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FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEE:
ANDREW C. MALLOR WILLIAM H. ANDREWS
KENDRA GOWDY GJERDINGEN ANGELA F. PARKER
Mallor Clendening Grodner & Bohrer Andrews, Harrell, Mann,
Bloomington, Indiana
Chapman & Coyne, P.C.
Bloomington, Indiana
IN THE
COURT OF APPEALS OF INDIANA
IN THE MATTER OF THE PATERNITY OF: )
A.J.R. )
)
D.B.M., )
)
Appellant-Respondent, )
)
vs. ) No. 53A01-9804-CV-163
)
STATE OF INDIANA B/N/F A.R., )
)
Appellee-Petitioner. )
APPEAL FROM THE MONROE CIRCUIT COURT
The Honorable Viola J. Taliaferro, Judge
Cause No. 53C07-9611-JP-367
November 20, 1998
OPINION - FOR PUBLICATION
KIRSCH, Judge
D.B.M. (Father) appeals the trial court's determination of child support and other
expenses in connection with an action instituted by A.R. (Mother) to determine the paternity
of A.J.R. (Daughter). Father raises the following issues on appeal:
I. Whether the trial court abused its discretion in determining Father's
weekly gross income by considering income from a summer
fellowship.
II. Whether the trial court abused its discretion in basing the award of
retroactive child support on Father's current income level rather than
upon his income level during the retroactive period.
III. Whether the education support order was proper.
IV. Whether Father must pay the entirety of Mother's out-of-pocket
expenses associated with the birth of Daughter.
V. Whether the trial court properly awarded Mother extraordinary travel
expenses associated with obtaining court-ordered blood testing.
VI. Whether an award of attorney fees to Mother was proper.
We affirm in part, reverse in part, and remand.
FACTS AND PROCEDURAL HISTORY
Mother and Father met in Paris, France during the first week of July, 1983. Mother
was a thirty-three-year-old University of Iowa student, and Father was a twenty-three-year-
old undergraduate student who had stopped in Paris for forty-eight hours while on his way
from his home in Italy to England where he was to write his graduation dissertation. Mother
and Father engaged in sexual intercourse with each other during their stay in Paris.
Mother returned to the United States and informed Father that she was pregnant. She
contacted Father again when the baby, a girl, was born on March 7, 1984. Mother sent
Father written correspondence until 1987. Mother lost touch with Father until 1993, when
she again wrote to him. In May of 1995, Mother telephoned Father and asked to meet with
him to discuss support for their daughter. Father refused. Mother then wrote to Father to
confirm their telephone conversation.
Mother instituted a paternity action pursuant to the Uniform Reciprocal Enforcement
of Support Act (URESA) in Ramsey County, Minnesota on December 26, 1995. The action
was sent to England as the responding state but was later dismissed because Father was
moving out of the English court's jurisdiction to the United States. Mother again filed a
URESA action in Ramsey County, Minnesota on September 3, 1996. This action was sent
to Indiana as the responding state and filed in the Monroe Circuit Court on November 14,
1996.
The trial court granted Father's request for blood and genetic testing to determine
Daughter's paternity. Mother was out of the country on an academic sabbatical to West
Africa at the time. She and Daughter flew from West Africa to Nottingham, England to
obtain the court-ordered testing. The cost of the testing was $73.95. Mother's travel
expenses were in excess of $1,500.00.
On February 3, 1998, the trial court conducted an evidentiary hearing and asked the
parties to submit proposed orders. On March 12, 1998, the trial court adopted Mother's
proposed order as the final order of the court. It provides in relevant part as follows:
1. [Father], . . . employed as an associate professor at Indiana
University, is the father of the minor child, [Daughter], born March 7, 1984,
in Iowa City, Iowa to [Mother] . . . .
2. [Mother] shall have the sole physical and legal custody of the
minor child, [Daughter].
3. [Father] is ordered to pay child support through the office of the
Clerk of Monroe County, in the sum of $130 per week beginning Friday,
February 6, 1998, pursuant to the Indiana Child Support Rules and Guidelines
as evidenced by the attached Child Support Obligation Worksheet attached
hereto and made a part hereof by reference, and continuing on each and every
Friday thereafter until the minor child reaches the age of twenty-one (21)
years, is sooner emancipated or the further order of the Court. Said child
support award is based upon [Father's] 1997 annual income of $55,992, which
includes a summer income of $5,000. Similar income is found to be available
to [Father] in future summers from various sources if pursued and applied for
by [Father].
4. Based upon the fact that Respondent has provided no support for
[Daughter] for nearly fourteen years after her birth, that during most of such
time [Father] has been beyond the jurisdiction of the Courts of the United
States and his actual whereabouts often unknown, that [Father] has not
responded to the telephonic and written communications of [Mother] during
such time and that [Mother] has actively pursued a paternity action through
Minnesota authorities, first in England and then in Indiana, since December,
1995, after [Father's] location was discovered, [Mother] shall recover
retroactive support from [Father] at the full rate of $130 per week from
November 14, 1994, two years prior to the date of the filing of this action.
Judgment is hereby entered in favor of [Mother] and against [Father] in the
amount of $21,710.00, being retroactive support for a period of 167 weeks
through January 30, 1998, which judgment shall be payable at the rate of $100
per week beginning Friday, February 6, 1998, and continuing on each and
every Friday thereafter until said judgment, and all interest accruing thereon,
is paid in full.
5. The minor child, [Daughter], both of whose parents have Ph.D
degrees, has the intelligence, ability, aptitude and aspiration to pursue a college
and post graduate education. [Mother] and [Father] shall each pay their pro
rata share, based on their incomes at the time, of the reasonable expenses
incurred by [Daughter] in the pursuit of a college and post graduate education,
which expenses shall include, but not be limited to, tuition and fees, room and
board, books and transportation. [Daughter] shall apply for all available
financial aid, and the parties' obligation for the payment of her college and
post graduate expenses shall be reduced by the amount of any scholarships and
grants (but not student loans) awarded to her.
6. [Mother] shall provide medical insurance coverage for
[Daughter], and shall further be responsible for the payment of the first
$839.00 incurred for ordinary medical expenses for [Daughter] in any one
calendar year. Thereafter, [Father] shall be responsible for the payment of
48% and [Mother] responsible for the payment of 52% of any additional
uninsured medical expenses incurred in any calendar year.
7. [Mother] is entitled to recover from [Father] for her out-of-
pocket expenses for prenatal, delivery and post delivery medical services (Roe
v. Doe, 289 N.E.2d 528 (1972)), and judgment is entered for [Mother] and
against [Father] in the amount of $923.52 for such medical expenses, which
judgment, together with all accrued interest, shall be paid within six months
of the date of this Order.
8. [Mother] proceeded reasonably in obtaining the blood testing for
herself and [Daughter] requested by [Father] while [Mother] was working in
West Africa, and is entitled to recover the reasonable expenses incurred in
obtaining such blood testing in England. Judgment in the amount of $1,646.63
for such blood testing expenses is entered in favor of [Mother] and against
[Father], which judgment, together with all accrued interest, shall be payable
by [Father] within one year of the date of this Order.
9. [Mother] obtained private legal counsel herein upon the urging
and advice of the Ramsey County authorities in Minnesota and [Father] should
reimburses [sic] [Mother] for her reasonable legal fees and expenses incurred
herein. Judgment in the amount of $2,577.79 is entered in favor of [Mother]
and against [Father] for reimbursement of such legal expenses which judgment
shall be payable by [Father] at the rate of $50 per month, beginning on March
1, 1998, and continuing on the first of each month thereafter until said
judgment is paid in full.
Record at 44-47. Father appeals.
DISCUSSION AND DECISION
The determination of child support is committed to the trial court's sound discretion
and will not be overturned unless clearly erroneous.
Scott v. Scott, 668 N.E.2d 691, 695
(Ind. Ct. App. 1996).
A child support order is clearly erroneous if it is clearly against the
logic and effect of the facts and circumstances that were before the trial court.
McGinley-
Ellis v. Ellis, 638 N.E.2d 1249, 1252 (Ind. 1994).
I. Calculation of Weekly Gross Income
Father contends that the trial court erred by including a $5,000 summer fellowship in
the calculation of his gross income. Father contends that the funds were a one-time payment
for extra hours he worked during the prior school year and that similar funds were not certain
to be paid in subsequent years.
The Indiana Child Support Guidelines must be applied when establishing child
support in paternity actions. Ind. Child Support Guideline 2 (Commentary).
When
fashioning a child support order, the trial court's first task is to determine the weekly gross
income of each parent. Scott, 668 N.E.2d at 695-96. While the guidelines advocate a total
income approach, Guideline 3(A) recognizes the fact-sensitive nature of each situation and
provides many practical suggestions for addressing irregular income. The commentary
suggests that:
There are numerous forms of income that are irregular or nonguaranteed
which cause difficulty in accurately determining the gross income of a party.
Overtime, commissions, bonuses, periodic partnership distributions, voluntary
extra work and extra hours worked by a professional are all illustrations, but
far from an all-inclusive list, of such items. Each is includable in the total
income approach taken by the Guidelines, but each is also very fact-sensitive.
Each of the above illustrations is sensitive to downturns in the
economy. The fact that overtime, for example, has been consistent for three
(3) years does not guarantee that it will continue in a poor economy. Further,
it is not the intent of the Guidelines to require a party who has worked sixty
(60) hour weeks to continue doing so indefinitely just to meet a support
obligation that is based on that higher level of earnings. Care should be taken
to set support based on dependable income, while at the same time providing
children with the support to which they are entitled.
Where a portion of the income is dependable and a portion is contingent
upon the production of the worker, earnings of a business or some other
variable, the child support obligation may be based on that portion on which
the party can depend. The additional or irregular income can then be dealt
with by requiring the obligor to pay a fixed percentage of overtime, bonuses,
etc., in child support on a periodic but predetermined basis (weekly, bi-weekly,
monthly, quarterly). . . .
Judges and practitioners should be innovative in finding ways to include
income that would have benefited the family had it remained intact, but be
receptive to deviations where articulate reasons justify them.
Ind. Child Support Guideline 3(A) (Commentary 2(b)).
This court has recently considered the nature of irregular income and observed that
[t]he thrust of the commentary and related cases is that the trial court's discretion in
excluding overtime and bonus income is grounded in a determination that the income is not
dependable or would place a hardship on a parent to maintain.
Thompson v. Thompson,
696 N.E.2d 80, 84 (Ind. Ct. App. 1998).
While the court in Thompson made its observations
in the context of overtime and bonus income, such observations were drawn from the
guidelines and commentary concerning irregular income generally. Because the income at
issue here is also irregular, it being derived from Father's voluntary extra work, the
Thompson court's observations logically apply. Thus, whether to include Father's summer
income in the calculation of his child support obligation rests upon a determination of the
income's dependability.
The evidence in the Record concerning the nature of Father's summer income
includes a letter from the Chair of the Promotion and Budget Committee of the department
in which Father is a professor. The letter states that Father received a Faculty Fellowship
for the summer of 1997, for course development in connection with our 'Cultures of
Science and Medicine' program. Record at 68. At the time of the hearing, Father was a
tenured associate professor and had been employed at the university for eighteen months,
including only one summer. Father explained that the fellowship he received in that summer
was to compensate him for additional administrative work he performed during the 1996-97
school year on a proposal which his department was promoting. He testified that it was a
one-time payment and that he had not applied for similar funds for the summer of 1998
because he had not performed any additional work as in the prior year. Father further
testified that the deadline had passed for submitting applications for summer teaching
positions, which positions were limited and difficult to obtain. Father stated that he had
applied for a research grant for the summer of 1998, but that his application was denied. He
also explained that extra work in the summer took away from his research. There is nothing
in the Record to contradict Father's assertions concerning the nature of his summer income.
The trial court found that income similar to the $5,000 fellowship was available to
Father
in future summers if pursued and applied for by Father.
Record at 45 (Finding No.
3). Use of the qualifying language if pursued and applied for means that the income is
contingent upon Father's initiatives. A contingency resting upon the production of the
worker illustrates the non-dependable nature of the income at least as far as the guidelines
contemplate. See Child Supp. G. 3(A) (Commentary 2(b)).
By including the income in the
calculation of Father's gross income, Father is now required to pursue optional employment
duties just to meet the support obligation, a result not intended by the guidelines. See id.
The trial court abused its discretion by including Father's summer income in its calculation
of his child support obligation. For purposes of remand, we point out the portion of the
guideline commentary urging judges to be innovative in finding ways to include income, and
the practical suggestion that irregular income be dealt with by requiring the obligor to pay
a fixed percentage of [the income] in child support on a periodic but predetermined basis .
. . . Id.See footnote
1
II. Income for Retroactive Support Purposes
Father next contends that the trial court erred by calculating the amount of retroactive
support based upon his current income level rather than upon his income level during the
retroactive period. The Child Support Guidelines are presumptively applicable in
determining the amount of a retroactive child support award. In re A.D.W., 693 N.E.2d 576,
579 (Ind. Ct. App. 1998). A party seeking deviation from the guidelines must overcome this
presumption by showing that application of the guidelines would be unjust or inappropriate.
Id. The amount of retroactive support is determined in light of the circumstances of each
case and consistent with standards generally governing child support awards, including the
Child Support Guidelines. Id.
In A.D.W., this court upheld a retroactive support order based upon the father's
current income level rather than upon his income level during the retroactive period. Our
holding was based upon the father's failure to demonstrate that application of the guidelines
was unjust or inappropriate. The father did not submit a worksheet or any evidence of his
or the mother's actual income during the relevant period. Furthermore, the father testified
that during the relevant period, he had held various jobs in which he made more, less, or the
same as he was making at the time of the hearing. Id. at 580.
In the present case, the evidentiary record differs in important respects from that in
A.D.W. Father testified that from 1984, the year of A.J.R.'s birth, to 1989, he was a student
with no taxable income. From 1989 to 1996, the year he assumed his current position, he
was a post-doctorate research fellow. In 1994, the year beginning the retroactive period,
Father was a research fellow at M.I.T., making $29,000 per year. In 1995, Father went to the
University of Cambridge as a research fellow making approximately $30,000 per year
depending on the exchange rate. Father submitted pay stubs from the University of
Cambridge to substantiate his pay rate.
Father's
evidence was not contradicted.
Mother has
held her current position as a professor at the University of Minnesota since 1989.
Father's uncontradicted evidence establishes that application of the Guidelines to
calculate the amount of retroactive support is both unjust and inappropriate. Father spent the
first five years of Daughter's life as a student with no taxable income and the next seven
years earning slightly more than half the salary that he earns now. To base the retroactive
support order on Father's current income level which is 67 percent higher than Father's
actual income during the retroactive period was an abuse of discretion. Cf. Smith v. Mobley,
561 N.E.2d 504, 508 (Ind. Ct. App. 1990) (in support modification context, trial court abused
its discretion by failing to reduce support retroactively when obligor mother presented
uncontroverted evidence that she had been unemployed and was unable to pay original
support amount).
III. Education Support Order
Father next maintains that the trial court erroneously entered an education support
order without any limitation. The relevant portion of the trial court's order reads as follows:
5. The minor child, [Daughter], both of whose parents have Ph.D
degrees, has the intelligence, ability, aptitude and aspiration to pursue a college
and post graduate education. [Mother] and [Father] shall each pay their pro
rata share, based on their incomes at the time, of the reasonable expenses
incurred by [Daughter] in the pursuit of a college and post graduate education,
which expenses shall include, but not be limited to, tuition and fees, room and
board, books and transportation. [Daughter] shall apply for all available
financial aid, and the parties' obligation for the payment of her college and
post graduate expenses shall be reduced by the amount of any scholarships and
grants (but not student loans) awarded to her.
Record at 45-46.
The paternity statute provides for education support orders as follows:
(a) Where appropriate, the support order may include:
(1) money for the child's education beyond grade 12, after the court
has considered:
(A) the child's aptitude and ability;
(B) the child's reasonable ability to contribute to educational
expenses through:
(i) work;
(ii) obtaining loans; and
(iii) obtaining other sources of financial aid reasonably
available to the child and the parent or parents; and
(C) the ability of the parents to meet these expenses;
. . . .
If the court orders support for a child's educational expenses at an
institution of higher learning under section 3 of this chapter, the court shall
reduce other child support for the child that:
(1) is duplicated by the educational support order; and
(2) would otherwise be paid to the custodial parent.
IC 31-14-11-3, -4.
The paternity statute furthers a parens patriae interest in ensuring that the child is
not financially or educationally deprived merely because her parents do not live together as
a family[.] Poulson v. Poulson, 612 N.E.2d 193, 195 (Ind. Ct. App. 1993). The educational
support order in the present case goes beyond furthering this interest. The order requires
Daughter's parents to pay for a college and post graduate education[.] Record at 46
(Finding No. 5). Aside from this general mandate, the order does not provide any limits upon
Daughter's educational pursuits. There is no mention of in-state or out-of-state tuition. The
order does not set forth whether Daughter's parents are obligated to send her to a school that
is state-supported or private. The order does not address whether Daughter may pursue an
education for the length of time it takes her to graduate or whether there is some limit upon
the number of semesters she may attend school at her parents' expense. Daughter's ability
to contribute to her education through obtaining student loans, a factor specifically
enumerated in the statute, is explicitly excluded from the educational support order without
explanation. The fact that both of Daughter's parents are professors and may be entitled to
a tuition fee courtesy at their respective universities is not mentioned in the order despite the
statute's provision that financial aid reasonably available to the child's parents must be
considered. Furthermore, no mention is made of the level of academic performance required
of Daughter to remain eligible for her parents' assistance.
In short, the trial court abused its discretion in entering an education support order that
contains no limit upon the nature of college and post graduate studies Daughter is entitled
to pursue at her parents' expense and no limit on the amounts of such expenses. For
purposes of remand, we would point out IC 31-14-11-4 which requires a trial court to reduce
other child support when the court enters an education support order. No such reduction was
provided for in the court's present order. We would also point out the commentary to
Guideline 3(E) which contains some useful suggestions on fashioning education support
orders.See footnote
2
IV. Birth Expenses
Father next contends that the trial court erred by requiring him to pay for the expenses
Mother incurred in connection with Daughter's birth. He argues that the payment of such
expenses is subject to a two-year statute of limitation. We disagree.
The payment of expenses associated with the birth of a child is governed by the
paternity statute as follows:
(a) The court shall order the father to pay at least fifty percent (50%)
of the reasonable and necessary expenses of the mother's pregnancy and
childbirth, including the cost of:
(1) prenatal care;
(2) delivery;
(3) hospitalization; and
(4) postnatal care.
IC 31-14-17-1. There is no time limitation imposed on the recovery of these expenses
provided the paternity petition is otherwise timely filed. The statute, however, sets forth a
minimum amount of at least fifty percent of the expenses. Here, the trial court,
without
explanation,
ordered Father to pay the entirety of the $923.52 Mother incurred in out-of-
pocket expenses for Daughter's birth. Absent any findings stating why it was appropriate
for Father to pay more than fifty percent of the expenses, we cannot determine whether the
trial court abused its discretion on this issue. Accordingly, on remand, the trial court must
enter findings as to why its order for payment of the entire amount of the birth expenses was
appropriate or enter judgment against Father for the presumptive fifty percent of the
expenses.
V. Extraordinary Travel Expenses
Father next contends that the trial court erred by ordering him to pay Mother's
expenses in excess of the cost of the actual blood test used to determine his paternity. The
trial court has the discretion to tax as costs the reasonable expenses of any medical tests
authorized under IC 31-14-6[.] IC 31-14-18-1. The question here is whether Mother's
expenses were reasonable.
Mother filed her second paternity action in Minnesota on September 3, 1996. The
cause was transferred to Indiana and filed in the Monroe Circuit Court on November 14,
1996. In October of 1996, between the time Mother filed the action in Minnesota and its
registration in Indiana, Mother left the country on a sabbatical to West Africa. Father moved
for blood and genetic testing on December 9, 1996, and the trial court entered an order on
December 13, 1996, directing the parties to undergo such testing. Mother did not notify
Father or the trial court of her circumstances or that the testing would involve extraordinary
expense and unilaterally decided to incur the additional expense of obtaining the tests on
foreign soil. The trial court's findings fail to set forth any reason why the extraordinary
travel expenses were reasonable, and we are again unable to determine whether the trial court
abused its discretion by ordering Father to pay such expenses. On remand, the trial court
must enter findings as to why Mother's extraordinary travel expenses were reasonable or
enter judgment against Father only for the $73.95 cost of the testing.
VI. Attorney Fees
Father finally contends that the trial court erred by ordering him to pay Mother's
attorney fees incurred in her prosecution of the paternity action. IC 31-14-18-2 permits the
trial court to order a party to pay attorney fees. In making such an award, the trial court
should consider the parties' resources, their economic conditions, and their respective ability
to earn an adequate income through employment. Dye v. Young, 655 N.E.2d 549, 551 (Ind.
Ct. App. 1995). A trial court's attorney fee award is reviewed for an abuse of discretion. Id.
Here, the Record shows that Father and Mother's present income is nearly identical.
Father's base salary for the 1997-98 school year was $50,992. Mother's base salary for the
same school year was $53,908. Father has two after-born children while Mother has none.
Mother has held her current position since 1989, while Father has been on the university
faculty for less than two years, prior to which he earned significantly less money than he
earns now. Given the closeness of Father's and Mother's current incomes and respective
earning abilities, it was an abuse of discretion to order Father to pay Mother's attorney fees.
This matter is affirmed in part, reversed in part, and remanded for a child support
order fashioned in a manner consistent with this opinion.
STATON, J., and ROBB, J., concur.
Footnote:
1 The guidelines have recently been amended to suggest a new method for including irregular
income based upon a ratio of the basic support obligation to the combined weekly adjusted income. The
amended guidelines are currently published in the advance sheets of the Northeastern Reporter at volume
696, No.2. For an overview and discussion of the amended guidelines, see Jeffrey Bercovitz, Child
Support Guidelines: Amendments answer perplexing questions, Res Gestae, Aug. 1998, at 8-13.
Footnote:
2 The guidelines have recently been amended to include a worksheet for purposes of calculating
the costs associated with a child's post-secondary education. See note 1, supra, for citations concerning
the amended guidelines. Such worksheet seeks in part an itemization of the child's educational costs.
Such costs cannot be determined in this case because Daughter is fourteen years old and has not selected or
been admitted to a post-secondary educational institution. While we do not go so far as to say that the
present education support order was premature, we cannot help but observe the challenges faced by the
trial court attempting to fashion an education support order when virtually all of the variables are
unknown. Perhaps the better course of action would be to acknowledge in the order that parents'
obligation to contribute to post-secondary educational expenses will be determined when such variables are
known.
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