FOR PUBLICATION
ATTORNEYS FOR APPELLANT: ATTORNEY FOR APPELLEE
JEFFREY A. MODISETT WILLIAM E. DAILY
Attorney General of Indiana
Danville, Indiana
ROSEMARY L. BOREK
Deputy Attorney General
STATE OF INDIANA, ))
OPINION - FOR PUBLICATION
Eubanks v. State, No. 80A02-9310-CR-575 (Ind. Ct. App. Dec. 12, 1994). On
direct appeal, this court affirmed Eubanks conviction for murder, finding sufficient evidence of
his intent to kill Heard.
Eubanks sought post-conviction relief on several grounds: (1) failure of the trial
court to hold a hearing outside the presence of the jury on the
witnesses rights to invoke the Fifth Amendment; (2) the trial courts failure to
admonish the jury regarding the witnesses assertions of the Fifth Amendment; (3) prosecutorial
misconduct; and (4) ineffective assistance of trial and appellate counsel. PCR Record
at 12-21. The post-conviction court found that the prosecutors calling of two
witnesses to testify, knowing they would invoke the Fifth Amendment in the presence
of the jury, was reversible error. The court granted relief, vacated all
of Eubanks convictions, and ordered a new trial. The post-conviction court denied
relief on all other grounds asserted by Eubanks. The State now appeals
the grant of relief. The defendant cross-appeals claiming the trial court erred
when it failed to find ineffective assistance of counsel.
683 N.E.2d 227, 235-36 n.6 (Ind. 1997) (internal quotation and citation omitted), cert.
denied, 524 U.S. 906, 118 S. Ct. 2064, 141 L.Ed.2d 141 (1998).
Eubanks contends that the prosecutors act of calling witnesses to the stand knowing
that they would invoke the Fifth Amendment was fundamental error. Eubanks relies
on our supreme courts holding in Borders v. State, which held that it
is improper for the prosecutor to call as a witness a co-defendant when
the prosecutor knows in advance that the witness will invoke the Fifth Amendment
and refuse to testify. 688 N.E.2d 874, 879 (Ind. 1997). Eubanks
directs us to Tucker v. State, 534 N.E.2d 1110 (Ind. 1989), and Aubrey
v. State, 261 Ind. 692, 310 N.E.2d 556 (1974), in which the court
reversed petitioners convictions where the State called accomplices to testify knowing they would
invoke the Fifth Amendment.
While we agree with Eubanks that it is improper for prosecutors to knowingly
call witnesses who will invoke the Fifth Amendment on the stand, we find
his reliance on Tucker and Aubrey misplaced. In those cases, the court
reversed the convictions based on the trial courts refusal to give the defendants
requested instruction regarding the witnesses invocations of the Fifth Amendment. Here, Eubanks
counsel did not request an admonishment.
See footnote Therefore,
Aubrey and Tucker are not
controlling. See Gurley v. State, 264 Ind. 552, 348 N.E.2d 16, 20
(1976) (noting that while reversal was appropriate in Aubrey because the court refused
an instruction to which the petitioner was entitled, reversal was not appropriate in
Gurley because the petitioner did not request an instruction and the court is
not required to give one sua sponte). Generally, courts have not held
that it is fundamental error per se whenever a prosecutor calls a witness
to the stand knowing the witness will invoke the Fifth Amendment. See,
e.g., Hovis v. State, 455 N.E.2d 577, 581 (Ind. 1983) (stating that admonishment
cured any prejudice arising from witnesss invocation of the Fifth Amendment); see also
Namet v. United States, 373 U.S. 179, 83 S. Ct. 1151, 10 L.Ed.2d
278 (1963) (stating that given the limited nature of questioning and cumulative effect
of invocation, any error in calling witnesses who invoked their Fifth Amendment rights
was not plain error
See footnote );
State v. Cota, 102 Ariz. 416, 432 P.2d 428
(1967) (noting that witnesss invocation of the Fifth Amendment was not reversible error).
The U.S. Supreme Court has also specifically addressed this issue in Namet v.
United States, 373 U.S. 179, 83 S. Ct. 1151, 10 L.Ed.2d 278 (1963),
and we find the Namet analysis instructive in the case at bar.
In Namet, the Supreme Court concluded that the trial court did not commit
prejudicial error by permitting the prosecutor to knowingly elicit an assertion of the
Fifth Amendment privilege from two key witnesses in the presence of the jury.
There, the defense counsel also failed to object to the calling of
the witnesses; neither did counsel request an instruction or admonishment regarding the witnesses
invocation of their Fifth Amendment rights. The Court indicated that in order
to determine whether prejudicial error had occurred, courts should examine the particular circumstances
involved in each case focusing on two factors, which raise distinct grounds of
error. First, the Court stated that error may result from prosecutorial misconduct
when the government makes a conscious and flagrant attempt to build its case
out of inferences arising from the witnesss assertion of the privilege. Namet,
373 U.S. at 186, 83 S. Ct. at 1154. Second, the Court
suggested that prejudicial error may also be committed where inferences from a witnesss
refusal to testify add critical weight to the prosecutions case. Id. at
187, 83 S. Ct. at 1155.
Here, although the prosecution knew the witnesses would invoke the Fifth Amendment, there
is no evidence that the State attempted to build its case out of
inferences. While the record does not disclose the prosecutors actual motivation in
calling the witnesses, there is no indication that the State relied on their
assertions of the privilege to establish the elements of the offenses. The
prosecutor did, as the defense points out, refer to the witnesses refusals to
testify in closing argument.
See footnote Record at 1323, 1360. The only comment
made by the prosecutor in reference to the States witnesses, Beverly Heard and
Tony Worl, was that their involvement was initiated by Eubanks. Eubanks own
testimony supports this statement. Eubanks testified that Worl was somewhat reluctant to
get involved. Record at 1141-42. He further testified that he contacted
Beverly to inform her of her husbands infidelity and then offered to scare
him for her. Record at 1130-31, 1136-37.
Moreover, the testimony did not add critical weight to the prosecutions case.
In building its case, the State called eighteen witnesses. Of those witnesses,
two invoked the Fifth Amendment: Beverly and Worl. Upon calling Beverly
to the stand, the prosecutor asked her: [O]n October 19
th, 1992, did you
have occasion to be at your residence in Tipton County, Indiana? Record
at 852. Beverly invoked the Fifth Amendment and the prosecutor ceased his
questioning. When the State called Worl to the stand, the prosecutor inquired:
[O]n October 19, 1992, were you in the company of Tony Eubanks?
Record at 849. Worl invoked the Fifth Amendment. The prosecutor
also asked Worl: [A]ssuming that, and no disrespect for your exercise of
constitutional right, but, you so stand on that right as to each and
any question that I would ask in regard to any incident involving the
October 92? Record at 850. Upon which, Worl answered in the affirmative and
the prosecutor ceased questioning. Given the limited questioning of the prosecutor in
relation to the substantial number of witnesses presented, this was a minor lapse
that did not harm Eubanks. See Namet, 373 U.S. at 187, 85
S. Ct. at 1155.
Furthermore, as a panel of this court found on direct appeal, there was
overwhelming evidence of Eubanks guilt: Eubanks was angry and jealous because of
the victims relationship with his ex-girlfriend, Scott; he harassed Darrell Heard and Scott
by following them and driving by their homes on repeated occasions; in conversations
with Scott, Eubanks threatened to put a gun to Darrells head if he
continued to see Scott; and Eubanks pointed a .22 caliber handgun at Darrell
Heard and kept it trained on his upper body while Eubanks friend stood
by with a .12 gauge shotgun. Thereafter, Eubanks shot Heard in the
head and killed him in the presence of witnesses. See Eubanks v.
State, No. 80A02-9310-CR-575 (Ind. Ct. App. Dec. 12, 1994).
Any adverse inference that could be drawn from Beverlys and Worls invocations is
merely cumulative. We conclude that given the limited nature of the prosecutors
questions, the cumulative effect of the witnesses Fifth Amendment invocations, and the substantial
testimony presented by the other witnesses, Eubanks was not deprived of a fair
trial.
Consequently, we conclude that any error committed in allowing Beverly and Worl to
invoke their Fifth Amendment rights before the jury did not result in prejudice
to Eubanks. See Bernard v. State, 174 Ind. App. 251, 255, 367
N.E.2d 20, 23 (1977) (holding that it was not error for the court
to allow the State to call accomplice to testify even though the State
knew the accomplice was likely to plead the Fifth where defense counsel did
not object and other evidence established the inference raised by accomplices refusal to
testify). While we disapprove of the States tactics in calling the witnesses,
we do not conclude that such action rises to fundamental error in the
face of overwhelming evidence of defendants guilt. Thus, we conclude the trial
courts grant of relief was clearly erroneous.
DARDEN, Judge, dissenting
I respectfully dissent as to both issues.
I. Fundamental Error
Eubanks contends that the prosecutors act of calling witnesses to the stand knowing
that they would invoke the Fifth Amendment was fundamental error. I agree.
The United States Supreme Court addressed this issue in Namet v. United States,
373 U.S. 179, 83 S.Ct. 1151, 10 L.Ed.2d 278 (1963), wherein the Court
stated that in order to determine whether prejudicial error has occurred, courts should
examine the particular circumstances involved in each case focusing on two factors which
raise distinct grounds of error. First, error may result from prosecutorial misconduct
when the government makes a conscious and flagrant attempt to build its case
out of inferences arising from the witness assertion of privilege. 373 U.S.
at 186, 83 S.Ct. at 1154. Second, prejudicial error may also be
committed where inferences from a witness refusal to testify add critical weight to
the prosecutions case. 373 U.S. at 187, 83 S.Ct. at 1155.
As to the first prong, the majority states that although the prosecution knew
the witnesses would invoke the Fifth Amendment, there is no evidence that the
State attempted to build its case out of the inferences. Slip-op at
9-10. I disagree.
At the outset, I note that long-standing rule of law that it is
error to call a witness to testify with knowledge that he will invoke
the Fifth Amendment. Tucker v. State, 534 N.E.2d 1110, 1111 (Ind. 1989).
In Aubrey v. State, 261 Ind. 692, 310 N.E.2d 556, 559
(1974), our supreme court explained that the natural, even inevitable, inference which is
raised in the jurys mind when an alleged accomplice refuses to testify is
that the withheld testimony would be damaging, not only to the witness, but
also to the defendant. Thus, the mere refusal to speak indelibly implants
adverse inferences in the minds of jurors and reaches them in a form
not subject to cross-examination. (Emphasis in original).
Here, the prosecutor called Eubanks accomplices to the stand with knowledge that they
would refuse to testify and invoke their Fifth Amendment right to silence.
The prosecutor did not offer either witness immunity pursuant to Ind. Code §
35-37-3-1,
See footnote and the questioning of the witnesses occurred in the presence of the
jury. The only motive that the prosecutor could have possibly had for
calling these witnesses was to plant adverse inferences in the minds of the
jurors. Thereafter, the prosecutor made a conscious and flagrant attempt to build
its case out of inferences arising from the witnesses assertions of privilege as
evidenced by the fact that during closing argument, the prosecutor twice mentioned the
accomplices failure to testify.
As to the second prong, the majority states that the testimony did not
add critical weight to the prosecutions case. Slip-op at 10. Again,
I disagree.
The majority relies on the fact that the State called 18 witnesses, only
two of which Beverly and Worl invoked the Fifth Amendment.
I find this reliance to be misplaced. Beverly and Worl were the
only accomplices. Beverly was an eyewitness to the offense. Their testimony,
or lack thereof, added critical weight to the prosecutors case. The prosecutor
should not be permitted to flagrantly manipulate a potential witness testimony.
Under the circumstances of this case, I agree with Eubanks that fundamental error
occurred. I would therefore affirm the post-conviction courts decision to vacate Eubanks
convictions and remand for a new trial.
II.
Ineffective Assistance of Counsel
I further believe that Eubanks counsel was ineffective for failing to object to
the prosecutors actions in calling Beverly and Worl and failing to request an
admonishment to the jury. To establish a violation of the Sixth Amendment
right to effective assistance of counsel, the defendant must show that (1) counsels
performance fell below an objective standard of reasonableness based on prevailing professional norms;
and (2) there is a reasonable probability that because of counsels errors the
result of the proceeding is unreliable or unfair. Harrison v. State, 707
N.E.2d 767, 777 (Ind. 1999), cert. denied, 68 USLW 3668 (2000). A
reasonable probability is a probability sufficient to undermine confidence in the outcome.
Id. (quoting Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d
674 (1984)).
First, Eubanks counsel was clearly ineffective for failing to object to the prosecutors
actions in calling Beverly and Worl to testify. In order to establish
that counsels failure to object was ineffective assistance of counsel, a defendant must
first prove that a proper objection would have been sustained. Potter v.
State, 684 N.E.2d 1127, 1132 (Ind. 1997). Here, had Eubanks counsel objected
to the prosecutors actions, the trial court would have been required to sustain
the objection. See Tucker, 534 N.E.2d at 1110 (trial court erred in
allowing witness to be called before the jury when all parties knew he
would invoke the Fifth Amendment). Further, had Eubanks counsel requested an admonishment,
the trial court would have been required to give it. See Aubrey
v. State, 310 N.E.2d 556 (Ind. 1974)(failure to admonish jury when requested constitutes
reversible error). Eubanks counsels performance was clearly deficient.
We now turn to the prejudice prong. The majority summarily concludes that
Eubanks was not prejudiced because the evidence against him was overwhelming . .
. . Slip-op at 13. I disagree with both
conclusions.
First, the evidence as to Eubanks intent was not overwhelming. My review
of the record reveals that he has consistently maintained that he did not
intend to kill the victim. Rather, according to Eubanks, the gun accidentally
went off when Beverly attempted to take the gun from him after they
had scared the victim into confessing his infidelities. Witness Jodi Scott also
testified that Eubanks told her that he had only intended to scare the
victim with a gun.
Second, Eubanks was prejudiced by the prosecutors act. The majority has failed
to consider the effect of the prosecutors actions on Eubanks possible defenses.
Eubanks has consistently stated that the shooting was an accident. This defense
raises a host of lesser included offenses, including voluntary manslaughter, involuntary manslaughter and
reckless homicide. However, before Eubanks had the opportunity to testify and present
his defense, the prosecutor undercut it by calling Beverly and Worl to the
stand knowing that they would invoke the Fifth Amendment. When the jury
saw accomplices Beverly and Worl refuse to testify, the inevitable inference was that
their testimony would have been damaging to each of them as well as
to Eubanks thereby prejudicing him.
Under the facts and circumstances of this case, I find that counsels performance
was deficient and that there is a reasonable probability that because of counsels
errors, the result of the proceeding was unfair. I would therefore vacate
Eubanks convictions and remand for a new trial.