FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEY FOR APPELLEE,
THERESA Y. COPELAND:
W. BRENT THRELKELD STEVEN D. MURPHY
Rocap, Witchger & Threlkeld DeFur, Voran, Hanley, Radcliff &
Indianapolis, Indiana Reed
Muncie, Indiana
JAMES S. SAVAGE
McFadden, Winner and Savage
Columbus, Ohio
ATTORNEY FOR APPELLEE,
CROWN-CORR, INC.:
MARY K. REEDER
SHARON A. LUARDE
R. JAY TAYLOR
Riley Bennett & Egloff
Indianapolis, Indiana
HAGERMAN CONSTRUCTION, INC., )
)
Appellant-Defendant, )
)
vs. ) No. 18A04-9612-CV-519
)
THERESA COPELAND in her capacity as )
Administrator of the Estate of Anthony G. )
Copeland, )
)
Appellee-Plaintiff, )
)
RATLIFF, Senior Judge
basketball arena. Hagerman was a prime contractor responsible for general construction, and
Sater was a prime contractor responsible for mechanical and electrical construction. On
April 24, 1991, Anthony, an experienced ironworker employed by Beasley, a subcontractor
of Hagerman, fell to his death through an unprotected opening in the precast concrete nearly
forty-five feet above the ground. The opening was to allow for vertical heating and cooling
ductwork to be installed by Sater. The precast concrete was manufactured by Concrete
Technology, Inc. ("CTI"), also a subcontractor of Hagerman and was installed by Pre-Cast
Services, Inc., a subcontractor of CTI. At the time of the accident, Crown-Corr was
installing sheet metal siding in the vicinity of the opening.
The opening through which Anthony fell was one of many openings on the upper
level of the arena which had gone unprotected for a considerable time. On March 29, 1991,
Crown-Corr, preparing to begin its work, requested that Hagerman cover the openings before
it would begin. Because Hagerman had told all its subcontractors to provide such safety
measures themselves if they were concerned, it initially refused, but proceeded to cover the
openings nonetheless. Although the evidence was conflicting regarding whether all the
openings were ever covered, the opening into which Anthony fell was covered at some point
prior to the accident. The evidence was also conflicting regarding who uncovered that
particular opening and when. Before the accident, Sater was also in the vicinity doing minor
electrical work and taking measurements in preparation of installing the vertical ductwork
through the openings.
misleading the jury, or by considerations of undue delay, or needless presentation of
cumulative evidence." Evid. R. 403. Although we are inclined to agree that the proffered
deposition was confusing, we choose not to speculate on the reasoning behind the trial court's
ruling. Even if there was error, "[a]ny error in the admission of evidence is harmless if the
same or similar evidence is submitted without objection." Homehealth, Inc. v. Northern
Indiana Pub. Serv. Co., 600 N.E.2d 970, 974 (Ind. Ct. App. 1992).
Hagerman contends that Hasse's testimony was not cumulative in two areas: 1) only
Hasse testified that Sater's responsibility for safety arose on the day the openings in the
precast concrete were created; and 2) only Hasse testified that Crown-Corr had a duty to not
create a hazard to other employees. However, Morley Brickman, Hagerman's expert witness,
testified that Sater's responsibilities occurred from "the start of their work on the job." (R.
7589). Because Sater was working on the project prior to the installation of the precast
concrete, the distinction between Sater's responsibility when the precast concrete was erected
and when Sater started their work is immaterial. Brickman also testified regarding Sater's
responsibility: "I don't think, the responsibility [to check that the openings are covered] is
solely Hagerman's. . . . To say that one [prime contractor] has a greater responsibility than
the other, you cannot." (R. 7584).
Regarding Crown-Corr, Brickman stated his opinion that Crown-Corr had a
responsibility "not to create a condition and leave it without informing Hagerman or doing
something positive to protect it, to not allow that created hazard to continue." (R. 7579). In
addition, J. Robert Taylor, Copeland's expert witness, testified that Crown-Corr may have
a responsibility to provide safety measures to another subcontractor "if they created an unsafe
condition and walked away from it." (R. 5888-89). We conclude that the substance of the
Hasse deposition was the same or similar to other evidence and was cumulative. Hagerman
was not prejudiced by the trial court's exclusion of the deposition.
to substantially the same effect. City of Lake Station v. Rogers, 500 N.E.2d 235, 239 (Ind.
Ct. App. 1986). During the presentation of its defense, Hagerman read into evidence the
deposition of ironworker William Tomich. The following statements were read before the
jury:
Q[Counsel for Hagerman]. After the accident were the holes covered?
A[Tomich]. Yes.
Q. Do you know who covered them?
A. I believe, I'm not sure, but I think it was Hagerman.
(R. 7415). Because this testimony was not offered to rebut or explain improperly admitted
evidence, see Leuck v. Goetz, 151 Ind. App. 528, 280 N.E.2d 847 (1972), Hagerman cannot
now claim error in the admission of such evidence.
safety orders to Beasley concerning "violations alleged to have occurred" and penalties of
$70,000.00. (R. 6117-21). These safety orders included violations related to Anthony's fall.
The worksheets from which the safety orders were derived contain visual observations of
project conditions and most contain statements made by employees of various contractors.See footnote
5
Because these materials were offered by Hagerman for the truth of their contents, in
the absence at trial of those who prepared the documents, they constitute hearsay. However,
[R]ecords, reports, statements, or data compilations in any form, of a public
office or agency, setting forth . . . matters observed pursuant to duty imposed
by law and as to which there was a duty to report, or factual findings resulting
from an investigation made pursuant to authority granted by law [are not
excluded by the hearsay rule].
Evid. R. 803(8). The IOSHA worksheets and safety orders concern matters observed by
inspectors who had a duty to report, and do contain factual findings resulting from a lawful
investigation.
Nevertheless, Evid. R. 803(8) does "exclude some statements from its exception to
the hearsay rule." Ealy v. State, 685 N.E.2d 1047 (Ind. 1997). "The following are not within
this exception to the hearsay rule: . . . (d) factual findings resulting from special investigation
of a particular complaint, case, or incident." Evid. R. 803(8). This provision addresses
precisely the situation here. Following a particular incident, representatives of IOSHA
visited the project site and conducted an in-depth investigation lasting several days.
Hagerman does not contend that the documents do not contain "factual findings." A record
or report which contains no factual findings "could be simple listings, or a simple recordation
of numbers, and the like." Ealy, 685 N.E.2d at 1054. Such is not the case here. The IOSHA
worksheets and safety orders include detailed evaluations of project conditions relative to
various safety regulations, and even attempt to reconstruct how the accident occurred. We
conclude that the IOSHA worksheets and safety orders are not admissible pursuant to Evid.
R. 803(8)(d), and that the trial court did not abuse its discretion in so deciding.See footnote
6
Hagerman also argues that the trial court erred in excluding evidence of Beasley's
settlement with IOSHA. Generally, evidence of "compromising or attempting to
compromise a claim . . . is not admissible to prove liability." Evid. R. 408. Hagerman
contends that because Beasley was not a party at trial, the rule excluding offers of
compromise does not apply. Although we do not decide that such evidence is admissible
when offered against one who is not a party, we note that Beasley is involved in this lawsuit.
Hagerman's third-party complaint against Beasley was separated for later trial. The trial
court's order separating trial stated: "The evidence presented in the trial on the Copeland
Complaint shall be incorporated in any trial that may occur on Hagerman's Third-Party
Complaint against Beasley so as to relieve Hagerman from presenting the same evidence at
any subsequent trial." (R. 1728). Any evidence admitted here would be admitted against
Beasley. Hagerman also asserts that Evid. R. 408 only excludes evidence offered on the
underlying claim. Again, without deciding the truth of this assertion, we note that Hagerman
offered the evidence to prove the claim underlying the settlement, that Beasley violated
IOSHA safety regulations. The trial court did not abuse its discretion in excluding evidence
of Beasley's settlement with IOSHA.
The trial court also excluded witness testimony at trial that Beasley, but not Hagerman
had violated IOSHA safety regulations. This testimony was not covered by the motion or
order in limine, but the trial court apparently expanded the order to cover IOSHA compliance
generally. Hagerman argues that the trial court abused its discretion in excluding this
testimony, but allowing other testimony that Hagerman had violated IOSHA regulations.
Copeland's opening and closing arguments at trial mentioned IOSHA regulations and
there was testimony regarding the content of these regulations.See footnote
7
Contrary to Hagerman's
assertion, there was no testimony that Hagerman was found to be in violation of IOSHA
regulations. J. Robert Taylor, deputy coroner and architect, testified that, in order to comply
with IOSHA, Hagerman could have either covered the openings or barricaded them. (R.
5864). If Hagerman considered this testimony to be a statement that Hagerman violated
IOSHA regulations, contrary to the order in limine, it should have objected at trial.
The trial court excluded testimony from the county coroner that he told Beasley, not
Hagerman, to get in compliance with IOSHA; from Taylor that he was not aware of any
IOSHA violations; and from Randall Horstman, Hagerman CFO, that Hagerman was not
cited by IOSHA for any conditions related to the accident. Having excluded the actual
IOSHA worksheets and safety orders from evidence, it was not unreasonable for the trial
court to exclude opinion testimony about such violations. The trial court did not abuse its
discretion in excluding this evidence.
Weinberg v. Geary, 686 N.E.2d 1298, 1301 (Ind. Ct. App. 1997). The proponent of the
scientific evidence has the burden to prove the reliability of the scientific test. McGrew v.
State, 682 N.E.2d 1289, 1290 (Ind. 1997). The decision of the trial court as to reliability will
be reviewed for abuse of discretion. Id.
Initially, we note that the parties do not dispute the reliability of blood testing
generally, or whether the proper procedures were utilized in performing the test itself. The
argument focuses on the reliability of the test when performed on an unfrozen, unpreserved
blood sample. Hagerman cites Hayes v. State, 514 N.E.2d 332 (Ind. Ct. App. 1987), trans.
denied, where evidence of a blood test performed several hours after the unrefrigerated
sample was taken (indicating a serum alcohol level of 0.254) was held admissible. In Hayes,
because the sample had clotted, the technician was unable to determine the whole blood
alcohol level but was able to test the serum alcohol level. The Hayes court concluded that
the "fact that a scientific test is subject to error if not properly conducted is not a reason for
rejecting the evidence adduced by such a test." Id. at 338. In Hayes, we held that the
persuasiveness of the test was to be determined by the jury. Id.
Like the test in Hayes, the test performed on Anthony's blood was of the serum
alcohol level. However, in an affidavit, the assistant supervisor of the laboratory which
performed the test on Anthony's blood stated that "[w]henever our laboratory receives blood
for later testing, we freeze it to preserve it so it can be reliably tested later." (R. 3381)
(emphasis added). Through no fault of the laboratory, this protocol was not followed. Blood
stored for sixteen months unfrozen and unpreserved raises more than a possibility of error
upon testing, and is not a minor irregularity in procedure as addressed in Hayes. While any
scientific test is subject to error, Hayes cannot extend so far that evidence becomes
admissible where even the laboratory conducting the test provides testimony questioning the
test's reliability.
Hagerman also cites Hopkins v. State, 579 N.E.2d 1297 (Ind. 1991), for the
proposition that a "battle of qualified experts . . . or other conflict as to the reliability of
evidence is to be resolved by the trier of fact." Id. at 1303. However, our supreme court has
recently clarified Hopkins on this point. In Harrison v. State, 644 N.E.2d 1243 (Ind. 1995),
the court reiterated the above proposition from Hopkins, but emphasized that qualification
of expert witnesses and the reliability of scientific principles underlying the testimony are
threshold questions for the court. "Expert scientific testimony is admissible in Indiana only
if the court is satisfied that the scientific principles upon which the expert testimony rests are
reliable."See footnote
9
Id. at 1251.
In determining whether "the scientific principles upon which the expert testimony
rests are reliable," Evid. R. 702(b), the trial court may look to whether the proffered evidence
is of a "type reasonably relied upon by experts in the field." Evid. R. 703. Copeland
presented expert testimony that it would be "impossible to assign any degree of reliability
to the test for blood alcohol level," (r. 3382), and that the test results "obtained on such blood
are completely unreliable." (R. 3384). Given the testimony that other experts in the field
would not rely upon this evidence, we cannot say that the trial court abused its discretion in
excluding it.
applicable sources. See Ind. Code § 34-4-36-1. Proof of such payments is admissible with
three exceptions:
(A) payments of life insurance or other death benefits;
(B) insurance benefits for which the plaintiff . . . paid for directly; or
(C) payments made by the state or the United States . . . that have been made
before trial to a plaintiff as compensation for the loss or injury for which the
action is brought;
Ind. Code § 34-4-36-2(1).
The life insurance payments, the industrial commission death benefits, and any Social
Security payments are clearly excluded by statute. See Town of Highland v. Zerkel, 659
N.E.2d 1113, 1117 (Ind. Ct. App. 1995), trans. denied. It is unclear, however, whether the
annuity payments were a result of an employer provided benefit, or were paid for directly by
Anthony. This court recently held that "[a]bsent a showing that neither [the injured party]
nor her husband paid for her benefits directly, we cannot say that the trial court abused its
discretion in excluding the evidence." Id. Here, there is no evidence that Anthony did not
pay for this benefit directly, either by payroll deduction or by reason of his labor.See footnote
11
erroneously refused a tendered instruction, we consider (1) whether the tendered instruction
correctly states the law, (2) whether there is evidence in the record to support giving the
instruction, and (3) whether the substance of the instruction is covered by other instructions.
Cliver v. State, 666 N.E.2d 59, 66-67 (Ind. 1996).
First, Hagerman argues that the trial court erred in refusing the following tendered
instruction:
You are instructed that the Court has determined, as a matter of law,
that it is undisputed that the hole through which Mr. Copeland fell was covered
by Hagerman Construction Corporation approximately three to four weeks
prior to the accident. The Court has also determined that Hagerman
Construction Corporation employees covered the opening sufficiently with
plywood approximately three to four weeks before the incident and have been
unable to determine who may have removed the covering from the opening
prior to Mr. Copeland's fall.
This means these facts have been established as a matter of law for your
deliberation.
(R. 3799). Hagerman based this proposed instruction on the trial court's July 14, 1994 grant
of summary judgment in favor of Concrete Technology, Inc., both on Copeland's complaint
and Hagerman's cross-claim. During trial, Hagerman requested that the trial court take
judicial notice of three earlier orders, including the July 14 order. The court took judicial
notice and allowed Hagerman to distribute to the jury redacted portions of the order, which
included the portion quoted in the tendered instruction, above. The trial court stated to the
jury that the court "has taken judicial notice of certain matters, which means that they're in
evidence essentially, and I've asked the Bailiff to distribute those." (R. 6829). The trial court
later gave Instruction No. 34 as follows: "The Court has taken judicial notice of prior Orders
in this case. You shall accept the fact that these Orders were made as conclusively proved."
(R. 3860).
Hagerman argues that because the July 14, 1994 order was the law of the case, the
trial court was bound to give the tendered instruction which contained a portion of that order.
Indiana Evidence Rule 201(g) states: "In a civil action or proceeding, the court shall instruct
the jury to accept as conclusive any fact judicially noticed." Hagerman contends that the trial
court failed to comply with this rule when it refused the tendered instruction.
The trial court did not err in refusing Hagerman's proposed instruction. The jury was
instructed to accept the July 14, 1994 order as conclusive and was provided copies of
pertinent portions of that order. The trial court did not abuse its discretion in not instructing
the jury in the precise manner desired by Hagerman.See footnote
12
safety duties to Mr. Copeland if the hole through which Mr. Copeland fell was
part of its work area on the day of the accident.
(R. 3852) (emphasis added). This instruction was based on the trial court's January 19, 1995
order granting Copeland's motion for partial summary judgment. That order determined that
Hagerman owed a contractually-assumed safety duty to Anthony on the day of the accident.
The trial court also denied Sater's motion for summary judgment in the same order:
[T]he trier of fact could reasonably conclude that the hole through which Mr.
Copeland fell was part of Sater's work under its prime contract on the day of
the accident. If the trier of fact so concludes, Sater and Hagerman jointly
owed their contractually-assumed safety duties to Mr. Copeland on the day of
the accident.
(R. 2236). The trial court determined, as a matter of law, that Hagerman definitely owed
Anthony a duty of safety, and that Sater might have owed Anthony a duty of safety, on the
day of the accident. Therefore, as the only two prime contractors involved, either Sater and
Hagerman jointly, or Hagerman alone, owed a duty to Anthony. This judgment was not
appealed.
Hagerman argues that this jury instruction forbade the jury from finding Hagerman
zero percent at fault. Fault, however, was not the subject of the instruction. Fault involves
duty, breach and causation, while the instruction addressed only duty. Based on the trial
court's January 19, 1995 order, the instruction which Hagerman challenges correctly states
the law of the case. The addition of the word "solely" is a logical combination of the trial
court's orders on partial summary judgment. The trial court did not abuse its discretion in
giving this instruction.
Crown-Corr argues that the contract did not clearly and unequivocally require it to indemnify
Hagerman for Hagerman's own negligence.
Upon review of the grant or denial of a summary judgment motion, we apply the same
legal standard as the trial court: summary judgment is appropriate only when there are no
genuine issues of material fact and the moving party is entitled to judgment as a matter of
law. Ind.Trial Rule 56(C); North Snow Bay, Inc. v. Hamilton, 657 N.E.2d 420, 422 (Ind. Ct.
App. 1995). The party appealing the trial court's grant or denial of summary judgment has
the burden of persuading this court that the trial court's decision was erroneous. Id.
Whether a contract is ambiguous is a question of law for the court. Indiana Erectors,
Inc. v. Trustees of Indiana University, 686 N.E.2d 878 (Ind. Ct. App. 1997). This court will
not construe clear and unambiguous provisions, nor will we add provisions not agreed upon
by the parties. Hyperbaric Oxygen Therapy Systems, Inc. v. St. Joseph Medical Center of
Ft. Wayne, Inc., 683 N.E.2d 243, 247-48 (Ind. Ct. App. 1997), trans. denied. When the
language of a written contract is not ambiguous, its meaning is a question of law for which
summary judgment is particularly appropriate. Id. at 247.
Crown-Corr agrees that the contractual indemnification clause only provides for
indemnification where the claims against Hagerman arise from Crown-Corr's performance
of its work. Crown-Corr apparently claims that the contract is ambiguous concerning
whether the parties intended to provide indemnity for Hagerman's own negligence. The
contract provided that Crown-Corr must indemnify Hagerman "only to the extent caused in
whole or in part by negligent acts or omissions of [Crown-Corr] . . . regardless of whether
or not such claim, damage, loss or expense is caused in part by a party indemnified
hereunder." (R. 7028). This provision appears to provide for indemnification for
Hagerman's own negligence.
In its motion for summary judgment, Hagerman requested indemnification "to the
extent the jury finds that Crown-Corr, Inc. is negligent." (R. 3128). The trial court denied
the motion, finding that "genuine issues of material fact exist regarding delegation of duties
and negligence." (R. 3397). It appears to us that regardless of how Hagerman delegated
duties of safety to its subcontractors, and regardless of whether Hagerman was negligent,
Crown-Corr was obligated to indemnify Hagerman if at least Crown-Corr was negligent. We
need not decide this question, however. If the trial court erred in denying Hagerman's motion
for summary judgment, it was harmless. The jury found that Crown-Corr was zero percent
at fault for Anthony's accident; therefore Crown-Corr need not indemnify Hagerman.
Hagerman contends that the trial court's failure confused the jury, evidenced by the jury's
failure to initially return a verdict on indemnification. We disagree, as discussed above.
reduced according to its percentage of fault, but was not reduced by any fault attributed to
the settling party. Because the amount received by the plaintiff in settlement resulted in a
double recovery for the same injury, we affirmed the credit allowed by the trial court.
We agree with Copeland that if the jury had found Sater at fault, the judgment would
have been reduced by Sater's percentage of fault. Because Sater was a named nonparty, the
amount of its settlement with Copeland, if Sater were at fault, could not then be credited
against the judgment against Hagerman because this would result in a double credit against
the already reduced judgment. The jury, however, found that Sater was zero percent at fault
for the accident. The amount received by Copeland in settlement with Sater therefore
resulted in a double recovery for the same injury. Allowing Hagerman a credit would thus
"not result in a double credit." Id.
We conclude that the trial court erred in not granting Hagerman's motion for set-off.
We remand this issue to the trial court to order discovery concerning the amount received by
Copeland resulting from the settlement with Sater, and to then make a pro tanto adjustment
to the amount of damages awarded by the jury by subtracting the settlement amount.
Johnson, 234 Ind. 457, 466, 127 N.E.2d 603, 608 (1955). A wrongful death verdict will be
considered excessive only if it is so outrageous as to indicate passion, prejudice, or partiality
rather than reasoned judgment. Kimberlin, 637 N.E.2d at 129.
Damages in a wrongful death action "shall be in such an amount as may be
determined by the court or jury, including, but not limited to, reasonable medical, hospital,
funeral and burial expenses, and lost earning of such deceased person." Ind. Code § 34-1-1-
2. "Based on the language, 'including, but not limited to,' the statutory measure of damages
has been construed to included personal human loss," including loss of care, love and
affection. FMC Corp. v. Brown, 551 N.E.2d 444, 449 (Ind. 1990). The compensation for
pecuniary loss must be within the range of the evidence and reasonable inferences therefrom,
that is, it must be rationally based. Id. at 450.
The jury was instructed that, if Hagerman was found liable to Copeland, Copeland
was entitled to recover: 1) the value of necessary and reasonable funeral and burial
expenses; 2) the value of Anthony's earning capacity and services; 3) the value of the loss
of care, love and affection; and, 4) the value of the loss of parental training and guidance.
The evidence showed that the present value of Copeland's monetary loss, including lost
earning capacity, household services, and expenses totaled $1,526.199.00. The jury found
that Copeland's total damages were $4,750,000.00. The economic damages equal
approximately 32 percent of the total award.
Our supreme court recently decided FMC Corp. v. Brown, a case similarly involving
the death of a construction worker, survived by a spouse and two small children. In FMC,
the court upheld a jury award of $2,900,000.00, which included economic damages of
$919,000.00. Id. at 451. The economic damages in that case equaled approximately 31.7
percent of the total award. The FMC decedent was twenty-eight years of age, had a life
expectancy of 45.4 years and annual earnings of approximately $16,500.00. At the time of
his death, Anthony was twenty-nine years of age, had a life expectancy of 44.7 years and
annual earnings of approximately $40,000.00. Considering the proportionality of these two
cases, we cannot say that the jury verdict was excessive. The trial court did not err in
refusing to reduce the amount of damages.
Affirmed in part and remanded in part.
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