The Fourth Amendment of the United States Constitution guarantees the right of the
people to be secure in their persons, houses, papers, and effects, against unreasonable
searches and seizures . . . . Searches without a warrant
are reasonable only when the search is conducted under a well-known exception to
the warrant requirement.
Minnesota v. Dickerson, 508 U.S. 366, 372, 113 S.Ct.
2130, 2135, 124 L.Ed.2d. 334 (1993). One exception is when a person
is detained for investigatory purposes. Terry v. Ohio, 392 U.S. 1, 30,
88 S.Ct. 1868, 20 L.Ed.2d. 889 (1968). An investigatory stop of a
person is constitutionally permissible when the officer has reasonable suspicion of criminal activity.
Id. Reasonable suspicion exists if there are specific and articulable facts
which lead a police officer to believe that criminal activity has occurred or
is about to occur. See Kenner v. State, 703 N.E. 2d 1122,
1125 (Ind. Ct. App. 1999) (citing Terry v. Ohio, 392 U.S. 1, 27
(1968)), trans. denied. This determination is based upon the totality of the
circumstances. Bratcher v. State, 661 N.E.2d 828, 831 (Ind. Ct. App. 1996).
We have ruled consistently that the location of a defendant when stopped does
not alone present reasonable suspicion to justify an investigatory stop. For example
in a case remarkably similar to this case, we held that an officer
lacked reasonable suspicion to make an investigatory stop where the defendant and a
companion were standing in a high crime area and avoided eye contact with
the officer. Reeves v. State, 666 N.E.2d 933, 936 (Ind. Ct. App.
1996). Likewise, a panel of this court has concluded that an officer
lacked reasonable suspicion to conduct an investigatory stop of a defendant when he
encountered the defendant on a farm lane that led to an area known
to have been used to store marijuana. Green v. State, 719 N.E.2d
426, 429-30 (Ind. Ct. App. 1999). Furthermore, our Supreme Court has determined
that the presence of a defendant walking in a high crime area at
1:30 a.m. with a package does not rise to the level of reasonable
suspicion. Williams v. State, 477 N.E.2d 96, 99 (Ind. 1985), rehg denied.
Here, the evidence shows that the police stopped Polk because of his location
at the time of the stop. Polk was stopped because he was
walking in a high crime area and turned away from the police as
they passed him. Such circumstances do not rise to a reasonable suspicion
to believe that criminal activity has or is about to occur. As
a result, the police lacked reasonable suspicion to conduct an investigatory stop of
Polk and the stop was unlawful.
Nonetheless, the State argues that Polk was on probation and because of his
probationary status, no reasonable suspicion to stop him was required. The State argues
that because the determination that a condition of probation has been breached is
not an adjudication of guilt, a defendant is not endowed with all the
rights he possessed prior to his conviction. Appellees Brief at 4.
It is true that the supervision of probationers has been held to be
a special need, permitting the State to intrude on a probationers privacy to
a greater degree than a member of the public at large. Griffin
v. Wisconsin, 483 U.S. 868, 873, 107 S.Ct. 3164, 97 L.Ed.2d 709 (1987).
Because of this special need of operating a probation system, a departure
from the normal warrant and probable cause requirements is justified. Rivera v.
State, 667 N.E.2d 764, 766 (Ind. Ct. App. 1996) (citing Griffin, 483 U.S.
at 878), trans. denied. Even then, this court has repeatedly ruled
that a probationer is entitled to some limited protection of his or her
privacy interest. See Green, 719 N.E.2d at 430; Purdy v. State, 708
N.E.2d 20, 23 (Ind. Ct. App. 1999); Rivera, 667 N.E.2d at 767.
The reasons cited for not granting a probationer the full panoply of
rights are threefold. First, a warrant requirement would interfere with the probation
system because magistrates rather than probation officers would be supervising the probationer and
the delay in obtaining a warrant for every search would make it difficult
for probation officers to respond quickly. Griffin, 483 U.S. at 876.
Second, probation officers are concerned with the welfare of both the probationer and
society, thereby reducing any potential abuses. Id. Finally, adhering to the
procedural requirement of obtaining a warrant in the probation setting will redirect the
probation officials limited personnel away from supervision and counseling. Dulin v. State,
346 N.E.2d 746, 750, 169 Ind. App. 211 (1976) (quoting United States v.
Allen, 349 F. Supp. 749, 754 (N.D. Cal. 1972)).
Accordingly, affording probationers lesser protections is predicated on the premise that probation officers,
or police working with probation officers, are conducting searches connected to the enforcement
of conditions of probation and not for normal law enforcement purposes. See
Purdy, 708 N.E.2d 20; Rivera, 667 N.E.2d 764. However, when a search
is not conducted in the regulatory system of probation enforcement, a probationers normal
privacy rights may not be stripped from him.
Here, the police officers were not investigating the enforcement of Polks conditions of
probation, nor were the police working with Polks probation officer. In fact,
they did not know that Polk was on probation until they arrested him.
Record at 92. Because the search of Polk was not a
search connected to probation enforcement, reasonable suspicion was required for his detainment.
We note that the State cites our courts decision in Plue v. State,
721 N.E.2d 308 (Ind. Ct. App. 1999), to support its argument that reasonable
suspicion was not required to stop Polk. To the extent Plue holds
that probationers are entitled to lesser privacy protection whether or not the police
are enforcing the conditions of probation, we disagree. We do, however, note
that the officer in Plue did have reasonable suspicion to stop Plue as
the contraband seized was in plain view.
Consequently, because the officers lacked reasonable suspicion to stop Polk and because Polks
probationary status did not obviate the need for reasonable suspicion, the gun obtained
during the improper stop should have been suppressed. Since the gun was
the only evidence of Polk violating the terms of his probation, his probation
should not have been revoked.
Judgment reversed.
SULLIVAN, J., and BAILEY, J., concur.
Footnote:
Polk pleaded guilty to Intimidation, a Class C felony; Auto Theft, a
Class D felony; Theft, a Class D felony; and Possession of Marijuana, a
Class A misdemeanor.
Footnote: Polk also argues that the trial court failed to consider alternatives to
incarceration in violation of Article 1, Section 18 of the Indiana Constitution.
Because we find the issue of reasonable suspicion to be dispositive, we need
not address this issue.