Link to original WordPerfect Document here
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Mark A. Bates Jeffrey A. Modisett
Appellate Public Defender Attorney General of Indiana
Crown Point, Indiana
Deputy Attorney General
INDIANA SUPREME COURT
TROY LEE SHIELDS, )
STATE OF INDIANA, )
Cause No. 45G02-9611-CF-00225
APPEAL FROM LAKE SUPERIOR COURT
The Honorable James E. Letsinger, Judge
On Direct Appeal
August 21, 1998
The defendant, Troy Lee Shields, appeals his conviction for the November 26,
1996, murderSee footnote 1
of Lisa Truhn and sentence of sixty-five years. In this direct appeal, he
raises three issues: (1) whether the evidence was sufficient to convict the defendant of
murder; (2) whether his sixty-five year sentence is improper; and (3) whether his right to
counsel was violated. We affirm.
Sufficiency of the Evidence
The defendant contends that the evidence was insufficient to convict him of
murder. An appellate claim of insufficient evidence will prevail if, considering the
probative evidence and reasonable inferences that support the judgment, and without
weighing evidence or assessing witness credibility, we conclude that no reasonable trier
of fact could find the defendant guilty beyond a reasonable doubt. Case v. State, 458
N.E.2d 223, 226 (Ind. 1984); Loyd v. State, 272 Ind. 404, 407, 398 N.E.2d 1260, 1264
(1980), cert. denied, 449 U.S. 881, 101 S.Ct. 231, 66 L.Ed.2d 105.
The evidence favorable to the judgment reveals the following. After Lisa Truhn
(Truhn) failed to attend a family dinner for Thanksgiving, her father notified police.
Upon investigation, police discovered Truhn's body in the bathtub of her home, with
forty-one knife wounds. An autopsy determined that she died of multiple stab wounds.
Following an all-points bulletin for the defendant, police in Oneida, New York,
proceeded to watch the home of the defendant's father and observed the defendant and
his father driving away from the home. After stopping the car for failing to give a turn
signal, police questioned the defendant, who provided a false name, social security
number, and date of birth. When the police asked him why he was lying, the defendant
admitted that he was wanted for murder in Indiana. The police placed the defendant
under arrest for criminal impersonation, read him the standard rights advisement, secured
a waiver of those rights, and obtained a statement from the defendant. In that statement,
the defendant admitted to fighting with Truhn and stabbing her repeatedly. It is well-
settled that the use of a deadly weapon in a manner likely to cause death or serious injury
is sufficient evidence of intent to support a conviction for murder. Torres v. State, 673
N.E.2d 472, 473 (Ind. 1996) (finding evidence that the defendant stabbed the victim in
the chest with a knife sufficient to support a murder conviction). The evidence was
sufficient to support the defendant's murder conviction.
The defendant alternatively contends that the State failed to disprove his claims of
self-defense and sudden heat. Self-defense would have completely absolved the
defendant of responsibility, while a finding of sudden heat would have mitigated the
offense to voluntary manslaughter. Ind. Code § 35-41-3-2(a) (1993); Ind. Code § 35-
42-1-3(b) (1993). Although it is the State's burden to disprove both self-defense and
sudden heat once either becomes an issue, the presence of either is a question of fact for
the jury. Taylor v. State, 681 N.E.2d 1105, 1110 (Ind. 1997) (citations omitted);
Birdsong v. State, 685 N.E.2d 42, 45 (Ind. 1997)
. Because the jury convicted the
defendant of murder, it necessarily rejected any claims of self-defense or sudden heat. As
we have found that
the evidence was sufficient to support a conviction for murder, there
is no error in the jury's rejection of the defendant's claims of self-defense and sudden
The defendant challenges his sentence of sixty-five years and contends that the
trial court used improper aggravators and failed to consider applicable mitigators.See footnote 2
Sentencing decisions are reviewed only for an abuse of discretion. Archer v. State, 689
N.E.2d 678, 683 (Ind. 1997); Birdsong, 685 N.E.2d at 47.
The defendant first contends that the trial court considered an improper
aggravating circumstance. The trial court, in its sentencing order, recited the following
considerations in imposing an enhanced sentence:
The reasons for the imposition of the sentence are as follows: Mandatory
Considerations: The risk that the defendant will commit another crime is high
because the manner of death was particularly brutal. The nature and
circumstances of the crime committed are as follows: Defendant got into an
argument with his live-in girlfriend and stabbed her repeatedly with a butcher
knife until she was dead. The defendant's prior criminal record is as follows: As
a juvenile: None. As an adult: Traffic violations. His character is as follows:
Dishonest, violent, manipulative. . . .
Aggravating Circumstances: Imposition of a reduced sentence and imposition of
probation would depreciate the seriousness of the crime in that the manner of
death was particularly brutal. Other: He abused two other women with which he
had relationships. He committed two separate acts of theft in making good his
escape. He committed perjury to the jury to dispel the fact that he planned the
killing in advance.
Record at 92.
The defendant contends that the trial court erred when it considered that the
imposition of a reduced sentence would depreciate the seriousness of the crime
aggravator. He correctly notes that this aggravator may only be used when the trial court
indicates that it was considering a reduced sentence. Ector v. State, 639 N.E.2d 1014,
1015-16 (Ind. 1994). However, one aggravator alone is sufficient to warrant an enhanced
sentence. Fugate v. State, 608 N.E.2d 1370, 1374 (Ind. 1993). When the trial court
improperly applies an aggravator but other valid aggravating circumstances exist, a
sentence enhancement may still be upheld. Blanche v. State, 690 N.E.2d 709, 715 (Ind.
In felony cases, a trial court is not limited to using only the specifically described
statutory aggravators in enhancing a sentence. Ind. Code § 35-38-1-7.1(d) (1993);
Johnson v. State, 687 N.E.2d 345, 347 (Ind. 1997). The defendant's character is a
necessary consideration of sentencing and may be used to enhance a presumptive
sentence. Cooper v. State, 687 N.E.2d 350, 354 (Ind. 1997). Here, the trial court
considered the defendant's character as [d]ishonest, violent, manipulative. Record at
92. The trial court also permissibly considered the defendant's perjury. We have
indicated that the failure to give a fully truthful account of the crime is a valid
aggravating circumstance. Brown v. State, 667 N.E.2d 1115, 1116 (Ind. 1996). Finally,
the trial court considered the risk that the defendant would commit another crime and the
nature and circumstances of the crime, both of which the trial court is required to
consider during sentencing, Ind. Code § 35-38-1-7.1(a) (1993), and which, as noted
above, it is not precluded from considering under subsection (d). Thus, sufficient, proper
aggravating circumstances support the imposition of an enhanced sentence.
Second, the defendant claims that the trial court did not consider certain mitigating
factors, including his lack of a criminal record, his cooperation with the New York
police in giving a statement, his failure to fight extradition and the victim's inducement of
the crime. Brief of Appellant at 13. While a finding of mitigating circumstances is well
within the discretion of the trial court, the trial court is not obligated to accept the
defendant's assertions as to what constitutes a mitigating circumstance. Magers v. State,
621 N.E.2d 323, 324 (Ind. 1993). Only when the trial court fails to find a mitigator that
the record clearly supports does a reasonable belief arise that the mitigator was
improperly overlooked. Jones v. State, 467 N.E.2d 681, 683 (Ind. 1984).
Here, the trial court did note that the defendant had no juvenile record and had
received only traffic violations as an adult. Thus, he did not overlook the mitigating
factor of his lack of criminal history. We find no abuse of discretion in failing to assign
mitigating weight to the fact that he gave a statement to New York police after he had
already been apprehended nor in his failure to fight what would likely have been a losing
battle to resist extradition. Finally, the mitigation claim that the victim induced the crime
was not clearly supported by the record, as the jury rejected the defendant's claims of
self-defense and sudden heat, instead finding that he knowingly killed the victim.
The trial court did not err in imposing an enhanced sentence of sixty-five years.
Right to Counsel
The defendant also claims that he was denied his right to counsel because trial
counsel rendered constitutionally deficient assistance. The ineffective assistance of
counsel is established when the defendant shows two things: (1) that trial counsel's
performance was inadequate in light of prevailing professional norms at the time of trial;
and (2) that the ineffective performance resulted in a fundamentally unfair or unreliable
result. Lockhart v. Fretwell, 506 U.S. 364, 369-70, 113 S.Ct. 838, 842-43, 122 L.Ed.2d
180, 189 (1993);
Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80
L.Ed.2d 674, 693 (1984).
He claims ineffectiveness in the following acts: failing to
move to suppress the defendant's statements; failing to object to hearsay evidence during
sentencing; and failing to develop available impeachment evidence about the victim.
The defendant first contends that trial counsel was ineffective for failing to move
to suppress the defendant's statements to the police in New York, which were made when
he was upset and had slept only a limited amount of time preceding his arrest. He alleges
resulting prejudice first because a suppressed confession would have weakened the
identification of the defendant as the perpetrator of the crime. The only other evidence
identifying the defendant was DNA evidence linking the defendant's blood type to that
found at the scene of the crime, evidence which he contends was subject to attack.
Second, he alleges prejudice resulted because an attempt to suppress the confession
would likely have resulted in the grant of a continuance or of more funds to conduct his
own DNA tests.
Where ineffective assistance of counsel is alleged for the failure to move to
suppress or to object to the defendant's statement, we will find no deficient performance
where no showing is made that any such motion or objection would have resulted in the
suppression of the statement. Young v. State, 537 N.E.2d 30, 32 (Ind. 1989). The
defendant himself concedes that [i]t is of course speculative whether the statement
would have been kept out. Brief of Appellant at 15. The trial judge must find that a
confession was freely and voluntarily given before allowing the jury to hear it. Haviland
v. State, 677 N.E.2d 509, 515 (Ind. 1997). In determining voluntariness, a court looks to
the circumstances surrounding the statement to determine whether it was procured by
violence, threat, promise, or any other improper influence. Buie v. State, 633 N.E.2d
250, 256 (Ind. 1994). Ultimately, a court looks at the effect of the interrogation on the
defendant's will to resist. Haviland, 677 N.E.2d at 515 (quoting Light v. State, 547
N.E.2d 1073, 1077 (Ind. 1989)).
Here, although some evidence suggests that the defendant may have been upset or
tired, he points to no evidence that tends to show that the confession was obtained
through any improper or coercive influence of the police. Because he has not shown that
the statement would have been suppressed, the defendant has failed to show that trial
counsel's performance was deficient for failing to move to suppress or otherwise object.
The defendant also alleges ineffective assistance in the failure to object to hearsay
evidence introduced at the sentencing hearing. However, in order to show ineffectiveness
for failing to object, one of the things the defendant must show is that the objection
would have been sustained. Potter v. State, 684 N.E.2d 1127, 1134 (Ind. 1997). Our
rules of evidence explicitly state that they are inapplicable in sentencing proceedings.
Ind.Evidence Rule 101(c)(2). Because a hearsay objection would not have been
sustained, failing to object to such evidence does not constitute ineffective assistance of
Third, the defendant claims counsel was ineffective for failing to develop
impeachment evidence concerning the victim. However, the defendant fails to establish
or identify the impeachment evidence he claims could have been presented at trial. This
is akin to a situation where the defendant claims ineffectiveness for failure to present an
alibi defense, but then fails to present any affidavits or evidence as to what the alibi
evidence would have been. See, e.g., McBride v. State, 515 N.E.2d 865, 867 (Ind. 1987).
Because the lack of evidence makes us unable to assess the defendant's claim as to the
failure to present such impeachment evidence, this claim fails.
The judgment of the trial court is affirmed.
SHEPARD, C.J., and SULLIVAN, SELBY, and BOEHM, JJ., concur.
1 Ind. Code § 35-42-1-1 (1993).
2 The defendant has also cited cases invoking our review for manifest unreasonableness.
This review, under Indiana Appellate Rule 17(B), is separate and distinct from our review of
whether the trial court properly followed the law in imposing a sentence. Because the defendant
has failed to advance any separate argument about how the sentence is manifestly unreasonable in
light of the nature of the offense and the character of the offender, any such claim is forfeited.
The failure to advance a cogent argument to support a claim results in forfeiture of the claim.
Ind.Appellate Rule 8.3(A)(7); Williams v. State, 631 N.E.2d 485, 489 (Ind. 1994).
Converted by Andrew Scriven