Attorneys for Appellee
Jeffrey A. Modisett
Attorney General of Indiana
Janet Brown Mallett
Deputy Attorney General
Indianapolis, IN
Appellant (Defendant below),v.
STATE OF INDIANA, Appellee (Plaintiff below ).
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) Supreme Court No.
) 29S00-9803-CR-180
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October 20, 2000
Several standards govern our review. First, the State bears the burden of
proving b
eyond a reasonable doubt that the defendant voluntarily and intelligently waived his
rights, and that the defendants confession was voluntarily given. Schmitt v. State,
730 N.E.2d 147, 148 (Ind. 2000) (citing Berry v. State, 703 N.E.2d 154
(Ind. 1998) (citing in turn Owens v. State, 427 N.E.2d 880 (Ind. 1981))).
Second, where that standard has been met, [t]he decision whether to admit
a confession is within the discretion of the trial judge and will not
be reversed absent an abuse of that discretion. Jones v. State, 655
N.E.2d 49, 56 (Ind. 1995), rehg denied. And third, when reviewing a
challenge to the trial courts decision to admit a confession, we do not
reweigh the evidence but instead examine the record for substantial, probative evidence of
voluntariness. Carter v. State, 730 N.E.2d 155, 157 (Ind. 2000).
Here, the evidence supports the trial courts finding that the State
proved beyond a reasonable doubt that Defendant was fully advised of his
Miranda
rights and that he voluntarily waived those rights. During Defendants incarceration at
the Howard County Criminal Justice Center, Detective Mason overheard Defendant telling jail officials
that he was trying to speak to someone about a murder. Detective
Mason offered to speak with Defendant and he accepted.
At the suppression hearing, the State produced a written transcript of Defendants statement.
Detective Mason began the interview by reading Defe
ndant his Miranda rights and
then asking, Do you understand these rights? (R. at 1039.) Defendant answered,
Yes. (Id.) And although he initially demanded to speak to Detective Harting
of the Carmel Police Department,
See footnote
Defendant soon described to Detective Mason how he
accidentally killed his wife in his motel room, during the course of an
argument where [s]he hit [him] with a lamp and [he] popped her in
the nose and she died. (R. at 1049.) Defendant then admitted
that he dug a hole behind the motel and threw her ass in
it. (Id.)
After giving this statement to Detective Mason at approximately 1:30 a.m. on January
4, 1997, Defendant was immediately transported to Carmel to assist authorities in searching
the grounds around the motel. When Defendant arrived in Carmel an hour
or so later, his request to speak with Detective Harting was granted.
Detective Harting entered the Kokomo squad car where Defendant was seated.
Detective Harting testified during the suppression hearing that he first Mirandized Defendant before
asking him to show the police officials where he had buried Dorothea.
(R. at 1071.) Defendant then responded, [L]ets do it. (Id.)
After walking the grounds around the motel with Detective Harting and another police
officer and identifying where he buried his wife, Defendant was transported back to
the Howard County Jail in Kokomo. The next day, Defendant reviewed and
signed the transcript of his jailhouse statement, individually initialing each page, including the
first page that contained Detective Masons transcribed verbal Miranda warning.
As noted by Judge Barr in ruling on Defendants motion to suppress, the
State esta
blished that Miranda rights were read to Defendant on at least two
occasions in addition to his acknowledging the initial advisement of rights when he
initialed and signed the Kokomo interview transcript. After reviewing the testimony at
the suppression hearing and all materials presented therein, this Court finds no evidence
of violence, threats, promises, or improper influence. The trial court did not
abuse its discretion in denying Defendants motion to suppress, as there was substantial
and probative evidence sufficient to establish voluntariness beyond a reasonable doubt.
Coercive police activity is a necessary prerequisite to finding a confession is not
voluntary within the meaning of the Due Process Clause of the Fourteenth Amendment.
Light v. State, 547 N.E.2d 1073, 1077 (Ind. 1989) (citing Colorado v.
Connelly, 479 U.S. 157, 167 (1986)), rehg denied. A confession is voluntary
if, in light of the totality of the circumstances, the confession is the
product of a rational intellect and not the result of physical abuse, psychological
intimidation, or deceptive interrogation tactics that have overcome the defendants free will.
United States v. Dillon, 150 F.3d 754, 757 (7th Cir. 1998). The
critical inquiry is whether the defendants statements were induced by violence, threats, promises
or other improper influence. Page v. State, 689 N.E.2d 707, 710 (Ind.
1997).
Defendant claims that both of his confessions were induced wholly by his voluminous
alcohol intake, rendering his confessions involuntary. Appellants Br. at 23. He
also argues that he was placed on suicide watch following his confession which
proves his incoherent state. Intoxication may be a factor in determining voluntariness.
Brewer v. State, 646 N.E.2d 1382, 1385 (Ind. 1995) (citing Pettiford v.
State, 619 N.E.2d 925 (Ind. 1993) (citing in turn Colorado v. Connelly, 479
U.S. 157 (1986))). However, as we discussed in Part I-A, there is
no evidence of violence, threats, promises, or improper influence in this case.
We find that the trial court did not abuse its discretion in denying
Defendants motion to suppress because the record contains substantial probative evidence sufficient to
establish beyond a reasonable doubt that he was able to appreciate his Miranda
rights and give the voluntary confessions, and there is no evidence of improper
police influence or coercion in obtaining the confessions.
Defendant neither tendered an instruction on voluntariness nor did he object to the
trial courts failure to give such an instruction. Thus, he has waived
the issue on appeal.
Brown v. State, 691 N.E.2d 438, 444 (Ind. 1998);
see also Ind. Crim. Rule 8(B) (No error with respect to the giving
of instructions shall be available as a cause for new trial or on
appeal, except upon the specific objections made as above required.).
Furthermore, factors such as intoxication and mental impairment do not render a self-incriminating
statement involuntary per se and generally go to the weight that should be
accorded the statement and not to its admissibility. See Battles v. State,
688 N.E.2d 1230, 1233 (Ind. 1997) (collecting cases). It is the role
of the trial court not the jury to determine whether a
statement made by a defendant is voluntary and therefore admissible. See id.;
Coates v. State, 534 N.E.2d 1087, 1093 (Ind.1989). After a statement is
admitted into evidence, it then becomes the duty of the jury to evaluate
the credibility of the statement and to decide how much weight to give
it. See Battles, 688 N.E.2d at 1233.
Here, the trial court had already considered Defendants intoxication and mental state and
determined his statements were admissible as voluntarily and intelligently waive[d]. (R. at
1079.) The issue before the jury was therefore credibility, not voluntariness. And
we find that the trial courts preliminary instruction regarding witness credibility adequately addressed
this issue.
A trial courts denial of a change of venue motion will be reversed
only for an abuse of discretion.
See Elsten v. State, 698 N.E.2d
292, 294 (Ind. 1998). Showing potential juror exposure to press coverage is
not enough. See id. (citing Barnes v. State, 693 N.E.2d 520, 524
(Ind. 1998)). Instead, the defendant must demonstrate that the jurors were unable
to disregard preconceived notions of guilt and render a verdict based on the
evidence. Id.
During the unrecorded
voir dire of the potential jurors in this case, the
trial court discovered that a potential juror had been inadvertently exposed to an
article concerning Defendants case while perusing a magazine, Indianapolis Monthly, in the waiting
room. See discussion infra Part IV. The trial court then conducted
and recorded a partial voir dire outside the presence of the venire panel,
during which the potential juror testified that he did not think any other
prospective juror saw the article, and that even after seeing the article, he
could still judge the case impartially.
While we are able to review the transcript of the aforementioned partial
voir
dire and find no evidence of prejudice to Defendant, the record before us
does not contain a transcript of the full individual voir dire. Defendant
acknowledges in his brief, however, that each juror ultimately selected to serve in
this case did take an oath to be fair and impartial and that
the juror who was exposed to the Indianapolis Monthly article concerning Defendants case
was not selected as a juror. Appellants Br. at 27-8. An
abuse of discretion does not occur where voir dire reveals that the seated
panel was able to set aside preconceived notions of guilt and render a
verdict based solely on the evidence. See Lindsey v. State, 485 N.E.2d
102, 106 (Ind. 1985).
Furthermore, Defendant has failed to direct us elsewhere in the record to establish
that the seated jurors were unable to be impartial due to the pretrial
media coverage. As we have previously held, this inability to show prejudice
is fatal to a defendants claim. See, e.g., Barnes, 693 N.E.2d at
524-25; White v. State, 687 N.E.2d 178, 179 (Ind. 1997); Owens v. State,
659 N.E.2d 466, 475 (Ind. 1995). Defendant has failed to demonstrate an
abuse of the trial courts discretion in denying his motion for change of
venue.
A trial courts decision whether or not to dismiss a jury panel will
be reviewed for an abuse of discretion.
See Thompson v. State, 492
N.E.2d 264, 272 (Ind. 1986), rehg denied; Perry v. State, 471 N.E.2d 270,
275-76 (Ind. 1984). Only when evidence is presented which establishes the jurys
inability to impartially try the case, will a dismissal be warranted. See
Perry, 471 N.E.2d at 275-76; cf. May v. State, 716 N.E.2d 419 (Ind.
1999) (reversing the trial court for an abuse of discretion for not replacing
a juror who extended a personal invitation to his home to a key
prosecution witness during a lunch hour trial recess).
We first note that there is no showing in the record that Defendant
asked the trial court to dismiss the entire jury venire panel. As
such, this issue is effectively waived for a
ppeal. Furthermore, as set forth
in Part III, supra, a transcript of the individual voir dire was not
made part of the record, so we are unable to verify, for example,
whether the remaining members of the jury panel were polled to ensure that
no one else had seen the magazine article or discussed its contents.
See footnote
See, e.g., Thompson, 492 N.E.2d at 272-73; Lindsey v. State, 260 Ind. 351,
295 N.E.2d 819 (1973). Moreover, we are aware of no authority
and Defendant provides none establishing a rule of prejudice per se because
a jury panel had possible access to an incriminating article within a magazine.
We have not even been provided with the text of the Indianapolis
Monthly article. In any event, Defendant has failed to show that he
was prejudiced. The trial court did not abuse its discretion in not
dismissing the entire jury panel.
Defendant acknowledges the skulls relevance given that the victim evidently died due to
a fracture of the skull. Appellants Br. at 30. However, he claims
that any relevance is substantially outweighed by the prejudicial effect of the victims
skull in violation of Ind
iana Evidence Rule 403,
See footnote
and moreover, that the trial
court abused its discretion in not directing the State to use a model
of the human skull or pictures of the victims skull. Appellants Br.
at 32.
At first blush, we find it a bit unsettling that the trial court
would allow the prosec
ution to use the actual skull of the victim to
supplement its expert testimony. In our view, other conventional alternatives such
as high resolution photographs, video, and charts could no doubt have been
used to assist the States expert witnesses in demonstrat[ing] various healing stages of
the injuries, colorations of the bone, and staining in the skull. Appellees
Br. at 11 (citing R. at 883-906, 963-69).
See footnote
Nevertheless, foreign jurisdictions have squarely addressed the use of a victims skulls as
evidence in a trial and found under similar circumstances that the
probative value ou
tweighed any resultant Rule 403 prejudicial effect. See State v.
Pike, 978 S.W.2d 904, 924-25 (Tenn. 1998) (In this case, the skull had
been thoroughly cleansed and was no more prejudicial or gruesome than a model
diagram would have been.), cert. denied, 526 U.S. 1147 (1999); Hilbish v. State,
891 P.2d 841, 849 (Alaska Ct. App. 1995) (The trial court did not
abuse its discretion when it admitted into evidence the victims skull, which had
been cleaned of all tissue and was contained in a sealed and odorless
plastic bag and was utilized by the State to assist the jury in
understanding the precise location of the gunshot wounds to [the victims] head, where
the skull was not particularly gruesome arguably less gruesome than available photographs
might have been.). On the other hand, at least one other appellate
court found an abuse of discretion when a trial court admitted into evidence
a picture of a skull that was particularly gruesome and only marginally relevant.
See McNeal v. State, 551 So.2d 151, 159 (Miss. 1989) (disagreeing with the
states position . . . that all of the photographs were needed in
order to prove the corpus delicti and remarking that the state could have
shown the angle and entry of the bullet wound without the full-color, close-up
view of the decomposed, maggot-infested skull).
In this case, the skull was neither particularly gruesome nor ominous as it
lay in three separate pieces, appearing as if it was found on an
archeological dig. Furthermore, it was relevant given Defendants claim of accidental death
and the States corresponding need to show those injuries occurring at the time
of death and/or the absence of injuries. (R. at 765.) After carefully
balancing the probative value against potential prejudicial impact, the trial court ruled the
evidence admissible. While our review of the record leads us to believe
that the State could have just as easily supplemented its witness testimony with
other conventional exhibits, we are persuaded that in this case the trial court
did not abuse its discretion in admitting the skull pieces into evidence.
Indiana Evidence Rule 404(b) provides that [e]vidence of other crimes, wrongs, or acts
is not admissible to prove the character of a person in order to
show action in conformity therewith. It may, however, be admissible for other
purposes, such as proof of motive, intent, preparation, plan, knowledge, identity, or absence
of mistake or accident. Id. (emphasis added).
When the State attempts to introduce evidence of a defendants other crimes, wrongs,
or acts, the trial court must perform a two-part inquiry: first, the court
must determine whether the prior bad act evidence is relevant to a matter
at issue other than the defendants propensity to commit the charged act.
Hicks v. State, 690 N.E.2d 215, 221 (Ind. 1997). If the evidence
is offered only to produce the forbidden inference, that is, that the defendant
had engaged in other, uncharged misconduct and that the charged conduct was in
conformity with the uncharged misconduct, then the evidence is inadmissible. Id. at 219;
see also Poindexter v. State, 664 N.E.2d 398, 400 (Ind. Ct. App. 1996).
The second part of the two-part inquiry involves the trial court balanc[ing] the
probative value of the evidence against its prejudicial effect pursuant to Rule 403.
Hicks, 690 N.E.2d at 221 & n.10. The trial court has
wide latitude, however, in weighing the probative value of the evidence against the
possible prejudice of its admission, and its ruling will be reviewed only for
an abuse of discretion. Poindexter, 664 N.E.2d at 400.
In the present case, Defendant went
beyond merely denying the charged culpability and
affirmatively presented a claim of particular contrary intent accidental killing. Here,
the prior bad act evidence consisted of Defendants 1988 and 1991 convictions for
battery against his wife, (R. at 1143, 1157), in addition to evidence of
four (4) charges against Defendant for battering his wife that were pending at
the time of her death, concerning incidents allegedly occurring on May 23, 1994,
and July 9, 19, and 30, 1994. (R. at 1166, 1192, 1209,
1216.)
In light of Defendants claim of particular contrary intent that he accidentally killed
his wife, we find these instances of prior bad act evidence were admissible
under Rule 404(b) because each was relevant and probative in that it directly
involved and shed light on Defendants relationship with [the victim].
Evans v.
State, 727 N.E.2d 1072, 1080 (Ind. 2000) (citing Ross v. State, 676 N.E.2d
339, 346 (Ind. 1996) ([A] defendants prior bad acts are . . .
usually admissible to show the relationship between the defendant and the victim.)). Furthermore,
this Court has previously approved the admission of similar prior bad act evidence
when a defendant claimed the victims death was accidental. See, e.g., McKewen
v. State, 695 N.E.2d 79, 87-88 (Ind. 1998) (Evidence of the defendants previous
battery against the victim was admissible under Rule 404(b)) (Although there was ample
evidence of hostility already in the record, [the prior bad act evidence] was
relevant to show a pattern of hostility dating back before the night of
the killing. This illustrated the depth of possible motive and was also
relevant to assessing [the defendants] claim that [the victim] was stabbed accidentally.).
Next, we assess whether any incident of prior bad act evidence should nonetheless
have been excluded because its probative value was substantially outweighed by the danger
of unfair prejudice.
See, e.g., Evans, 727 N.E.2d at 1080 ([The] evidence
of [the d]efendants prior misconduct was close enough in time (approximately 48 hours)
to be genuinely relevant in showing Defendants intent at the time of the
murder.) (parenthetical in original); Hicks, 690 N.E.2d at 220 (A trial courts discretion
in admitting evidence of the defendants prior bad acts includes determining the significance
of the similarity or remoteness of evidence.) (citing Fisher v. State, 641 N.E.2d
105 (Ind. Ct. App. 1994)). We review this balancing by the trial
court under an abuse of discretion standard. See Mayberry v. State, 670
N.E.2d 1262, 1268 (Ind. 1996).
We find that the trial court did not abuse its discretion in admitting
evidence of the four pending battery charges for conduct allegedly occurring in May
and July of 1994. These prior incidents were close enough in
time to maintain pr
obative force in establishing a pattern of hostility leading up
to the October 1994, killing. We also find that the trial court
was within its discretion in concluding that the probative value of the 1988
and 1991 battery incidents reduced to actual convictions outweighed any resultant
prejudice in this case given Defendants specific claim of particular contrary intent.
See footnote
Whether the defendant was so intoxicated that he could not form the mens
rea r
equired for the crime is a question for the trier of fact.
See Owens v. State, 659 N.E.2d 466, 472 (Ind. 1995). The
conviction will be affirmed if there was substantial evidence of probative value that
would have allowed the fact finder to conclude beyond a reasonable doubt that
the defendant formed the required mental element. See id. Evidence of
capacity to form criminal mens rea includes the ability to devise a plan,
operate equipment, instruct the behavior of others or carry out acts requiring physical
skill. Terry v. State, 465 N.E.2d 1085, 1088 (Ind. 1984). Moreover,
if the defendant was able to form the required mental element of the
crime, the degree of intoxication is immaterial. Barnes v. State, 693 N.E.2d
520, 522 (Ind. 1998).
The State contends that sufficient evidence was presented to show that Defendant
knowingly killed his wife. We agree. Although Defendant testified at trial
that he was i
ntoxicated at the time of the killing,
See footnote
he also testified
to performing acts that were rationale and required physical skill such as checking
his wifes breathing and straightening out her body to begin doing CPR.
And after her death, instead of maintaining that he accidentally struck and killed
his wife, Defendant told another motel resident that he had killed his old
lady and buried her and they would never find her. (R. at
1501.)
Additionally, the forensic evidence introduced at trial was inconsistent with Defe
ndants claim that
he instinctively struck his wife in the face with a palm and fist
technique that he learned in the military in order to fend off her
imminent attack of him with a lamp. To the contrary, the evidence
indicated that Dot Crain died over a course of hours from a skull
fracture, likely resulting from a blow to the top of the head, and
also that she suffered three broken ribs. After considering all the evidence
most favorable to the verdict as well as drawing all reasonable inferences therefrom,
we find the jury could have reasonably concluded that Defendant knowingly killed his
wife and did not just intend to batter her.
Voluntary manslaughter is a lesser included offense of murder, distinguishable by the factor
of a defendant having killed, while acting under sudden heat. Ind. Code
§ 35-42-1-3 (1993). To establish sudden heat, the defendant must show sufficient
provocation to enge
nder . . . passion. Johnson v. State, 518 N.E.2d
1073, 1077 (Ind. 1988). Sufficient provocation is demonstrated by such emotions as
anger, rage, sudden resentment, or terror [that are] sufficient to obscure the reason
of an ordinary person, prevent deliberation and premeditation, and render the defendant incapable
of cool reflection. Id.
To obtain a conviction for murder, the State is not required to negate
the presence of sudden heat because [t]here is no implied element of the
absence of sudden heat in the crime of murder. Earl v. State,
715 N.E.2d 1265, 1267 (Ind. 1999). However, once a defendant places sudden
heat into issue, the State then bears the burden of negating the presence
of sudden heat beyond a reasonable doubt. See Evans, 727 N.E.2d at
1077. It may meet this burden by rebutting the defendants evidence or
affirmatively showing in its case-in-chief that the defendant was not acting in sudden
heat when the killing occurred. See id.
Defendant claims that his longstanding, confrontational relationship with his wife in combination with
his alcoholism caused him to snap for only a short moment and suddenly
strike her when she came at him with the lamp. Appellants Br.
at 42. Although we are inclined to agree that this evidence
adequately introduced the element of sudden heat, we find that the totality of
the evidence presented in this case is sufficient to support the jurys conclusion
that Defendant did not act in sudden heat.
See footnote
To begin with, the jury may well have concluded that 54 130-pound Dot
Crain, did not sufficiently provoke the 64 210-pound Defendant by just yelling and
swinging a lamp at him.
See footnote
After all, the possibility of physical confrontation
during one of their arguments was nothing new for either Crain. Also,
as set forth, supra, in Part VII-A, the forensic evidence tended to show
that Dot Crain did not immediately die when struck by Defendant, and Defendant
acknowledged spending time drinking tequila and reflecting thereafter in the hotel room where
she lay.
We find the evidence sufficient to conclude that the State negated Defendants claim
of sudden heat beyond a reasonable doubt. There is ample evidence to
support the jurys verdict of murder, rather than voluntary manslaughter.
To prevail on a claim of ineffective assistance of counsel, a defendant must
show that (i) defense counsels representation fell below an objective standard of reasonableness
and (ii) there is a reasonable probability that the result of the proceeding
would have been diffe
rent but for defense counsels inadequate representation. See Troutman
v. State, 730 N.E.2d 149, 154 (Ind. 2000); see also Strickland v. Washington,
466 U.S. 668 (1984). We presume that counsels performance was adequate.
See Troutman, 730 N.E.2d at 154; Cook v. State, 675 N.E.2d 687, 692
(Ind. 1996).
Among the errors claimed by Defendant are that trial counsel failed to: (A)
request a pretrial suppression hearing on his confession or call certain witnesses during
it; (B) tender a jury instruction regarding the voluntariness of his confession; (C)
communicate adequately with him and with his private investigator; (D) call and recall
certain witnesses who he b
elieves were romantically involved with the victim and could
have been responsible for the damage to her skull; and (E) strike the
entire jury panel that had access to the magazine article. We will
review each claimed error in turn.
A defense counsels poor trial strategy or bad tactics do not necessarily amount
to i
neffective assistance of counsel. See Whitener v. State, 696 N.E.2d 40,
42 (Ind. 1998) (citing Davis v. State, 675 N.E.2d 1097, 1100 (Ind. 1996)).
Moreover, [a] decision regarding what witnesses to call is a matter of
trial strategy which an appellate court will not second-guess. Brown v. State, 691
N.E.2d 438, 447 (Ind. 1998).
Our review of the record establishes that trial counsel adequately represented Defe
ndant during
the suppression hearing, such that a tactical decision not to file a formal
written motion to suppress did not rise to the level of ineffective assistance
of counsel.
See footnote
See, e.g., Monegan v. State, 721 N.E.2d 243, 251 (Ind.
1999) (In light of other steps taken in this action, we cannot agree
with Defendants contention that defense counsels strategic decision not to file a motion
in limine rises to the level of ineffective assistance of counsel.); Wickliffe v.
State, 523 N.E.2d 1385, 1387 (Ind. 1988) (considering all other steps taken to
effectively represent the defendant and finding defense counsels tactical decision not to file
motions in limine or motions to suppress did not constitute ineffective assistance of
counsel).
As for the second half of Defendants claim, we find that it was
not unreasonable for trial counsel to not call witnesses,
See footnote
including Defendant, to testify
during the suppression hearing; the trial judge had sufficient information including Defendants
Intoxilyzer test result of .12 BAC and the full text of his Kokomo
statement upon which to base his ruling. We find little merit in
Defendants claim that his after-the-fact assertions as to his intoxication level would have
ultimately affected the trial courts ruling that his statements were voluntarily given.
Defendant has not demonstrated that counsels performance was unreasonable in this regard.
Defendant cites to no evidence in the record establishing trial counsels failure to
communicate with him nor does he show in any way how was prejudiced
by a lack of co
mmunication. Defendants unsupported general assertion in this regard
is inadequate to establish ineffective assistance of counsel.
We give deference to strategy decisions by trial counsel.
Whitener v. State,
696 N.E.2d 40, 42 (Ind. 1998). We look to the totality of
the circumstances when evaluating claims of ineffective assistance of trial counsel, and isolated
strategy decisions do not necessarily amount to ineffectiveness. Lawrence v. State, 464
N.E.2d 1291, 1294-95 (Ind. 1984).
We cannot say that trial counsel was ineffective in not presenting the testimony
of two male witnesses, Mike W. and Rick F., who Defendant now claims
on appeal may have been romantically involved with the victim and may have
battered the victim during her lifetime . . . caus[ing] damage to the
victims skull. Appellants Br. at 46. There is simply no evidentiary
basis to support this claim of ineffective assistance of counsel: nowhere in the
record is there any indication that the victim was romantically involved with either
of these men or that they may have battered the victim.
See footnote
Likewise, Defendants claim that he was prejudiced by counsels failure in not recal
ling
the victims sister, Bonnie Lee must also fail. Lee testified that Defendant
called her collect in late August or early September 1994 and threatened to
kill Dot. Defendant now claims that recalling Lee to the witness stand
would have revealed that Defendant was incarcerated during this time frame for violating
a no contact order filed by the victim, and as such, could not
have made the collect call from jail. Appellants Br. at 47.
Once again, there is simply no evidentiary basis to support Defendants claim of
ine
ffective assistance of counsel. Nowhere in the record is there any indication
that Defendant was unable to place a collect call during this period of
incarceration. Moreover, we frequently see cases where the record indicates that inmates
are sometimes allowed to make collect phone calls while incarcerated. In fact,
there was evidence presented at the suppression hearing that Defendant had amassed astronomical
phone bills talking with a women during his pre-trial incarceration for this matter.
(R. at 2295; Defense Counsel: [She] has been talking with [Defendant]
on a regular basis when he was in the Hamilton County Jail early
on and . . . their phone bills were astronomical according to my
client . . . .)
We are inclined to agree with Defendant that under prevailing professional norms most
defense attorneys would have probably moved to strike the entire jury panel after
lear
ning that an incriminating article concerning their clients case had been found in
the jury room. Nevertheless, to prevail on an ineffective assistance of counsel
claim, Defendant must also demonstrate a reasonable probability that a motion to strike
the entire venire would have succeeded. See Troutman, 730 N.E.2d at 153.
And our review of the partial voir dire transcript satisfies us that
the trial judge would not have granted this motion given the potential jurors
testimony that he did not think any other prospective juror saw the article
and that in any event he could still judge the case impartially.
See supra Parts III and IV. As such, Defendants final ineffective assistance
of counsel claim also fails.
This Court would further note in regards to the charge of murder, the
presumptive sentence is a fifty year sentence. To which the Court can
add ten years or subtract ten years. . . . Certainly the
aggravating circumstances do far outweigh any mitigating circumstances and this Court finds that
this Court should impose not only the fifty years but add to it
the additional ten years for aggravating circumstances and which this Court will then
impose the full term of sixty years in regards to this murder charge.
(R. at 2303, 2305) (emphases added).
See footnote
This murder, however, was committed in October of 1994,See footnote during which there were
two versions of the sentencing statute for murder on the books. And
in
Smith v. State, 675 N.E.2d 693 (Ind. 1996), we concluded that P.L.
158-1994, which provides a presumptive 40-year sentence for murder subject to a 20-year
enhancement, rather than P.L. 164-1994, which provides a presumptive 50-year sentence for murder
subject to a 10-year enhancement, governs murders committed between July 1, 1994 and
May 5, 1995. See Ellis v. State, 707 N.E.2d 797, 805 (Ind.
1999) (observing same); Jones v. State, 675 N.E.2d 1084, 1086-87 (Ind. 1996) (same).
Here, the record establishes that the trial court used P.L. 164-1994 when it
sentenced Defendant to a presumptive 50-year sentence and thus was operating under a
mistaken understanding of the applicable sentencing law. Because we can only speculate
as to what sentence the trial court would have imposed if it had
been operating under a correct understanding of the presumptive sentence for murder, we
remand this case for resentencing on the record. Bufkin v. State, 700
N.E.2d 1147, 1152 (Ind. 1998) (remanding for resentencing when the trial court applied
the incorrect murder sentencing statute) (citing Alvarado v. State, 686 N.E.2d 819, 824
(Ind. 1997) (remanding for resentencing when it was not clear which sentencing statute
the trial court applied)).
First, we consider Defendants claim that the trial court failed to give appropriate
mitigating value to [his] voluntary surrender and subsequent confession to the crime.
Appellants Br. at 49. We begin by noting that Defendant did not
surrender before confessing to killing his wife: he was already incarcerated at the
Howard County Criminal Justice Center on unrelated felony charges that presumably if
resulting in convictions would have led to a habitual offender adjudication.
See footnote
Moreover, [w]hat constitutes a signif
icant mitigating factor is generally within the discretion of
the trial court, Jones v. State, 698 N.E.2d 289, 291 (Ind. 1998), and
in certain situations, the proper weight to be given to a proffered mitigating
factor may be to give it no weight . . . at all,
Ross v. State, 676 N.E.2d 339, 347 (Ind. 1996).
Here, the trial court first considered Defendants confession as a mitigating factor, noting
that we would not be here if you had not come forward,
(R. at 2298), but then it listed as one of several aggravating factors
that Defendant waited approximately two years before notifying the authorities of the victims
death, (R. at 434). While we acknowledge Defendants contention that this is
an arguably inconsistent analysis needing clarification on resentencing it does appear
to us that the trial court considered the mitigating effect of Defendants confession
in its sentencing decision.
See footnote
See, e.g., Widener v. State, 659 N.E.2d 529,
534 (Ind. 1995) (noting that a sentencing judge may not ignore facts in
the record that would mitigate an offense). Therefore, we decline to find
that the trial court failed to give appropriate mitigating value to Defendants confession.
Again, it is within the sound discretion of the trial court to determine
what constitutes a significant mitigating factor worthy of decreasing a presumptive sentence. See
Jones, 698 N.E.2d at 291; Sims v. State, 585 N.E.2d 271, 272 (Ind.
1992). During the sentencing hearing, the trial court did in fact consider
Defendants underlying defense theory that his capacity to appreciate the criminality of [his]
conduct or conform that conduct to requirements of law was substantially impaired as
a result of mental disease or defect or of intoxication. (R. at
2297-98.) Ultimately, the trial court decided not to list this as a
significant mitigator in its sentencing order.
Here, the record does not support Defendants claim that mental defect or alcoholism
caused his actions. To the contrary, there was sufficient evidence to support
the jurys verdict that Defendant knowingly and intentionally killed his wife. See
supra Part VII. Furthermore, we have recently observed that [f]inding [intoxication] to
be mitigating may involve the consideration and evaluation of various factors, among them
the degree of intoxication and the defendants culpability in the knowing and voluntary
consumption of alcohol, Huffman v. State, 717 N.E.2d 571, 574-75 (Ind. 1999) (quoting
Legue v. State, 688 N.E.2d 408, 411 (Ind. 1997)), such that [t]hese matters
are best left to the sound discretion of the trial court, id.
The trial court in this case did not fail in assigning an appropriate
mitigating value to Defendants claim of alcoholism.
SHEPARD, C.J., and DICKSON, BOEHM, and RUCKER, JJ., concur.