FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE
JANICE GOHMANN:
JIL PULLAPPALLY UNNI PATRICK F. MASTRIAN, III
Kopka, Landau & Pinkus SARAH J. GRAZIANO
Indianapolis, Indiana Goodin & Kraege
Indianapolis, Indiana
MARK S. ALDERFER
Hackman McClarnon Hulett &
Cracraft
Indianapolis, Indiana
ATTORNEY FOR APPELLEES
JEFFREY and SHANICE DODSON:
DEAN J. ARNOLD
Nunn & Greene Law Office
Bloomington, Indiana
______________________________________________________________________________
IN THE
KENNETH COLE, )
)
Appellant-Defendant, )
)
vs. ) No. 49A02-9906-CV-452
)
JANICE GOHMANN, )
)
Appellee-Co-Defendant, )
)
And )
)
JEFFREY DODSON and SHANICE )
BRAZELL-DODSON, )
)
Appellees-Plaintiffs. )
Of course, a party seeking summary judgment always bears the initial responsibility of
informing the district court of the basis for its motion, and identifying those
portions of the pleadings, depositions, answers to interrogatories, and admissions on file, together
with the affidavits, if any, which it believes demonstrate the absence of a
genuine issue of material fact. But unlike the Court of Appeals, we
find no express or implied requirement in Rule 56 that the moving party
support its motion with affidavits or other similar materials negating the opponents claim.
On the contrary, Rule 56(c), which refers to the affidavits, if any,
suggests the absence of such a requirement. And if there were any
doubt about the meaning of Rule 56(c) in this regard, such doubt is
clearly removed by Rules 56(a) and (b), which provide that claimants and defendants,
respectively, may move for summary judgment with or without supporting affidavits. The
import of these subsections is that, regardless of whether the moving party accompanies
its summary judgment motion with affidavits, the motion may, and should, be granted
so long as whatever is before the district court demonstrates that the standard
for the entry of summary judgment, as set forth in Rule 56(c), is
satisfied. One of the principal purposes of the summary judgment rule is
to isolate and dispose of factually unsupported claims or defenses, and we think
it should be interpreted in a way that allows it to accomplish this
purpose.
Celotex, 477 U.S. at 322-24, 106 S.Ct. at 2552-53.
Our supreme court in Jarboe rejected the federal summary judgment approach and explained
Indianas summary judgment framework as follows:
The burden imposed at trial upon the party with the burden of proof
on an issue is significantly different from that required of a non-movant in
an Indiana summary judgment proceeding. Under Indianas standard, the party seeking summary
judgment must demonstrate the absence of any genuine issue of fact as to
a determinative issue, and only then is the non-movant required to come forward
with contrary evidence.
In this respect, Indianas summary judgment procedure abruptly diverges from federal summary judgment
practice. Under the federal rule, the party seeking summary judgment is not
required to negate an opponents claim. The movant need only inform the
court of the basis of the motion and identify relevant portions of the
record which it believes demonstrate the absence of a genuine issue of material
fact. Celotex Corp. v. Catrett (1986), 477 U.S. 317, 323, 106 S.
Ct. 2548, 2553, 91 L. Ed. 2d 265, 272. The burden then
rests upon the nonmoving party to make a showing sufficient to establish the
existence of each challenged element upon which the non-movant has the burden of
proof. Id. Indiana does not adhere to Celotex and the
federal methodology.
Jarboe, 644 N.E.2d at 123.
However, we note that Justice Boehm, with Chief Justice Shepard concurring, recently expressed
his belief that Indiana courts have been too literal in interpreting and applying
Jarboe. See Lenhardt Tool & Die Co. Inc. v. Lumpe, 722 N.E.2d
824 (Ind. 2000) (Boehm, J., dissenting from denial of transfer). He stated
that Jarboe had been construed by the courts in some cases to require
the movant to establish a negative proposition and that in his view such
was an incorrect reading of Trial Rule 56, and of Jarboe, and leads
to unnecessary expense to litigants and unwarranted demands on judicial resources. Id.
at 825. After a thorough review of Celotex, Justice Boehm concluded:
Under a correct reading of Celotex, the non-moving party is required to point
to evidence supporting its claim or defense only after the moving party has
either (1) established the non-movants inability to prevail as a matter of law
or (2) offered evidence that supports the movants argument that the non-movant cannot
carry its burden of proof at trial.
Although under Indiana Trial Rule 56 Jarboe clearly rejected the view that a
party seeking summary judgment could simply point to the opponents burden of proof
at trial and prevail unless the non-movant produced evidence supporting its claim or
defense, Jarboe did not disable summary judgment as a tool to resolve matters
as to which there is no genuine issue of material fact. Rather,
. . . in my view under Indiana Trial Rule 56, as under
federal practice, it is sufficient for summary judgment to establish on undisputed facts
either that: (1) the non-movant will be unsuccessful as a matter of law
or (2) the non-movant will be unable at trial to establish an essential
fact on which the non-movant carries the burden of proof.
Id. at 826-27 (citations omitted).
Justice Boehm then further elaborated that in his view:
[O]nce the movant has put forward evidence to (1) establish the elements of
its claim or defense, or (2) negate an essential element of the non-movants
claim or defense, or (3) prove that the non-moving party will be unable
to present evidence to prove an essential element of its claim or defense,
the burden shifts to the non-movant to make a showing sufficient to establish
the existence of a genuine issue for trial on each challenged element.
This does not mean that there is a shift of the burden of
persuasion on any element of a claim or defense or that the non-movant
must establish its entire case to defeat a motion for summary judgment.
It does mean, as Trial Rule 56 provides, that, once the movant meets
its burden, the non-movant must articulate specific facts that show an issue of
material fact requiring a trial.
Id. at 827-28 (citations omitted).
In addressing Coles claim, we initially observe that to recover on a theory
of negligence, the plaintiff must establish: 1) a duty owed to the
plaintiff by the defendant to conform her conduct to a standard of care
arising from her relationship with the plaintiff; 2) a breach of this duty
by the defendant; and 3) an injury to the plaintiff proximately caused by
the breach. Jacques v. Allied Bldg. Svcs. of Indiana, 717 N.E.2d 606,
608 (Ind. Ct. App. 1999).
Additionally, we note that a motorist must maintain a proper lookout while operating
a motor vehicle as a reasonably prudent person would do in the same
or similar circumstances. See Brock v. Walton, 456 N.E.2d 1087, 1091 (Ind.
Ct. App. 1983). A motorist has a duty to use due care
to avoid a collision and to maintain his automobile under reasonable control.
Chaney v. Tingley, 174 Ind. App. 191, 195, 366 N.E.2d 707, 710 (1977).
The duty to keep a lookout is imposed upon a motorist so
that he may become aware of dangerous situations and conditions to enable him
to take appropriate precautionary measures to avoid injury. Schultz v. Hodus, 535
N.E.2d 1235, 1238 (Ind. Ct. App. 1989), trans. denied.
In the instant case, there is no question that Gohmann had a duty
to use reasonable care and maintain a proper lookout. Cole thus asserts
that Gohmann has been unable to demonstrate that she did not breach the
duty owed to the plaintiffs. Gohmann argues that Cole has offered no
designated evidence demonstrating that Gohmann could have avoided the accident. However, Gohmann
as the moving party had the burden of establishing the absence of any
genuine issue of material fact with respect to the breach of her duty
of care. She has not met this burden.
While we have recognized that a motorist must have sufficient time and distance
to take evasive action in order to avoid a collision, Gohmanns designated material
fails to establish that no material question of fact exists regarding whether she
failed to maintain a proper speed, failed to timely brake, failed to turn
away, or failed to honk her horn in the time period prior to
the collision. See Schultz, 535 N.E.2d at 1238. We note that
Cole as the non-moving party also failed to come forward with any evidence
that Gohmann failed to exercise due care in any of these ways; however,
he had no burden under Indiana summary judgment practice to do so.
We reject the contention that the only inference to be drawn from the
four second reaction time is that Gohmann did not have sufficient time to
react to Coles vehicle when it crossed over into her lane. Despite
the short period of time that elapsed between the time Gohmann noticed Coles
vehicle and the collision, the jury must decide whether Gohmann should have been
able to honk her horn or blink her lights to give Cole warning
of the impact or take other action.
We note that under the federal summary judgment standard, Gohmann would be entitled
to summary judgment. However, under Indiana practice Gohmann has not established the
absence of a genuine issue of material fact on the breach of duty
element of the negligence claim. We further note that it may be
the case here that we are interpreting Jarboe too literally. However, until
Jarboe is expressly clarified or overruled, we are bound to follow the holding.
Finally, while we recognize the wisdom of Justice Boehms approach, we are
unable to discern how we can construe Jarboe as he does without
expressly adopting Celotex, which Jarboe expressly rejects.
As discussed, Gohmann failed to designate materials establishing the absence of a material
fact regarding whether she breached a duty of care. Accordingly, summary judgment
was improperly granted in favor of Gohmann.
Reversed.
See footnote
SULLIVAN, J., concurs.
BAKER, J., dissents with separate opinion.
BAKER, Judge, dissenting.
I respectfully dissent, yet fully embrace our supreme courts holding in Jarboe v.
Landmark Community Newspapers, Inc., 644 N.E.2d 118, 123 (Ind. 1994), which determined that
the summary judgment standard in Indiana requires the movant to establish the absence
of any genuine issue of fact as to a determinative issue. Moreover,
I acknowledge that such a requirement is different from the federal standard enunciated
in Celotex Corp. v. Catrett, 477 U.S. 317 (1986). See id.
at 123.
I must agree, however, with Justice Boehms comments set forth in his dissent
to the denial of transfer in Lenhardt Tool & Die Co. Inc. v.
Lumpe, 722 N.E.2d 824 (Ind. 2000), that there appears to be a widespread
misunderstanding of how the summary judgment standard is to work. Id. at
825. Specifically, I favor Justice Boehms observation that it should be sufficient
for summary judgment under Indiana Trial Rule 56, to establish on undisputed facts
either that: (1) the non-movant will be unsuccessful as a matter of
law or (2) the non-movant will be unable at trial to establish an
essential fact on which the non-movant carries the burden of proof.
Id. at 826-27.
I also acquiesce in the view that once the movant has put forward
evidence to (1) establish the elements of the claim or defense, or (2)
negate an essential element of the non-movants claim or defense, or (3) prove
that the non-moving party will be unable to present evidence to prove an
essential element of its claim or defense, the burden should shift to the
non-movant to make a showing sufficient to establish the existence of a genuine
issue for trial on each challenged element. Id. at 827; see also
Mullin v. Municipal City of South Bend, 639 N.E.2d 278, 281 (Ind. 1994).
As Justice Boehm noted, such a pronouncement simply means that once the
movant meets his burden, the non-movant must articulate specific facts that show an
issue of material fact requiring a trial. Id. at 828; see
also Clark v. Estate of Slavens, 687 N.E.2d 246, 248 (Ind.
Ct. App. 1997), abrogated on other grounds by Indiana Farmers Mut. Ins. Co.
v. Richie, 707 N.E.2d 992, 995 (Ind. 1999). Our summary judgment standard
read in such a light furthers the goals of a just, speedy and
inexpensive determination of an action where it can be established that the non-movant
will be unable to produce evidence to support his claim or defense.
Lenhardt Tool & Die, 722 N.E.2d at 828; see also Indiana Trial Rule
1. There should be no reason to go to trial or prolong
a proceeding if undisputed evidence establishes that an essential claim or defense is
doomed to failure. Id. at 828.
It is apparent to me that the entry of summary judgment in
Gohmanns favor was appropriate, inasmuch as the record in this case demonstrates that
Gohmann met her burden of establishing the absence of any genuine issue of
material fact with respect to the breach of her duty of care.
Our summary judgment standard set forth in T.R. 56 does not, and should
not, require Gohmann to prove that she was not responsible for the accident,
inasmuch as proof of a negative is neither compelled nor warranted under our
rules. See Town of Montezuma v. Downs, 685 N.E.2d 108, 116 n.9
(Ind. Ct. App. 1997).
As the majority points out, this court has noted that a motorist
must maintain a proper lookout while operating a motor vehicle as a reasonably
prudent person would do in the same or similar circumstances. See
Brock v. Walton, 456 N.E.2d 1087, 1091 (Ind. Ct. App. 1983). He
has a duty to use due care to avoid a collision and to
maintain his automobile under reasonable control. Chaney v. Tingley, 174 Ind.App. 191,
195, 366 N.E.2d 707, 710 (1977). In Brock we recognized that:
The driver of a motor vehicle on a public highway who is on
the proper side of the highway has a right to presume that the
driver of a car approaching from the opposite direction and on the left
hand or wrong side of the highway will return to his proper side
in time to avoid a collision, and under such circumstances does not have
to anticipate he will not do so.
Id. at 1092. We have also observed that a motorist must have
sufficient time and distance to take evasive action in order to avoid a
collision. See Schultz v. Hodus, 535 N.E.2d 1235, 1238 (Ind. Ct. App.
1989), trans. denied. Specifically, the duty to keep a proper lookout and
use reasonable care does not require a motorist to do the impossible to
avoid a collision. Id. To be sure, we noted in Brock
that:
Having the means and ability to avoid a collision means not only the
mechanical appliances, such as steering apparatus with which to swerve, signaling equipment with
which to warn, or braking appliances with which to slow down or stop,
but also the existence of sufficient time and distance, considering the movements and
speeds of the vehicles, to enable the party charged [with failure to keep
a careful lookout] to take effective action in avoidance.
Brock, 456 N.E.2d at 1092-93.
Here, I would note that Cole does not contest that Gohmann was properly
operating her motor vehicle in her lane of travel when Coles automobile began
to fishtail. Rather, he asserts that Gohmann has been unable to demonstrate
a lack of duty or a breach of duty to the plaintiffs.
The record shows that Gohmann first observed Coles vehicle when it was two
to three car lengths away. R. at 48. Further, Gohmann testified
that approximately four seconds had elapsed from the time that she saw Coles
vehicle begin to spin until the collision occurred. R. at 48-49.
Notwithstanding the short period of time that had elapsed, Cole asserts Gohmann should
have been able to honk her horn or blink her lights to give
Cole warning of the impact. R. at 46. Moreover, the majority
observes that, under these circumstances, the jury must decide whether Gohmann should have
been able to honk her horn or blink her lights to give Cole
warning of the impact or take other action. Slip op. at 9.
To me, such a pronouncement erroneously implies that the issue of whether
someone maintained a proper lookout under any set of circumstances would always create
a question of fact, regardless of the nonmovants conduct.
I would also note in this case that Shanice Dodson was unable to
identify the rate of speed that Gohmann was traveling and did not know
how Gohmann was driving immediately prior to the accident. R. at 83-84.
She could not state how close Gohmanns vehicle was to Coles automobile
when he crossed the centerline. To the contrary, Dodson was only able
to testify that Gohmann was a few feet away when she first
noticed Gohmanns vehicle. R. at 83-84. Jeffery Dodson has no recollection
of the accident as it occurred. R. at 78.
Similar to the circumstances that were presented in Schultz, the designated evidence here
demonstrates that Gohmann had only four seconds to react in order to anticipate
and avoid the collision. The Dodsons could not identify the manner in
which Gohmann was operating her vehicle. Thus, the only inference that may
be drawn from the evidence designated to the trial court is that Gohmann
did not have sufficient time to react to Coles vehicle when it crossed
over into her lane. I therefore reject the notion that a reasonable
inference arose establishing that Gohmann breached her duty to avoid a collision.
Thus, it is my belief that no competent evidence was presented from which
a jury could infer that Gohmann was negligent in the operation of her
automobile. In my view, Gohmann did designate materials establishing the absence of
a material fact regarding whether she breached a duty of care and, contrary
to the position set forth by the majority, it is apparent to
me that even under the pronouncement in Jarboe, Gohmann successfully met her burden
of proof in these circumstances. I therefore vote to affirm the
grant of summary judgment in favor of Gohmann.