ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Janice L. Stevens Karen M. Freeman-Wilson
Marion County Public Defender Attorney General of Indiana
Arthur Thaddeus Perry
Deputy Attorney General
INDIANA SUPREME COURT
MAURICE FOSHA, )
v. ) 49S00-9911-CR-668
STATE OF INDIANA, )
APPEAL FROM THE MARION SUPERIOR COURT
The Honorable Jeffrey Boles, Judge pro tempore
Cause No. 49G02-9212-CF-178471
On Direct Appeal
May 23, 2001
The defendant, Maurice Fosha, was convicted of murder,
See footnote conspiracy to commit murder as
a class A felony,See footnote and carrying a handgun without a license as a
class A misdemeanor,See footnote for the February 23, 1992, killing of Gary Moore in
Marion County. In this appeal we consider the defendant's claims of:
(1) Indiana Double Jeopardy Clause violation; (2) discovery violations; and (3) infringement of
his right to cross-examine witnesses.
Indiana Double Jeopardy
The defendant contends that his convictions for murder and conspiracy to commit murder
violate the Indiana Double Jeopardy Clause
See footnote under the actual evidence test enunciated in
Richardson v. State, 717 N.E.2d 32, 53 (Ind. 1999). The State responds
that Richardson does not apply because it was handed down after the defendant's
convictions and sentence became final.
See footnote Citing
Taylor v. State, 717 N.E.2d 90
(Ind. 1999), and State v. Mohler, 694 N.E.2d 1129 (Ind. 1998), the State
argues that our Richardson Double Jeopardy Clause methodology constituted a new constitutional rule
of criminal procedure that does not apply retroactively to cases that became final
before the new rule was announced.
In Taylor, we declared that, as a new constitutional rule of criminal procedure,
the Richardson formulation "is not available for retroactive application in post-conviction proceedings."
717 N.E.2d at 95. We held in Mohler that new rules of
criminal procedure are not retroactive to convictions and sentences that have become final
before the new rule was created. 694 N.E.2d at 1133. The
determinative point in time "when Mohler's convictions and sentence became final," was based
on whether his praecipe for appeal was filed within the allotted thirty day
period. Id. Because Mohler had not timely filed a praecipe, his
convictions and sentence were deemed final on the day he was sentenced.
Id. But Mohler was an appeal from a grant of post-conviction relief.
Mohler had neither brought a direct appeal of his convictions or sentence
nor had he sought to bring a belated direct appeal pursuant to Post-Conviction
Rule 2. Id. at 1131
In the present case, the defendant sought and received permission to file a
belated praecipe, which he timely filed on August 16, 1999, to initiate this
appeal. Where a trial court grants a defendant's motion to file a
belated praecipe, it "shall be treated for all purposes as if filed within
the prescribed period." Ind.Post-Conviction Rule 2(1).
See footnote We therefore find that our
rule that precludes retroactive application of new criminal rules to collateral proceedings does
not apply to direct appeals brought pursuant to Post-Conviction Rule 2. Accordingly,
we will consider the defendant's
The defendant contends that his convictions of murder and conspiracy to commit murder
violate the Richardson actual evidence test:
To show that two challenged offenses constitute the "same offense" in a claim
of double jeopardy, a defendant must demonstrate a reasonable possibility that the evidentiary
facts used by the fact-finder to establish the essential elements of one offense
may also have been used to establish the essential elements of a second
717 N.E.2d at 53. He argues that there is a reasonable possibility
that the jury used the same evidence of the shooting to establish both
the offense of murder and that of conspiracy to commit murder. The
essential elements of the offense of murder are (1) the defendant (2) with
knowledge or intent (3) killed (4) another human being. Ind.Code § 35-42-1-1.
The essential elements of the offense of conspiracy to commit murder are:
(1) the defendant (2) agreed with one or more other persons to commit
the crime of murder (3) with the intent to commit murder and (4)
the defendant or one of the persons to the agreement performed an overt
act in furtherance of the agreement. Ind.Code § 35-41-5-2.
At trial, the State presented evidence that Wilson gave the defendant a 9
mm handgun, drove him to Moore's location, and dropped him off; that Moore
was killed by multiple 9 mm gunshot wounds; that the defendant admitted the
shooting to an acquaintance; and that the bullets recovered during Moore's autopsy and
the cartridge casings from the murder scene were fired by a 9 mm
Beretta semi-automatic firearm later found in the defendant's possession. During his trial
testimony, the defendant denied the shooting. He stated that he had been
in the car with Wilson, that he refused Wilson's directive to shoot Moore
and began to leave the scene, but then heard shots and knew Wilson
carried a 9 mm handgun.
The court read the charging information to the jury. Count I, charging
murder, alleged that the defendant and Lance Wilson knowingly and intentionally killed Gary
Moore by shooting him with a handgun, causing his death. As to
conspiracy to commit murder, the charging information alleged that the defendant and Wilson,
with the intent to murder Moore, agreed with each other to kill him
and then, as an overt act in furtherance of the agreement, Wilson shot
Moore with a handgun. The jury was instructed that to convict the
defendant of murder, the evidence must prove that he (1) knowingly and intentionally
(2) killed (3) another human being. Record at 86. In addition,
the court gave several instructions regarding accomplice criminal liability. Record at 94-96,
98. The jury instructions regarding conspiracy stated that the evidence must prove
that the defendant (1) agreed with Lance Wilson to commit the crime of
murder (2) with intent to commit the crime, and (3) Lance Wilson performed
an overt act in furtherance of the agreement by shooting at and against
Gary Moore by means of a deadly weapon, that is, a handgun.
Record at 87.
Because the jury was instructed that the defendant could be found guilty of
murder as Wilson's accomplice, it is thus reasonably possible that the evidentiary facts
used by the jury to establish the essential elements of the conspiracy charge
(the defendant, intending to murder, agreed with Wilson, and Wilson shot Moore) were
also used to prove the essential elements of murder (defendant, intended to murder
Moore, and was an accomplice to Wilson's shooting of Moore). Under the
Richardson actual evidence test, the defendant has demonstrated that his convictions for both
murder and conspiracy to commit murder violate the Indiana Double Jeopardy Clause.
Because both convictions cannot stand, we vacate the defendant's conspiracy conviction and sentence.
The defendant contends that the State's discovery violations "sabotaged" his defense and denied
him his right to fair trial.
This Court has long recognized the proper roles of trial and appellate courts
in the resolution of discovery disputes:
"A trial judge has the responsibility to direct the trial in a manner
that facilitates the ascertainment of truth, ensures fairness, and obtains economy of time
and effort commensurate with the rights of society and the criminal defendant.
Where there has been a failure to comply with discovery procedures, the trial
judge is usually in the best position to determine the dictates of fundamental
fairness and whether any resulting harm can be eliminated or satisfactorily alleviated.
Where remedial measures are warranted, a continuance is usually the proper remedy, but
exclusion of evidence may be appropriate where the discovery non-compliance has been flagrant
and deliberate, or so misleading or in such bad faith as to impair
the right of fair trial. The trial court must be given wide
discretionary latitude in discovery matters since it has the duty to promote the
discovery of truth and to guide and control the proceedings, and will be
granted deference in assessing what constitutes substantial compliance with discovery orders. Absent
clear error and resulting prejudice, the trial court's determinations as to violations and
sanctions should not be overturned."
Cliver v. State, 666 N.E.2d 59, 64 (Ind. 1996)(quoting Vanway v. State, 541
N.E.2d 523, 526-27 (Ind. 1989)(citations omitted)).
Cross-examination of Wilhite
The defendant specifically contends that the State failed to provide any discovery concerning
an important State witness, Tony Poplion, until the middle of the trial; that
the State prevented the defense from deposing Poplion until the second day of
trial, and even then without Poplion's prior statements;
See footnote that the prosecutor lied to
the trial court about Poplion's prior statements; and that the State failed to
timely disclose the prior statement and plea agreement of another key State witness,
Preceding this appearance at trial, Anthony Poplion was incarcerated at the Metropolitan Detention
Center in Los Angeles, California. He was transported by law enforcement personnel
to Indiana to testify in this case. Poplion arrived in Indiana the
night of the first day of trial. He was made available to
defense counsel and was deposed the next morning. Defense counsel was aware
of Poplion's whereabouts before trialSee footnote and was not prevented from traveling to Los
Angeles to interview Poplion. The defendant has failed to show a discovery
order violation by the State in failing to make Poplion available to the
defense earlier. The trial court did not err in denying the defendant's
request for relief.
The defendant also contends that the State withheld a taped statement taken from
Poplion. Poplion gave a short statement to Sergeant Joseph Guzman of the
Los Angeles Sheriff's Department on July 20th, and on July 26th, Sergeant Guzman
transported Poplion from Los Angeles to Indianapolis.See footnote Record at 533-36. The
State was under the impression that the July 20th interview was unrecorded.
Record at 519. On July 28th, during a hearing out of the
jury's presence, Sergeant Guzman revealed that he had taped the statement. Record
at 521. The trial court denied the defendant's motion to sanction the
State for withholding the statement, specifically finding that the State did not know
the statement was taped until it was revealed in court. Record at
539. The record supports this determination. We find no error in
the trial court's decision.
The defendant also argues that the state failed to timely disclose the prior
statement and plea agreement of another state witness, Anthony Wilhite. Wilhite made
a statement to federal authorities in Memphis, Tennessee, when he surrendered to them.
While his statement was not taped, defense counsel represented that Wilhite stated
in his deposition that he signed something memorializing his statement. The State
advised the trial court that the statement concerned the two kilos of cocaine
found on Wilhite when he turned himself in and had nothing to do
with the present case. The trial court instructed the prosecutor to make
further efforts to obtain Wilhite's statement from the DEA in Memphis, but the
record does not disclose whether the statement was ever obtained by the State
or given to the defense. As to the production of Wilhite's statement,
we decline to find that the State violated the court's discovery order.
With regards to the claimed failure to produce Wilhite's plea agreement, the defendant
requested production of a written plea agreement between the federal authorities in Memphis
and Wilhite. The State responded that there was no written plea agreement
although the federal prosecutor had filed a motion to deviate from the federal
sentencing guidelines. Immediately prior to preliminary instructions and opening statements, the trial
court instructed the prosecutor to continue efforts to obtain a copy of the
motion to deviate "and any written plea agreements, if they may exist."
Record at 164. Later, at the conclusion of jury proceedings that day,
the prosecutor advised the court, "I have received the plea agreement from the
U.S. District Court, Western District of Tennessee." Record at 298. This
document was given to the defense before Wilhite testified, and the defendant sought
no further relief from the trial court. The defendant does not claim
trial court error as to the production of the Wilhite plea agreement.
The defendant urges that the State's incomplete, deceptive, and belated discovery responses evidenced
bad faith and denied his right to a fair trial. The record
does not support these claims. We find that the trial court exercised sound
discretion as to the discovery claims raised by the defendant at trial.
The defendant's final contention is that he was denied his constitutional right to
fully cross-examine the State's key witness against him, Anthony Wilhite, regarding the penalties
Wilhite was avoiding by testifying. At trial, the defendant sought relief from
the trial court's pre-trial ruling that prevented both the State and the defendant
from eliciting information about the penalties Wilhite would face if charged with the
same criminal charges on which the defendant was being tried. The defendant's
offer to prove at trial asserted that his cross-examination would establish the amount
of time Wilhite was avoiding by cooperating with the State. The trial
court denied the defendant's request for relief from the ruling on the motion
in limine, stating that "the State cannot mention penalties, the defense can't either.
You can't do indirectly what you can't do directly." Record at
The State argues that "there was no evidence of any deal between the
State and Wilhite" and that his agreement to cooperate with federal authorities did
not require him to testify in this case. Br. of Appellee at
8. It also argues that the defense was permitted to elicit and
argue that Wilhite had not been prosecuted for his involvement in the murder
or conspiracy. The State urges that there was no abuse of discretion,
and that, if error is found, it was harmless in light of the
overwhelming evidence of the defendant's guilt.
While the constitutional right of confrontation requires that a defendant be afforded an
opportunity to conduct a full, adequate, and effective cross-examination, a trial judge may
impose reasonable limits which will not warrant reversal absent a clear abuse of
discretion. Strong v. State, 538 N.E.2d 924, 928 (Ind. 1989).
The exposure of a witness's motivations in testifying is a proper and important
function of the constitutionally protected right of cross-examination. Jarrett v. State, 498
N.E.2d 967, 968 (Ind. 1986). Often it is relevant and proper "for
[the] jury to know the quantity of benefit to accusing witnesses." Id.
However, in cases where there has been no plea agreement between the
witness and the State or a patent benefit for testifying, we have found
no abuse of discretion in limiting the testimony of a witness as long
as the jury has been sufficiently apprised of the circumstances surrounding the testimony.
See, e.g., Wolfe v. State, 562 N.E.2d 414, 420 (Ind. 1990)(declining to
find error where witness neither charged in instant case nor testifying pursuant to
a plea bargain in another case and motives for testifying elicited); Bergfeld v.
State, 531 N.E.2d 486, 492 (Ind. 1988)(finding no error where co-defendant witness received
no plea bargain or patent benefit for testimony and testimony brought forth about
advantages of exculpating himself); Fassoth v. State, 525 N.E.2d 318, 322 (Ind. 1988)(finding
no error where witness received no plea bargain, testimony was elicited that he
testified under use immunity, and witness was unsure of benefit he would receive
for testifying). But see Smith v. State, 721 N.E. 213, 219 (Ind.
1999)(finding it error for trial court to exclude evidence identifying pending charges and
the witness's perceptions of the arrangement that resulted in his release on his
Departing an airplane while carrying two kilos of cocaine, Wilhite voluntarily surrendered to
police at a Tennessee airport. He was facing federal charges, but his
agreement to cooperate with federal authorities did not require him to testify in
the present case. Record at 420. At the time of trial,
he had not been charged with any crimes in Marion County that were
related to this case or his admissions. The defendant was able to
elicit all this information at trial, and the defense argued that the lack
of prosecution in Marion County was the motive for Wilhite's testimony. The
defendant also brought out the fact that the uncharged crimes were serious and
would amount to many years. He was only prevented from inquiring into
exact sentences that would attach to each crime. As there was no
plea agreement or patent benefit present and the jury was sufficiently apprised of
the circumstances surrounding Wilhite's testimony, the trial court did not abuse its discretion
when it excluded testimony of the penalties the defendant would have received had
he been convicted of the crimes in this case.
We affirm the defendant's convictions for murder and carrying a handgun without a
license, and we vacate his conviction for conspiracy to commit murder.
SHEPARD, C.J., and SULLIVAN, BOEHM, and RUCKER, JJ., concur.
Ind.Code § 35-41-5-2; Ind.Code § 35-42-1-1.
Ind.Code § 35-47-2-1.
Ind. Const. art. 1, § 14.
The State maintains that the defendant's convictions and sentence became final when
the defendant did not perfect a timely direct appeal by February 3, 1994,
thirty days after the defendant's motion to correct errors was deemed denied pursuant
to Indiana Trial Rule 53.3(A).
Footnote: The language of this provision was modified effective January 1, 2001, to
comport with revisions in the Indiana Rules of Appellate Procedure, which applies to
appeals commenced after January 1, 2001. This appeal having been initiated prior
thereto, we apply the former rule.
Footnote: Because t
he defendant may not be sentenced on his conspiracy conviction, we
do not address his claim that his sixty-year sentence for conspiracy exceeded statutory
As to the disclosure of Poplion's 1992 statement, the defendant expressly limits
this claim to "discovery violation only" and declares that he "is not raising
a claim under
Brady v. Maryland, 373 U.S. 83 (1963), as he does
not have an adequate record to do so." Br. of Defendant/Appellant at
That Poplion would be available to testify in this case was not
known to the State until four or five days before trial. The
State promptly notified the defendant of its intention to transport Poplion to Indiana
and call him as a witness. There is no error when the
State provides a defendant evidence as soon as the State is in possession
of the requested evidence.
See Warren v. State, 725 N.E.2d 828, 832-33
(Ind. 2000)(finding no error where State turned over 911 tape as soon as
in possession); Grooms v. State, 269 Ind. 212, 219, 379 N.E.2d 458, 463,
(1978)(finding no discovery violation where the trial court found police investigative reports had
never been in the possession of the prosecutor's office, nor in the prosecutor's
Poplion gave two statements to authorities that became an issue in this
trial. Poplion gave a statement to the federal Drug Enforcement Agency (DEA)
in July of 1992, and then he gave one to Sergeant Guzman shortly
before transport in July of 1993. The prosecutor informed the trial court
that the 1992 statement to the DEA was about narcotics transactions and did
not contain admissions by the defendant and that, although the State tried to
obtain the 1992 statement, neither the State nor the defense was given access