ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Michael C. Keating Jeffrey A. Modisett
Keating, Bumb & Vowels, P.C. Attorney General of Indiana
Evansville, Indiana
Andrew L. Hedges
Deputy Attorney General
Indianapolis, Indiana
MARLON L. SCISNEY, )
Defendant-Appellant, )
)
v. ) 82S05-9811-CR-687
)
STATE OF INDIANA, )
Plaintiff-Appellee. )
________________________________________________
APPEAL FROM VANDERBURGH CIRCUIT COURT
The Honorable Beverly K. Corn, Special Judge
Cause No. 82C01-9506-CF-00519
_________________________________________________
DICKSON, J.
The defendant, Marlon Scisney, was convicted of possession of cocaine in an
amount over three grams with the intent to deliverSee footnote
1
and possession of marijuana.See footnote
2
The
Court of Appeals affirmed. Scisney v. State, 690 N.E.2d 342 (Ind.Ct.App. 1997). We
grant transfer to address whether a party must tender an alternative instruction in order to
preserve a claim of instruction error.
Before closing arguments, during the instruction conference, the trial court
proposed to combine separate instructions on the doctrine of constructive possession into
a single instruction. Defense counsel objected on the ground that the instruction was not
a sufficiently clear statement of the law, but did not tender an alternative instruction.
Citing two of this Court's previous cases, the Court of Appeals found that the failure to
tender an alternative instruction waived the error on appeal. Id. at 347 (citing Whittle v.
State, 542 N.E.2d 981 (Ind. 1989); Springer v. State, 463 N.E.2d 243 (Ind. 1984)). In
some of our recent opinions, we have referred, in the context of waiver, to the failure to
object and tender an alternative instruction to an erroneous instruction. See Sanchez v.
State, 675 N.E.2d 306, 308 (Ind. 1996); Sears v. State, 668 N.E.2d 662, 670 (Ind. 1996).
However, the outcome in each of these four cases did not rest solely upon the failure to
tender an alternative instruction but rather included other reasons. Sanchez, 675 N.E.2d
at 308 (instruction error waived by not objecting or tendering alternative instruction);
Sears, 668 N.E.2d at 670 (instruction correct on merits and, alternatively, claim of error
waived for failure to provide basis for the objection or to tender alternative instruction);
Whittle, 542 N.E.2d at 991 (claim of error waived by failures to object at trial, to tender
corrective instruction, and to include instruction and objection in appellate brief); Smith
v. State, 465 N.E.2d 1105, 1123 (Ind. 1984) (claim waived by failure to request or tender
instructions, to include them in appellate brief, and to present supporting authority or
cogent argument on appeal); Springer, 463 N.E.2d at 246 (instruction correct on merits
and, alternatively, claim of error waived for failure to tender substitute instructions if he
believed that the trial court's proposed instructions were confusing or incorrect).
Mitchem v. State, 685 N.E.2d 671 (Ind. 1997), represents a better approach,
focusing not merely upon the tender of an alternative instruction but rather upon whether
an instruction objection at trial was sufficiently clear and specific to inform the trial court
of the claimed error and to prevent inadvertent error. Id. at 675. Indiana Trial Rule
51(C) declares in part:
At the close of the evidence and before argument each party may file
written requests that the court instruct the jury on the law as set forth in the
requests. The court shall inform counsel of its proposed action upon the
requests prior to their arguments to the jury, but the court shall instruct the
jury after the arguments are completed. No party may claim as error the
giving of an instruction unless he objects thereto before the jury retires to
consider its verdict, stating distinctly the matter to which he objects and the
grounds of his objection.
Ind.Trial Rule 51(C). This rule does not contain any express requirement for the
submission of an alternative instruction to preserve for appeal a claim of error in the
giving of an instruction.See footnote
3
However, the rule does require counsel to identify the specific
objection and its grounds to enable the trial court to avoid error and to facilitate appellate
review. Smith v. State, 565 N.E.2d 1059, 1061 (Ind. 1991); Harvey v. State, 546 N.E.2d
844, 846 (Ind. 1989). The purpose is not to create a procedural trap but to enhance trial
fairness and to enable effective appellate review.
The value of a tendered alternative instruction to the proper administration of
justice will vary depending upon the nature of the objection. An objection to an incorrect
instruction regarding an unnecessary issue will likely not be enhanced by also requiring a
proposed alternative. To provide specific grounds in support of an objection to an
incorrect jury instruction upon a relevant issue, however, a tendered alternative
instruction, a substantial equivalent, or a sufficiently detailed explanation on the record
will usually be necessary to inform the trial and appellate courts. This is particularly
appropriate when a trial objection focuses upon the language of a proposed instruction
(e.g., when the objection alleges that an instruction is confusing, misleading, or
incomplete). We hold that appellate review of a claim of error in the giving of a jury
instruction requires a timely trial objection clearly identifying both the claimed
objectionable matter and the grounds for the objection, but that the tender of a proposed
alternative instruction is not necessarily required to preserve the claim of error. Prior
decisions to the contrary are hereby overruled.
In the present case, the final instruction at issue was formulated during the court's
instruction conference with counsel. Defense counsel objected on the general ground that
the instruction was an unclear statement of the law. However, counsel failed to explain
to the trial court why the instruction was unclear or what could be done to correct the
instruction, and thus failed to identify adequately the matter to which he objects and the
grounds of his objection, T.R. 51(C), to facilitate correction of the claimed error.
Because of this failure, and not because of the failure to tender an alternative instruction,
the claim of error is waived.
Transfer is granted. As to all other issues, we summarily affirm the Court of
Appeals. Ind.Appellate Rule 11(B)(3). The judgment of the trial court is affirmed.
SHEPARD, C.J., and SULLIVAN, SELBY, and BOEHM, JJ., concur.
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