FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEY FOR APPELLEE:
PATRICK J. BENNETT JAMES E. SCHREINER
ANDREW P. SHEFF Schreiner & Malloy, P.C.
Bennett & Sheff Schererville, Indiana
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
SMITH CONWAY, JR., By NAOMI CONWAY, )
)
Appellant-Plaintiff, )
)
vs. ) No. 93A02-0002-EX-106
)
SCHOOL CITY OF EAST CHICAGO, )
)
Appellee-Defendant. )
APPEAL FROM THE FULL WORKERS COMPENSATION
BOARD OF INDIANA
Case No. C-141880
August 22, 2000
OPINION - FOR PUBLICATION
RILEY, Judge
STATEMENT OF THE CASE
Plaintiff-Appellant Naomi Conway (Conway), on behalf of her deceased husband, Smith Curt Conway,
Jr. (Curt), appeals the decision of the Full Workers Compensation Board of Indiana
(Board), for failing to provide an award as a result of her spouses
death.
We affirm.
ISSUE
Conway raises two issues, which we consolidate and restate as one dispositive issue:
See footnote
whether sufficient evidence exists to support the Boards finding that her spouses death
did not arise
out of his employment.
FACTS AND PROCEDURAL HISTORY
Curt was employed as a school bus driver by Defendant School City of
East Chicago (City). His job required all drivers to park their buses
in the Central Services Facility (Facility) when not transporting children. That facility
was owned and operated by the East Chicago Sanitary District. Cuban Harris
(Harris) was one of two employees of the East Chicago Sanitary District who
worked in the gatehouse of the facility. His tasks consisted of opening
and closing the Facility gate. On April 7, 1995, Harris killed Curt.
That day, Curt had completed his work duties, and had proceeded to the
Facility gate in his vehicle to exit and head home, when he was
fatally shot by Harris. Eugene Williams (Williams), who was the Foreman in
charge of Harris, was present at the gate. Curt had stopped to
talk to Williams. Harris came running toward the vehicle while he cursed
Curt using vile language and said, He was the one that caused my
problem. (R. 119). William then told Harris, What the hell is
going on with you? [sic] What are you cursing this man for?
Get on back to the shed over there. Im talking to
this man. (R. 119). Harris, however, ignored Williams command. Instead,
he fired gunshots into Curts vehicle, striking him in the arm and back.
Williams disarmed Harris immediately afterward, called an ambulance, and notified the police.
Later, after this tragic incident, Williams testified in his deposition that he
had heard of some type of a personal dispute that existed between Harris
and Curt.
Conway, the decedents spouse, was financially dependent on Curt at his time of
death. Although no medical expenses were incurred, Conway did pay $4,334.92 in
funeral expenses, which she seeks to collect.
On March 31, 1997, Conway filed an Application for Adjustment of Claim with
the Workers Compensation Board. On May 27, 1999, a hearing was held
on the Application before a Hearing Member of the Board. The parties
submitted at the hearing a Trial Stipulation setting out agreed facts, issues, and
exhibits. Brief testimony was also heard from Conway to establish her statutory
entitlement to damages as her deceased spouses widow. The Hearing Member, pending
submission of briefs by counsel, took the matter under advisement. On August
14, 1999, that Hearing Member found in favor of the City, concluding that
the decedents death did not arise out of his employment.
Conway filed her Application for the Review by Full Board of Original Decision
on August 17, 1999. On February 15, 2000, the Full Board affirmed
the Hearing Members decision. Conway now brings this appeal of the Boards
decision.
DISCUSSION AND DECISION
The thrust of Conway's argument rests upon the contention that the evidence does
not support the Board's finding that Harris had a prior animosity toward the
decedent unrelated to work. Conway contends that the decedents death arose out
of his employment at the City because there was evidence that (1) Curt
came in daily contact with Harris at the Facility as he entered and
exited through the security gate and that (2) Harris had been disciplined by
his employer in the past for becoming agitated at another bus driver who
drove past the gate without showing him respect. Conway thus argues that
the Board incorrectly determined that Curts death did not arise out of his
employment, and that this determination ignores the fact that, but for the requirement
of Curts job that he pass through the security gate several times a
day, Harris would not have shot him. We disagree.
Conways arguments closely tracks the findings made by the Hearing Member of the
Board, which she claims are all reversible error. The Hearing Member found
as follows:
1. That the evidence fails to disclose that Decedents death arose out of some
work-related risk.
2. That there is no evidence to connect the employment conditions and the resulting
death.
3. That the evidence shows that the assailant had a prior animosity toward the
decedent, and no evidence was presented that such dispute was related to work.
4. That this Single Hearing Member is unable to presume that the dispute was
work related.
(R. 75). Based on these findings, the Award stated, in pertinent part:
IT IS, THEREFORE, CONSIDERED, ORDERED AND ADJUDGED by the workers Compensation Board of
Indiana that Decedents gun [sic] shot wounds occurring on April 7, 1995, did
not arise out of and in the course of his employment with Defendant.
IT IS FURTHER ORDERED that Plaintiff take nothing as against Defendant by way
of her Application for Adjustment of Claim filed March 31, 1997.
(R. 75). All four findings by the Board essentially restate that no
evidence exists to find that Harriss animosity toward Curt was related to work.
In turn, Conway makes a sufficiency of evidence claim and we address
it as such.
I. Standard of Review
In contesting the Board's decision, Conway confronts a stringent standard of review.
When reviewing a decision of the Full Worker's Compensation Board, we are bound
by the factual determinations of the Board and will not disturb them unless
the evidence is undisputed and leads inescapably to a contrary conclusion. See
Rogers, 655 N.E.2d at 75. We must disregard all evidence unfavorable to
the decision and must examine only that evidence and the reasonable inferences therefrom
which support the Board's findings. See Four Star Fabricators, Inc. v. Barrett,
638 N.E.2d 792, 794 (Ind. Ct. App. 1994). This Court neither reweighs
the evidence nor judges the credibility of the witnesses. See id.
Whether an injury arises out of and in the course of employment is
a question of fact to be determined by the Board. See Lona
v. Sosa, 420 N.E.2d 890, 894 (Ind. Ct. App. 1981). In reviewing
a decision of the Board, we review the record to determine if there
is any competent evidence of probative value to support the Board's findings.
We then examine the findings to see if they are sufficient to support
the decision. See K-Mart Corp. v. Morrison, 609 N.E.2d 17, 27 (Ind.
Ct. App. 1993). If the Board reaches a legitimate conclusion from the
evidentiary facts, the appellate court cannot disturb that conclusion although it might prefer
another conclusion equally legitimate. See Kovatch v. A.M. General, 679 N.E.2d 940,
943 (Ind. Ct. App. 1997), trans. denied. Therefore, to prevail upon her
appeal, Conway is required to show that there was no probative evidence from
which the Board could reasonably have decided in the Citys favor. We
find that not to be the case.
II. Sufficiency of Evidence
The Worker's Compensation Act authorizes the payment of compensation to employees for "personal
injury or death by accident arising out of and in the course of
the employment." Ind. Code § 22-3-2-2(a). Thus, for an injury to
be compensable under the Act, the injury must both arise "out of" the
employment and arise "in the course of" the employment. Under the Act,
both requirements must be met before compensation is awarded, and neither alone is
sufficient. See Rogers, 655 N.E.2d at 75. "Arising out of" refers
to the origin and cause of the injury, while "in the course of"
refers to the time, place, and circumstances under which the injury occurred.
Id. The person who seeks Workers Compensation benefits bears the burden of
proving both elements. See K-Mart Corp., 521 N.E2d 1346, 1348 (Ind. Ct.
App. 1988). Here, Conway argues that the evidence does not support
the Boards findings and the findings do not support its conclusion that the
decedent did not satisfy the Workers Compensation requirements.
First, Conway claims that the Boards finding that Harris had a prior animosity
toward Curt unrelated to work is contrary to the evidence. In making
her argument, Conway brings this courts attention to the stipulated fact that the
decedent came in daily contact with Harris at the Facility as he entered
and exited through the security gate. She also reminds this court that
Harris was disciplined in the past by his employer for becoming agitated at
another bus driver who drove past the gate without showing him respect.
These facts, Conway claims, constitute sufficient evidence to find that a prior animosity
between Harris and the decedent was related to work. However, we are
mindful of our standard of review and, from the outset, Conways invitation to
invade the province of the Board and reweigh the evidence is declined.
This court disregards all evidence unfavorable to the Boards decision and examines only
that evidence and reasonable inference therefrom, which support the Boards conclusion. See
Four Star Fabricators, Inc., 638 N.E.2d at 794. Moreover, this court cannot
disturb the factual findings of the Board unless the evidence is undisputed and
leads inescapably to a contrary result. See Rogers, 655 N.E.2d at 75.
The evidence in the Record favorable to the judgment indicates that Harris
was angry at the time of the incident. He ran cursing at
the decedent and, before killing him he shouted, He was the one that
caused my problem. (R. 119). Because of this statement and Conways
failure to present contrary evidence that the dispute was related to work, we
find that this evidence was sufficient for the Board to conclude that a
personal conflict, unrelated to work, existed between Curt and Harris.
Next, Conway argues that the Single Member and Full Board erred in applying
the law to the findings. Conway relies heavily on K-mart Corp. v.
Novak, 521 N.E.2d 1346 (Ind. Ct. App. 1988), and argues that the Board
failed to apply the correct test in determining whether the requisite causal relationship
existed between the decedents death and his work. Specifically, she claims that
the Board should have utilized a positional-risk test rather than the general rule,
which is an increased risk test. Under the positional-risk test, Conway contends
that she would prevail, because but for the requirement of the decedents job
that he pass through the gate, the decedent would not have been there
at that time and day of the accident, and thus he would not
have been shot. This argument, however, overlooks the important finding that Harris
had a prior animosity towards Curt unrelated to work which distinguishes K-mart Corp.
v. Novak from the case at bar.
An injury arises out of employment when a causal nexus exists between the
injury and the employment. See Rogers, 655 N.E.2d at 75. The
claimant can establish a causal connection by showing that a rational mind might
comprehend that the accident was a risk incidental to the employment. See
K-mart Corp., 521 N.E.2d at 1348. This risk does not need to
be expected or foreseen to be incidental to employment. See id.
As a general rule, a risk is incidental to the employment if the
risk involved is not one to which the public at large is subjected.
See id. (citations omitted). This general rule is referred to as
the increased risk test. See id.
Our courts sometimes apply another test referred to as positional risk if the
risk appears neutral. See id. at 1349. Examples of neutral risks
include cases of stray bullets, roving lunatics, and other situations in which the
only connection of the employment with the injury is that its obligations placed
the employee in a particular place at a particular time when he was
injured by some neutral force, meaning by neutral neither personal to the claimant
nor distinctly associated with the employment. K-mart, 521 N.E.2d at 1349 (citing
1 Larson, Workmens Compensation Law Sec. 6.50 (1985)). The commonality of these
examples lies in their unexplainable nature because of the irrational forces at play.
See id. If a positional risk test applies, then [a]n injury
arises out of employment if it would not have occurred but for the
fact that the conditions and obligations of the employment placed claimant in a
position where he was injured. Id. (citing 1 Larson, at Sec. 6.50).
Here, the risk involved was not neutral. Harris had personal animosity
toward the decedent unrelated to work. This finding makes Conways case subject
to an increased risk analysis to determine whether Curts death arose out of
his employment.
Under an increased risk analysis there is per se no causal nexus when
an injury arises from a personal conflict unrelated to work. In Rogers
v. Bethlehem, 655 N.E.2d 73 (Ind. Ct. App. 1995), a co-employee robbed and
killed the decedent during work hours while on the employers premises. A
panel of this court held that the decedents death was not a compensable
accident under the act because it was a result of personal animosity by
the perpetrator. See id. Similarly, in Peavler v. Mitchell & Scott
Machine Co., Inc., 638 N.E.2d 879 (Ind. Ct. App. 1994), this court denied
compensation where a person came to his ex-girlfriends work, found her, and shot
her while she was in the course of her employment. There, a
panel of this court stated, that harms arising from a personal risk are
universally non-compensable. See id. As in Peavler and Rogers, the Board
in the case at bar determined that Curts death was a result of
prior animosity by Harris. No evidence was presented to the Board nor
does the record reveal that Harriss animosity toward Curt may have been work
related. This personal risk, which Curt was subjected to, was not incidental
to his employment because the public at large is also subjected to that
same risk of being attacked for personal reasons on a daily basis, regardless
of where they are employed. As such, we find that Curt was
not subjected to an increased risk of Harris harming him by working for
the City. Therefore, Curts death did not arise out of his employment
with the City.
CONCLUSION
In conclusion, the Record reveals that sufficient evidence was presented for the Single
Member of the Board to find that a prior animosity unrelated to work
existed between Harris and Curt. Because of this finding, we conclude that
the decedents injury did not arise out of his employment, and that his
death is not compensable under the Workers Compensation Act.
BAKER, J., and KIRSCH, J., concur.
Footnote:
Conway also raises the issue of whether sufficient evidence exists to support
the Boards finding that her spouses death did not arise
in the course
of his employment. However, we refrain from addressing this issue for two
reasons: (1) the Board does not address it and (2) we find that
sufficient evidence exists to support the Boards conclusion that her spouses death did
not arise out of his employment. For an injury to be compensable
under the Workers Compensation Act, the injury must both arise "out of" the
employment and arise "in the course of" the employment. Under the Act,
both requirements must be met before compensation is awarded, and neither alone is
sufficient. Rogers v. Bethlehem Steel Corp., 655 N.E.2d 73, 75 (Ind. Ct.
App. 1995).
Since Conways argument fails on the first issue, she cannot
succeed on both, and thus the second issue is moot.