FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
JEFFREY D. STONEBRAKER JEFFREY A. MODISETT
Chief Public Defender Attorney General of Indiana
VICKI L. CARMICHAEL PRESTON W. BLACK
Assistant Public Defender Deputy Attorney General
Jeffersonville, Indiana Indianapolis, Indiana
MICHAEL W. KAVANAUGH, )
)
Appellant-Defendant, )
)
vs. ) No. 10A05-9609-CR-358
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
OPINION - FOR PUBLICATION
II. Whether the trial court erred by refusing to grant Kavanaugh a
mistrial after a State witness offered testimony which
contravened a previously granted Motion in Limine.
We affirm.
In October 1992, the eleven-year-old victim informed her mother that her step-father,
Kavanaugh, had molested her. The victim's mother informed the sheriff's office, and the
victim was placed in protective custody. Later, the victim was declared a child in need of
services ("CHINS"), and as part of a dispositional decree associated therewith, Kavanaugh,
the victim, and the victim's mother were ordered to attend family counseling.
Scott Phillips, the family therapist, testified that in the initial therapy session
Kavanaugh expressed an opinion that as long as he participated in counseling "there would
be no legal ramifications." Record at 167. In order to make clear to Kavanaugh that the
therapy sessions were not being conducted in lieu of prosecution, a meeting was scheduled.
Phillips, Kavanaugh, the victim's mother, Kavanaugh's attorney, and representatives of the
Clark County Division of Family and Children Services ("CCDFCS") all attended this
meeting.
At the meeting, Phillips indicated he was recommending that Kavanaugh attend
perpetrator counseling. Phillips testified that Kavanaugh's attorney seemed surprised by the
recommendation. Phillips then took the attorney aside and told him that Kavanaugh had
made admissions during earlier therapy sessions. The attorney requested that the CCDFCS
representatives leave the room. The attorney then asked Kavanaugh, in the presence of
Phillips and the victim's mother, "Did you admit to this," to which Kavanaugh responded,
"Yes." Record at 170.
Later, Kavanaugh was charged with Child Molesting. Kavanaugh sought to prevent
the State from introducing Phillips' testimony regarding Kavanaugh's admission to his
attorney, but the trial court allowed the testimony. Kavanaugh was convicted; this appeal
followed.
Ind. Code § 25-23.6-9-1 (1993) (repealed 1997) (replaced by Ind. Code § 25-23.6-6-1 (Supp.
1997)). Kavanaugh contends that his response to his attorney's question, made in Phillips'
presence, falls within this privilege and was inadmissable at trial. We do not agree.
First, the trial court concluded that the meeting at which Kavanaugh made his
admission was not a therapy session. Phillips testified that the meeting in question was held,
not for the purpose of family therapy, but instead to inform Kavanaugh that he would be
subject to criminal prosecution regardless of his participation in therapy. This view, that the
meeting was not a therapy session, is supported by the fact that Kavanaugh's attorney and
CCDFCS officials were present, individuals who would not normally be expected to
participate in family therapy. Too, the victim, who was required by the CHINS dispositional
decree to attend the family counseling sessions, was not present at the meeting.
To the extent that Phillips and Kavanaugh were not engaged in therapy, Phillips
cannot be said to have functioned in his "official capacity" such that communications with
his patient would be privileged. IC 25-23.6-9-1. We think it important to note that merely
labeling a particular meeting as "non-therapy" does not eliminate the privilege. Here,
however, the evidence strongly supports the conclusion that a meeting was conducted for
non-therapeutic reasons, outside the scope of a normal therapist-client relationship. The trial
court did not abuse its discretion in concluding that the meeting was not for the purpose of
therapy.
Second, Kavanaugh's admission was not a communication which would be protected
by the therapist-client privilege since Kavanaugh was responding to a question asked by his
attorney. The therapist-client privilege applies only to communications between the client
and the therapist. IC 25-23.6-9-1. Kavanaugh's attorney asked him, in the presence of
Phillips and Kavanaugh's wife, "Did you admit to this," to which Kavanaugh responded,
"Yes." This was not a communication between therapist and client; it was a communication
between attorney and client. Thus, the admission was not protected by the therapist-client
privilege.
Kavanaugh argues that he had a reasonable expectation of privacy since the only
people in the room were his therapist, his attorney, and his wife. We do not doubt that
Kavanaugh expected confidentiality when he made his admission, but evidentiary privileges
are not created based upon a person's expectation of privacy. Privileges are created by
statutes, Scroggins v. Uniden Corp. of America, 506 N.E.2d 83, 85 (Ind. Ct. App. 1987),
trans. denied, which must be strictly construed. Id. at 86. Here, a privilege exists only for
communications made to a therapist in his official capacity. IC 25-23.6-9-1. Kavanaugh was
neither communicating with his therapist nor was the session therapy.
Finally, Kavanaugh contends that Phillips should have been prevented from testifying
since his admission was obtained only as a result of Phillips' breaching his duty of
confidentiality. During the meeting, Phillips took Kavanaugh's attorney aside and told him
that Kavanaugh had made admissions during previous counseling sessions. Kavanaugh
argues that if Phillips had not told his attorney about the earlier therapy sessions, his attorney
would not have asked Kavanaugh the question which prompted his non-privileged admission.
As such, Kavanaugh contends that his admission should be excluded as "fruits of the
poisonous tree." Appellant's Brief at 10.
Assuming arguendo that Phillips breached his duty of confidentiality, Kavanaugh's
attorney should have known not to ask such a critical question in Phillips' presence. It was
this mistake, not Phillips' own breach, which led to Kavanaugh's damaging admission.
Moreover, Kavanaugh has cited no authority, and we can find none, for his argument that his
admission should be excluded as "fruits of the poisonous tree."See footnote
2
We hold that the trial court
did not abuse its discretion by allowing Phillips to testify regarding Kavanaugh's admission.
substance of Kavanaugh's admission as follows: "[Kavanaugh's attorney] said, 'so did you
do this', and [Kavanaugh] said, 'yes.'" Record at 287. At trial, Phillips actually testified as
follows: "[Kavanaugh's attorney] asked Mr. Kavanaugh if he had, I can't remember the
specifics, if he had molested or done or had done this and Mr. Kavanaugh stated . . . ."
Record at 336. Kavanaugh's trial attorney then objected and requested a mistrial. The trial
court refused to grant a mistrial but instead admonished the jury to disregard Phillips' use of
the word "molested."
The trial court's determination of whether to grant a mistrial is afforded great
deference on appeal because the trial court is in the best position to evaluate the relevant
circumstances of an event and its impact on the jury. Bradley v. State, 649 N.E.2d 100, 107
(Ind. 1995), reh. denied. To prevail on appeal from the denial of a motion for mistrial, the
appellant must demonstrate the statement or conduct in question was so prejudicial and
inflammatory that he was placed in a position of grave peril to which he should not have
been subjected. Id. However, mistrial is an extreme remedy invoked only when no other
measure can rectify the perilous situation. Id. We determine the gravity of the peril based
upon the probable persuasive effect of the misconduct on the jury's decision rather than upon
the degree of impropriety of the conduct. Id. at 107-08. Moreover, reversible error is seldom
found when the trial court had admonished the jury to disregard a statement made during the
proceedings. Id. at 108.
Kavanaugh was not placed in grave peril by Phillips' deviation from the terms of the
Motion in Limine. Even without using the term "molested," it was probable that the jury
would have inferred from Phillips' testimony that Kavanaugh had admitted to his attorney
that he molested the victim. This inference was made more likely by the subsequent
testimony of the victim's mother. On cross-examination, Kavanaugh's trial attorney elicited
the mother's version of Kavanaugh's admission. The mother's testimony clearly places
Kavanaugh's admission in the context of admitting to allegations of molesting the victim.
See Record at 392-94. We hold the court's admonishment for the jury to disregard Phillips'
use of the term "molested" was sufficient.
Affirmed.
HOFFMAN, J., and GARRARD, J., concur.
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