ATTORNEY FOR APPELLANT
: ATTORNEYS FOR APPELLEE:
GREGORY BOWES STEVE CARTER
Indianapolis, Indiana Attorney General of Indiana
RICHARD C. WEBSTER
Deputy Attorney General
Indianapolis, Indiana
IN THE
SUPREME COURT OF INDIANA
RONNIE HOLDEN, )
) Supreme Court Cause Number
Appellant (Defendant ), ) 49S02-0202-CR-153
)
v. )
)
STATE OF INDIANA, ) Court of Appeals Cause Number
) 49A02-0101-CR-44
Appellee (Plaintiff ). )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable Tanya Walton Pratt, Judge
Cause No. 49G01-0006-CF-046689
CRIMINAL TRANSFER
May 30, 2003
RUCKER, Justice
Case Summary
After a trial by jury Ronnie Holden was convicted of three counts of
forgery as Class C felonies and one count of forgery as a Class
D felony. Holden appealed raising several issues for review. All were
rejected by the Court of Appeals, which affirmed the trial courts judgment in
an unpublished Memorandum Decision. Holden v. State, No. 49A02-0101-CR-44 (Ind. Ct. App.
Aug. 29, 2001). We agree the judgment of the trial court should
be affirmed. Having previously granted transfer, we now address one of the
issues Holden raises for our consideration.
Discussion
Article I, Section 19 of the Indiana Constitution provides In all criminal cases
whatever, the jury shall have the right to determine the law and the
facts. Holden argues the trial court erred in refusing to give an
instruction advising the jury, among other things, [w]hile this provision does not entitle
you to return false verdicts, it does allow you the latitude to refuse
to enforce the laws harshness when justice so requires. Appellants App. at
61. Holdens argument is inspired at least in part by a Law
Review article written by the author of this opinion. See Honorable Robert
D. Rucker, The Right to Ignore the Law: Constitutional Entitlement Versus Judicial Interpretation,
33 Val. U. L. Rev. 449 (1999). Tracing the history of the
doctrine that allowed juries to determine both the law and the facts in
criminal cases, the article reached several conclusions. One conclusion was that
an instruction telling the jury that the constitution intentionally allows them latitude to
refuse to enforce the laws harshness when justice so requires would be consistent
with the intent of the framers and give life to what is now
a dead letter provision. Id. at 481 (footnote omitted).
The general thrust of the article is that Article I, Section 19 amounts
to a constitutionally permissible form of jury nullification. That is, under the
Indiana Constitution the jury has the right to return a verdict of not
guilty despite the law and the evidence where a strict application of the
law would result in injustice and violate the moral conscience of the community.
Although jury nullification has been variously defined, this is its central tenet.
See, e.g., Jeffrey Abramson, We, The Jury 57 (1994) (defining nullification as
the jurors right to refuse to enforce the law against defendants whom they
believe in good conscience should be acquitted); Clay S. Conrad, Jury Nullification: The
Evolution of a Doctrine 7 (1998) (defining nullification as the jurors right to
refuse to convict if they believe that a conviction would be in some
way unjust); Irwin A. Horowitz, et al., Jury Nullification: Legal and Psychological Perspectives
66 Brook. L. Rev. 1207, 1208 (2001) (defining the term as the power
to acquit defendants despite evidence and judicial instructions to the contrary and noting
that its purpose is to return an acquittal when strict interpretation of the
law would result in an injustice and violate the moral conscience of the
community).
It is historically accurate to say that a jurys right in a criminal
case to determine the law and the facts has a long and distinguished
history that can be traced from medieval England through the seditious libel trial
of New York publisher John Peter Zenger. See generally Rucker, supra, at
449-55. It is also true that early case authority in this state
stood for the proposition that the jurys law determining function meant that the
jury could disregard the instructions of the trial court. However, on closer
examination it appears that the right to disregard the trial courts instructions has
never been equated as a right to disregard the law. This point
is best illustrated by a case decided forty-one years after Article I, Section
19 was ratified. The trial court gave the following instruction:
You, gentlemen, in this case, are the judges of law as well as
of the facts. You can take the law as given and explained to
you by the court, but, if you see fit, you have the legal
and constitutional right to reject the same, and construe it for yourselves.
Blaker v. State, 130 Ind. 203 (1892). On appellate review the Supreme
Court approved the instruction but admonished, the Constitution gives to juries in criminal
cases the right to determine the law as well as the facts.
It does not, however, give to them the right to disregard the law.
Id. at 204-05.
In the early days of the republic there was much debate over whether
under federal jurisprudence a jury had the right to determine the law in
a criminal case. A number of cases held that indeed the jury
had such a right, if not under the Federal Constitution, then at least
under the federal common law. See, e.g., Mark DeWolfe Howe, Juries as
Judges of Criminal Law, 52 Harv. L. Rev. 582, 589 (1939) (noting that
federal courts until 1835 had consistently instructed juries that they were the judges
of both the law and the fact in a criminal case, and are
not bound by the opinion of the court.) (footnote omitted). However, in
Sparf v. United States, 156 U.S. 51 (1895), the Supreme Court put to
rest any notion of a jurys right to determine the law. Although
an exhaustive and painstaking dissent took the majority to task for its decision,
even the dissent maintained that the jury was required to decide by the
law as they know or believe it to be. Id. at 172
(Gray, J., dissenting).
Apart from case authority, recent scholarly literature also sheds light on the meaning
and scope of a jurys right to determine the law in criminal cases.
For example one commentator has observed, Although Eighteenth Century juries were invited
to find both law and facts and not feel bound by the interpretation
of the law offered by trial judges, they were admonished to apply the
law as they understood it. The independence of jurors in this regard
did not countenance deciding disputes in total disregard of the applicable common or
other law. Lars Noah, Civil Jury Nullification, 86 Iowa L. Rev. 1601,
1620 (2001) (footnote omitted). Another commentator noted the right to decide the
law was neither equivalent to todays proposed right to nullify, nor did it
encompass the right to nullify. To the contrary, the right to decide
the law swept narrowly, placing a clear duty on juries to follow the
law as they saw it, rather than reject the law as pro-nullification scholars
would have them do. David A. Pepper, Nullifying History: Modern-Day Misuse of
the Right to Decide the Law, 50 Case W. Res. L. Rev. 599,
609 (2000).
Although there may be some value in instructing Indiana jurors that they have
a right to refuse to enforce the laws harshness when justice so requires,
the source of that right cannot be found in Article I, Section 19
of the Indiana Constitution. This Courts latest pronouncement on the subject is
correct: [I]t is improper for a court to instruct a jury that they
have a right to disregard the law. Notwithstanding Article 1, Section 19
of the Indiana Constitution, a jury has no more right to ignore the
law than it has to ignore the facts in a case. Bivins
v. State, 642 N.E.2d 928, 946 (Ind. 1994) (citation omitted). The trial
court in this case properly refused to give Holdens tendered instruction.
Conclusion
We grant transfer and affirm the judgment of the trial court.
SHEPARD, C.J., and DICKSON, SULLIVAN and BOEHM, JJ., concur.