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FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
GEOFFREY A. RIVERS JEFFREY A. MODISETT
Muncie, Indiana Attorney General of Indiana
J. T. WHITEHEAD
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
NEAL L. SEALS, )
)
Appellant-Defendant, )
)
vs. ) No. 18A02-9807-CR-563
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE DELAWARE SUPERIOR COURT 1
The Honorable Robert L. Barnet, Judge
Cause No. 18D01-9607-CF-45
October 27, 1998
OPINION - FOR PUBLICATION
STATON, Judge
Neal L. Seals appeals the revocation of his probation. He raises two issues on appeal,
which we consolidate and restate as one: whether the trial court abused its discretion by
revoking Seals' probation even though he did not receive a written statement of the
conditions of his probation.
We affirm.
Seals was convicted of Burglary, and he received a three year suspended sentence.
The court placed Seals on probation and, during the sentencing hearing, orally informed him
of his obligation, as a condition of probation, to "report to [his probation officer] as directed."
Record at 32. Seals indicated that he understood this and the other conditions of probation.
Seals did not receive a written statement of the conditions of his probation. Thereafter, the
State sought to revoke Seals' probation because he failed to report to his probation officer.
Seals' probation officer, Thomas Ashley, testified at the revocation hearing. Ashley
testified that, following Seals' release from jail, he contacted Seals and told him to report to
Ashley's office. Seals never reported to Ashley. Approximately two months after Seals'
sentencing, Ashley filed a probation violation. Following a hearing, Seals' probation was
revoked; this appeal ensued.
The decision to grant probation is a matter within the sound discretion of the trial
court. Isaac v. State, 605 N.E.2d 144, 146 (Ind. 1992), cert. denied, 508 U.S. 922 (1993).
The court determines the conditions of probation and may revoke probation if the conditions
are violated. Id. Probation revocation is governed by Ind. Code § 35-38-2-3 (Supp. 1997).
A revocation hearing is in the nature of a civil proceeding, and the alleged violation need be
proven only by a preponderance of the evidence. Id. at 147.
Seals contends that the trial court's failure to provide him with a written statement of
the conditions of his probation precluded it from revoking his probation. Ind. Code § 35-38-
2-2.3(b) (Supp. 1997) requires that a person placed on probation be given a written statement
of the conditions of probation at the sentencing hearing. However, the failure to provide a
probationer with a written statement is harmless where the record reflects that the probationer
has been orally advised by the sentencing court of the conditions of his probation and where
the defendant specifically acknowledges that he understands those conditions. White v.
State, 560 N.E.2d 45, 48 (Ind. 1990); Malone v. State, 571 N.E.2d 329, 331 (Ind. Ct. App.
1991); Atkins v. State, 546 N.E.2d 863, 865 (Ind. Ct. App. 1989); Ratliff v. State, 546 N.E.2d
309, 311 (Ind. Ct. App. 1989), trans. denied; Kerrigan v. State, 540 N.E.2d 1251, 1252 (Ind.
Ct. App. 1989). In Ratliff, we held that for an oral advisement to be sufficient, it must "1)
apprise the defendant in adequately definite terms of the behavior required of him, 2) be
addressed to the defendant, 3) be administered by the sentencing court, and 4) be identified
as conditions of the defendant's continued probation." 546 N.E.2d at 311 (emphasis in
original).
Here, the sentencing court informed Seals that he was required as a condition of his
probation to "report to Mr. Ashley as directed." Seals indicated that he understood this
condition. Following the sentencing hearing, Ashley contacted Seals and ordered him to
report to Ashley's office. Seals did not report or otherwise contact Ashley. Therefore, Seals
failed to comply with a condition of which he was aware -- that he report "to Mr. Ashley as
directed," and the trial court's failure to provide a written statement was harmless.
Seals attempts to distinguish the facts of his case from other cases which have held
that the court's failure to provide a written statement at the sentencing hearing was harmless.
In both Kerrigan and White, the probationer had received a written statement of the
conditions prior to committing the act or omission which resulted in his probation being
revoked. 540 N.E.2d at 1252, n.3; 560 N.E.2d at 47. Although the trial court had not
complied with IC 35-38-2-2.3(b)See footnote 1
1
in either of those cases by failing to provide a written
statement at the sentencing hearing, the probationers did receive the conditions of probation
in writing prior to making their decision to violate those terms. In this case, Seals never
received the conditions in writing.
In support of his argument that this factual difference is significant, Seals cites a
footnote in Ratliff in which this court opined: ". . . the probationer cannot suffer any penalty
for conduct which violates the conditions occurring prior to his receipt of the written
statement other than for conduct constituting a crime." 546 N.E.2d at 313, n.5. We think this
dicta in Ratliff is inconsistent with our other holdings on this issue, and we decline to follow
it. In Kerrigan, we held that the intent of the statutory requirement of a written statement of
the conditions of probation is to "provide a defendant with prospective notice of the standard
of conduct required of him or her while on probation and to prohibit the imposition of
additional conditions after sentencing." 540 N.E.2d at 1252. We went on to hold that "this
intent is also achieved if the conditions are specified in the record . . . in the defendant's
presence, and the defendant specifically acknowledges that he understands the conditions."
Id. Thus, the underlying intent of IC 35-38-2-2.3(b) may be met regardless of whether a
probationer ever receives a written statement, and the failure to provide a probationer with
a written statement prior to the act or omission which results in the revocation may be
harmless. See also, Layne v. State, 691 N.E.2d 1305, 1307 (Ind. Ct. App. 1998) (failure to
comply with a statutory guideline for placing a defendant on probation is harmless where
defendant is not prejudiced or denied a fundamental right).
Seals also argues that the trial court's oral condition that he "report to Mr. Ashley as
directed" is vague and ambiguous because it does not specify when or how often Seals was
to report to the probation officer. Our supreme court has held that a sentencing court need
not establish precise dates for completing a condition of probation. White, 560 N.E.2d at 47.
The purpose of the probation officer is to assist the trial court in carrying out the conditions
of probation. Id. Thus, the supreme court held that a probation officer's order that a
probationer complete a condition of probation on a specific date, prior to the expiration of
the probationary term, is binding, and the defendant's probation may be revoked where he
fails to comply with that order. Id. at 47-48. In this case, Ashley directed Seals to report to
Ashley's office. Ashley was empowered to so order Seals by the term of probation that Seals
"report to Mr. Ashley as directed." Seals failed to do so, and, as a result, the court revoked
his probation. We cannot say that the trial court abused its discretion in doing so.
Affirmed.
KIRSCH, J., and ROBB, J., concur.
Footnote: 1
1
At the time of those cases, the statute was codified at IC 35-38-2-2(b).
Converted by Andrew Scriven