FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
SHARON R. MERRIMAN SUE FIGERT MEYER
Symmes, Voyles, Zahn, Paul & Hogan R. BROCK JORDAN
Indianapolis, Indiana Rubin & Levin, P.C.
Indianapolis, Indiana
JAMES S. BITNER )
a/k/a STEVE BITNER, )
)
Appellant-Respondent, )
)
vs. ) No. 49A04-9706-CV-237
)
MARY A. (BITNER ) HULL, )
)
Appellee-Petitioner. )
OPINION - FOR PUBLICATION
II. Whether either of the following constituted a material change: the
substitution of a percentage in place of a specific dollar judgment, and the
addition of interest and/or earnings/losses to the judgment.
Record at 23.
In March of 1996, Wife filed a petition with the trial court to "clarify dissolution of
marriage decree, enforce dissolution of marriage decree and correct clerical errors." Record
at 26. In her petition, Wife stated that neither the thrift equity nor the RSR thrift equity fund
money had been turned over to her. She also asserted:
RSR . . . refuses to offer any cooperation to Wife's counsel, Husband refuses
to authorize Wife's counsel to obtain information about the account so an
appropriate Qualified Domestic Relations Order ("QDRO") can be drafted, and
there are issues relating to appreciation on the funds awarded to Wife, which
Husband refuses to allow Wife to have.
Record at 29. Also within the petition, Wife asked that the trial court issue a QDRO after a
hearing.
Husband's response to Wife's petition provided:
D. [Husband] has no objection to a QDRO being issued after a hearing. At all
times, attorney for [Wife] has been advised to prepare a QDRO.
E. [Husband] would object to any appreciation, interest and earnings being
distributed to Wife inasmuch as the Decree awards Wife a set sum, not an
account.
Record at 63. On March 15, 1996, the trial court ordered RSR to respond to interrogatories
by April 4 and to refrain from disbursing to Husband any part of the equity fund. An April
1, 1996 letter from the plan administrator to Wife's and Husband's respective attorneys stated
that "no disbursement will be made absent receipt of a [QDRO]." Record at 81. A June 6,
1996 letter from the plan administrator indicated that responses to the interrogatories would
not be available until perhaps later that month. On June 20, 1996, Wife filed a petition for
rule to show cause against RSR based upon its refusal to provide her with the requested
information.
In October of 1996, the trial judge entered a QDRO. In December of that same year,
Wife filed a motion to amend the QDRO due to problems raised by the plan administrator
in a November, 1996 letter. The plan administrator had issued an opinion that the QDRO did
not meet federal law because it failed to specifically list the amount or percentages to be paid
by the plan as of the most recent valuation date immediately preceding the date of receipt of
the QDRO by the administrator. Record at 109-12. Wife then filed an amended QDRO
utilizing the plan administrator's suggestions as a guide. Specifically, the amended QDRO
provided that Wife was entitled to receive 95% of the equity fund and that Husband was
entitled to receive 5% of the equity fund. The court entered the amended QDRO on April
25, 1997. The following day, the court entered a second amended QDRO.See footnote
1
Husband filed
a motion to correct errors which was denied.
at all times, Wife's attorney had been advised to prepare a QDRO. Thus, the QDRO came
as no surprise to Husband. Second, within the same response, Husband also explicitly stated
that he had no objection to a QDRO being issued after a hearing. As such, Husband has
waived any objection to the timing (more than ninety days after the decree) of the original
QDRO.
Third, "[c]ourts of this State have long had power, both inherent and statutory, to
entertain actions to determine whether a judgment has been carried out and satisfied."
Wilson v. Wilson, 169 Ind. App. 530, 349 N.E.2d 277, 279 (1976). The inherent power of
our courts to issue orders to assist in the enforcement of their judgments was recognized in
Wabash Railway Co. v. Todd, 186 Ind. 72, 113 N.E. 997 (1916). In that case, Wabash was
ordered to begin constructing a bridge on November 22, 1911. On January 10, 1916, more
than four years later, a petition was filed seeking an order setting a completion date and
alleging the refusal of the railroad to build the bridge. Our supreme court held that the trial
court had jurisdiction and stated:
[The petition] sought only the entry of an order supplementary to, and fixing
the time within which [railroad] should comply with a previous order in the
proceeding and thus invoked the exercise of an inherent power which a court
possesses to make such orders and to issue such writs as may be necessary and
essential to carry a previous judgment into effect and render it binding and
operative.
186 Ind. at 78, 113 N.E. at 998 (emphasis added).
Here, Wife was awarded both the thrift equity and the RSR thrift equity fund money,
yet none of it had been turned over to her. In addition, RSR refused to offer any cooperation
to Wife's counsel, and Husband refused to authorize Wife's counsel to obtain information
about the account so an appropriate QDRO could be drafted. Unless the court took action,
its decree would not be heeded. Thus, as in Wabash, the trial court exercised its inherent
power to make such orders as were necessary to enforce its prior decree. Specifically, the
court examined Wife's petition to clarify/enforce, ordered the issuance of interrogatories, and
eventually entered a QDRO.
Rather than being an alteration of the dissolution decree, Wife's petition was merely
an enforcement mechanism, neither objected to on the basis of its timing nor unexpected.
Accordingly, we conclude that the trial court had jurisdiction in this matter despite the fact
that more than ninety days had elapsed since the date of the decree.
However, the court retains equitable authority to modify the division of marital property. See
id. We examine whether the trial court's actions here changed its decree in any essential or
material manner.
The decree awarded Wife the entire $67,049 equity fund as of February 22, 1995, the
date of separation. The decree broke down the award of the fund into two parts: (1)
$52,000, representing the post-tax dollars, and (2) $15,049, representing pre-tax dollars.
After February 22, Husband made contributions of approximately $3,423 to the fund.
Record at 106. Pension benefits accumulated after the date of final separation should not be
included in the marital pot. Waggoner v. Waggoner, 531 N.E.2d 1188, 1189 (Ind. Ct. App.
1988). Hence, Husband was entitled to the portion of the fund accumulated after the date of
separation. As such, the trial court's first QDRO specifically stated that Wife was to receive
approximately $67,049, "including any accrued interest or earnings thereon until the date of
distribution to [Wife], excluding any contribution to the 'Equity Fund' after 2/22/95 and any
interest or earnings or losses on said contribution." Record at 100 (emphasis added).
In response to the plan administrator's opinion that the QDRO did not meet federal
law because it failed to specifically list the amount or percentages to be paid by the plan as
of the most recent valuation date immediately preceding the date of receipt of the QDRO by
the plan administrator, Wife filed an amended QDRO which the court initially approved.
In the amended QDRO, Wife used the plan administrator's suggestions as a guide to drafting.
Specifically, she added Wife's portion of the equity fund ($67,049) to the amount Husband
had contributed after February 22 ($3,423). She then divided $67,049 by the sum ($70,472)
to calculate her percentage of the fund (95%). Similarly, she divided $3,423 by the sum to
determine Husband's percentage share of the fund (5%).See footnote
2
In addition, each party was
awarded the "accrued interest or earnings thereon or losses thereon from the most recent
valuation date immediately preceding the date of the Order by the Plan Administrator."
Record at 141.
Wife met with strong resistance when she originally attempted to collect the equity
fund money due her under the decree. By the time Wife was finally in a position to collect,
Husband had contributed more money into the fund and many months had passed. Had the
trial court not excluded Husband's portion from Wife's award, Wife would have received
more than the decree allocated or the law allows. See Waggoner, 531 N.E.2d at 1189.
Likewise, had the trial court not specified that interest, earning, and losses were to be
factored into each party's award, neither Wife nor Husband would have received a proper
award. See also DeHaan v. DeHaan, 572 N.E.2d 1315, 1328 (Ind. Ct. App. 1991) (noting
that trial court has discretion to decide whether to award interest when marital property
division payments are deferred), trans. denied. In summary, we conclude that the changes
made in the amended QDRO are not improper modifications; that is, those which change the
judgment in any essential or material manner.
Affirmed.
HOFFMAN, J. and STATON, J. concur.
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