FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
NATHANIEL LEE JEFFREY A. MODISETT
NORMAN REED Attorney General of Indiana
Lee Burns & Cossell, L.L.P.
Indianapolis, Indiana TIMOTHY W. BEAM
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
STASTINA ADKISSON, )
)
Appellant-Defendant, )
)
vs. ) No. 49A05-9904-CR-193
)
STATE OF INDIANA, )
)
Appellee-Appellee. )
APPEAL FROM THE MARION COUNTY SUPERIOR COURT
CRIMINAL DIVISION 10
The Honorable Richard E. Sallee, Judge
Cause No. 49F10-9808-CM-139872
May 18, 2000
OPINION - FOR PUBLICATION
STATON, Senior Judge
Stastina Adkisson appeals her conviction for resisting law enforcement, a class A misdemeanor.
Adkisson raises one issue on appeal, which we restate as: whether
the evidence was sufficient to support her conviction.
We reverse.
The facts most favorable to the verdict reveal that on August 24, 1998,
Marion County Deputy Sheriffs Spencer, Peterson and Burton were dispatched to the Tudor
Lake apartment complex to investigate a disturbance between neighbors. Initially, Deputy Spencer
questioned Adkissons neighbors, who reported that Adkisson struck and injured them, while Deputies
Peterson and Burton questioned Adkisson about the alleged disturbance. They knocked at
the entrance door of Adkissons apartment and requested permission to enter her apartment,
but she denied them permission. They proceeded to question her from
outside her door.
Later, Deputies Peterson and Burton left Adkissons doorway and went to question the
neighbors, while Deputy Spencer came to Adkissons doorway to question Adkisson. Deputy
Spencer stood just outside Adkissons open doorway while he questioned her, and Adkisson
remained inside her apartment. Adkisson answered some of Spencers questions, but she
refused to answer others. At some point, Adkisson attempted to shut the
door on Deputy Spencer, but he prevented her from doing so by placing
his foot in the doorway. Deputy Spencer then informed Adkisson that she
was being arrested for battery and followed her into the residence. As
Deputy Spencer entered her apartment, Adkisson pushed him and began to run down
the hallway. Deputy Spencer followed Adkisson and sprayed her with mace.
Adkisson continued to struggle and run from Deputy Spencer until he had maced
her three times. Being helplessly subdued, Deputy Spencer and Deputy Peterson were
able to handcuff her. Additional facts will be provided as necessary.
Adkisson contends that the evidence was insufficient to support her conviction for resisting
law enforcement. When reviewing a claim of sufficiency of the evidence, we
do not reweigh the evidence or judge the credibility of witnesses. Jordan
v. State, 656 N.E.2d 816, 817 (Ind. 1995). We look to the
evidence and the reasonable inferences therefrom that support the verdict. Id.
The conviction will be affirmed if evidence of probative value exists from which
the factfinder could find the defendant guilty beyond a reasonable doubt. Id.
To convict Adkisson of resisting law enforcement, a Class A misdemeanor, the State
was required to prove that Adkisson (1) knowingly or intentionally; (2) forcibly resisted,
obstructed, or interfered with; (3) a law enforcement officer; (4) while the officer
was lawfully engaged in the execution of his duties as an officer.
Ind.Code § 35-44-3-3(a)(1). Adkisson contends that the State failed to establish that
Deputy Spencer was lawfully engaged in his duties as an officer. Specifically,
Adkisson argues that Deputy Spencers forcible entry into her home to arrest her
was not lawful.
In general, a police officer must secure an arrest warrant before he may
arrest a person for a misdemeanor that was not committed in his presence,
but Ind. Code § 35-33-1-1(a)(5) allows an officer to make an arrest without
a warrant when the officer has probable cause to believe that the person
has committed a battery resulting in bodily injury. Ind. Code § 35-33-1-1
(1998). In the instant case, Adkissons neighbors reported to Deputy Spencer that
Adkisson had struck them, cutting ones nose and busting the lip of another.
Thus, Deputy Spencer arguably had probable cause to believe that Adkisson had
committed battery resulting in bodily injury, and had the right to arrest her
without a warrant. However, absent consent, the Fourth Amendment requires that even
when probable cause for a warrantless arrest exists, an officer may only enter
a defendants home to make the arrest when exigent circumstances exist that make
it impracticable to obtain a warrant first. Payton v. New York, 445
U.S. 573, 576 (1980); Mowrer v. State, 447 N.E.2d 1129, 1131 (Ind. Ct.
App. 1985). Here, the record does not reveal, and the State does
not argue, any exigent circumstances justifying Deputy Spencers warrantless entry into Adkissons apartment.
The State contends that exigent circumstances were not required because Adkisson was in
the threshold of her home when Deputy Spencer initiated the arrest. In
support of its argument, the State relies on United States v. Santana, 427
U.S. 38, 42, 96 S.Ct. 2406 (1976). In Santana, immediately after the
crime had been committed, police officers had probable cause to arrest Santana, but
no warrant. They saw her standing in her open doorway as they
approached the house. When they shouted police, Santana retreated into her home.
The police followed her inside and arrested her. In upholding the
validity of the arrest, the United States Supreme Court held that Santana was
in a public place when police initiated the arrest, and that completion of
the arrest by entry into Santanas home was justified by the exigent circumstance
of hot pursuit. Id. at 43. The Court concluded that a
suspect may not defeat an arrest which has been set in motion in
a public place . . . by .the expedient of escaping
to a private place. Id. The case at bar is distinguishable
from Santana in two aspects. First, Santana was standing in the
threshold of her residence when the police arrived, while Adkisson came to her
apartment door in response to a police request to have her appear in
the doorway. Second, the police informed Santana that she was under arrest
before they entered her home; however Deputy Spencer did not inform Adkisson that
she was under arrest until after he crossed the threshold of her apartment.
Our own supreme court recognized the importance of these distinctions in Cox v.
State, 696 N.E.2d 853,857-58 (Ind. 1998). In Cox, the court noted that
under Payton the police are generally not permitted to break the threshold of
the home in order to make an arrest, but [u]nder Santana, if police
spot the suspect and identify themselves when the suspect is in view, they
may pursue her into the home to complete the arrest. Id. at
857. However, the court went on to conclude that Payton and Santana
leave unresolved the question of whether the police may cause the suspect to
come into public view, i.e. the threshold, and then invoke Santana to enter
the home without a warrant. Id. Although Cox does not definitively
answer this question in Indiana, the court in dicta showed concern about the
propriety of such a practice, stating:
Opening the door to ascertain the purpose of an interruption to the private
enjoyment of the home is not an invitation to enter, but rather is
a common courtesy of civilized society. Attendant to this courtesy is the
ability to exclude those who are knocking and preserve the integrity of the
physical boundaries of the home.
Id. at 585. The foregoing logic is particularly apt in the instant
case. The officers questioning Adkisson initially approached her closed door, not in
hot pursuit, not to arrest her at all, but merely to gather information
for a report. Adkisson specifically denied entry to Deputies Peterson and Burton,
remained inside her apartment at all times, and further attempted to exercise her
right to exclude Deputy Spencer from the sanctity of her apartment by shutting
her door. Although Deputy Spencer had identified himself as an officer before
Adkisson attempted to exclude him, he had not informed her that his purpose
was to place her under arrest until he had crossed the threshold to
prevent her from closing the door. Under these circumstances, we cannot conclude
that Adkissons arrest was initiated in a public place under Santana, justifying Deputy
Spencers entry into her home. See United States v. Berkowitz, 927 F.2d
1376, 1387 (7th Cir. 1991). Because the arrest was not initiated in
a public place and because no exigent circumstances existed, Deputy Spencer acted unlawfully
when he forcibly entered Adkissons residence to arrest her. Accordingly, we hold
that that Deputy Spencer was not lawfully engaged in the execution of his
duties as a law enforcement officer. Thus, the evidence is insufficient to
support Adkissons conviction for resisting law enforcement.
We acknowledge that at first blush, our holding seems to contravene the modern
rule that a private citizen may not use force in resisting a peaceful
arrest by an individual who he knows, or has reason to know, is
a police officer performing his duties regardless of whether the arrest in question
is lawful or unlawful. Casselman v. State, 472 N.E.2d 1310, 1315 (1985)
(quoting Williams v. State, 160 Ind. App. 294, 311 N.E.2d 619, 621 (1974)).
However, as the Indiana Court of Appeals pointed out in Casselman, the
cases that support the foregoing rule, while based on sound public policy, are
inapposite because they do not involve unlawful arrests subsequent to an unlawful, forcible
entry into a defendants home. Id. at 1315.
In Casselman, an officer went to the defendants residence to serve a writ
of attachment of the body. The officer knocked on the defendants door
and the defendant answered. When the defendant acknowledged that he was Gerald
Casselman, the officer identified himself and began to read the writ. Casselman
interrupted the officer, asking him to contact Casselmans lawyer and then attempted to
shut the door. When he did so, the officer reached for the
door to prevent Casselman from closing it. Casselman pushed the officer but
the officer grabbed the door and stuck his leg in it to keep
it open. After a shoving match, Casselman retreated into his house.
The officer followed, drew his service revolver, and took Casselman into custody.
Id. at 1311-12. Casselman was subsequently convicted of resisting law enforcement.
This court reversed Casselmans conviction, concluding that the officer, by forcibly preventing Casselman
from closing the door to his home, was not lawfully engaged in the
execution of his duties. Id. In reaching this conclusion, the court
differentiated those cases where it has been held that a citizen may not
resist even an unlawful arrest, because those arrests occurred in public places and
the unlawfulness of the arrests arose from the absence of sufficient grounds for
the arrests, not from the means used to effect the arrest. Id.
at 1315. The court noted that there is a greater privilege to
resist an unlawful entry into private premises than to resist an unlawful arrest
in a public place. Id. at 1316. The court further reasoned
that where the arrest is attempted by means of a forceful and unlawful
entry into a citizens home, such entry represents the use of excessive force
and the arrest cannot be considered peaceable. Therefore, a citizen has the
right to reasonably resist the unlawful entry. Id. Although Casselman concerned
an arrest pursuant to civil process, we conclude that it applies equally to
the circumstances in the case at bar, where an officer unlawfully enters a
defendants residence to effect a misdemeanor criminal arrest.
The evidence is insufficient to support Adkissons conviction for resisting law enforcement.
We reverse.
BAKER, J., and SULLIVAN, J., concur.