FOR PUBLICATION
ATTORNEY FOR APPELLANTS: ATTORNEYS FOR APPELLEE:
RICHARD WALKER TODD J. KAISER
Anderson, Indiana Locke Reynolds Boyd & Weisell
Indianapolis, Indiana
THOMAS G. GODFREY
Anderson, Indiana
SHERMAN RANDY MORTON and RHONDA )
MORTON, )
)
Appellants-Plaintiffs, )
)
vs. )
No. 48A02-9701-CV-41
)
JOHN A. MOSS, M.D., )
)
Appellee-Defendant. )
)
BAKER, Judge
Appellants-plaintiffs Sherman and Rhonda Morton (the Mortons) appeal the trial
court's grant of appellee-defendant Dr. John Moss's motion for judgment on the evidence
made at the close of Morton's case-in-chief in a medical malpractice action brought by the
Mortons against Dr. Moss. Specifically, the Mortons claim that the trial court erred in
determining that they failed to present sufficient evidence to show that Dr. Moss was the
proximate cause of Sherman Morton's injuries.
Dr. Moss cross appeals, contending that the trial court erred in refusing to grant his
motion for summary judgment. Specifically, Dr. Moss claims that the Mortons' failure to
designate evidence and oppose the motion for summary judgment in a timely fashion entitled
him to judgment as a matter of law.
In August of 1991, Morton continued to experience blood in his expectorated fluids
and elected to undergo outpatient surgery for the nasal polyps by Dr. Moss on August 29,
1991. At subsequent appointments on September 6, and 17, 1991, Morton told Dr. Moss that
he was continuing to bleed. Dr. Moss told Morton during both of these visits that the
bleeding was a normal part of the surgical healing process.
In January, 1992, Morton developed a sore throat, an earache and a knot on the side
of his neck. While Dr. Moss was unable to see Morton again until nearly one month later,
his staff told Morton to contact his family physician, Dr. Scott Green. Following an
examination on January 21, 1992, Dr. Green prescribed antibiotics for Morton and told him
to make another appointment so he could determine the source of his continued bleeding.
Instead, Morton visited Dr. Moss on February 4, 1992, complaining of a sore throat,
bleeding, an earache and a lump on the side of his throat. During that appointment, Dr. Moss
informed Morton that an infection was present which had largely resolved itself. Dr. Moss
prescribed several medications and further recommended that Morton not undergo any
additional surgical procedures. Following the visit on February 4, Morton began to feel
better until late July or early August, 1992, when he began to experience pain and difficulty
in opening his mouth.
On August 25, 1992, Morton returned to see Dr. Moss who prescribed additional
antibiotics. Dr. Moss also recommended that Morton have his tonsils removed because they
were infected, and instructed Morton to return for an appointment to schedule surgery. When
Dr. Moss examined Morton on September 9, 1992, Morton reported that his symptoms had
worsened. Dr. Moss again recommended that Morton undergo a tonsillectomy, and he
performed the surgery on October 1, 1992. Following the surgery, Dr. Moss diagnosed
Morton with a very advanced cancer of the left tonsil. Dr. Moss informed Morton that any
subsequent surgery to remove the cancer would involve a substantial loss of tissue, and
therefore recommended that Morton undergo radiation treatment. Morton followed Dr.
Moss' recommendation and underwent radiation treatment for approximately six weeks. As
Morton's condition worsened, Dr. Moss and other consulting physicians suggested that
Morton undergo radical neck surgery. This subsequent surgery entailed the removal of a
significant portion of Morton's facial and neck tissue, including a large portion of the jaw
bone and tongue. This surgery was performed in March of 1993.
Following this surgery, the Mortons filed a complaint against Dr. Moss with the
medical review panel, which recommended that the case should proceed to trial on the issue
of liability.
On December 27, 1994,See footnote
2
the Mortons filed a complaint against Dr. Moss for
medical malpractice.
On July 12, 1996, Dr. Moss filed a motion for summary judgment, alleging that the
Mortons had failed to present any evidence on the issue of proximate cause. In support of
his motion, Dr. Moss designated certain evidence to the trial court, including an affidavit in
which he indicated that Morton's cancer did not develop before August of 1992, and
therefore his care and treatment of Morton was not the cause of Morton's injuries. Dr. Moss
also offered portions of Dr. Thomas McSoley's deposition, which established that Morton
did not develop cancer until August of 1992. The Mortons did not oppose Dr. Moss'
evidence.
On August 28, 1996, the trial court conducted a hearing on Dr. Moss' summary
judgment motion. At that hearing, Morton attempted to orally designate evidence in
opposition to the summary judgment motion, and Dr. Moss successfully moved to strike this
attempted designation as untimely. Despite Dr. Moss' request for a ruling on the motion for
summary judgment, the trial court refused, and ordered the case to proceed to trial. The trial
court also denied Dr. Moss' request that the trial be continued until a ruling was made on the
summary judgment motion.
A jury trial commenced on September 18, 1996, during which Dr. Daniel Berner
testified that Morton did not have cancer on February 4, 1992, and that it developed
sometime in the summer of 1992. Dr. Berner also testified that he believed the injuries from
which Morton suffered were the result of the cancer treatment and not Dr. Moss' negligent
practices. R. at 44-49. Dr. Berner then concluded that Dr. Moss had timely diagnosed
Morton and properly treated him. Dr. Green, Morton's family practitioner, also testified that
he had no opinion as to whether Dr. Moss breached any standard of care or caused any injury
to Morton.
Following the Morton's case in chief, Dr. Moss moved for a judgment on the
evidence, alleging that Morton failed to present sufficient expert testimony to show that Dr.
Moss' negligent acts were the proximate cause of Morton's injuries. The trial court granted
the motion and instructed Dr. Moss to prepare findings of fact and conclusions of law.
Morton now appeals the grant of Dr. Moss' motion for judgment on the evidence. Dr. Moss
cross appeals, contending that the trial court erred in refusing to grant his motion for
summary judgment.
In addition to the provisions of T.R. 59(G), this court has determined that a party may appeal from the denial of a motion for summary judgment following entry of a final judgment or order. Keith v. Mendus, 661 N.E.2d 26, 35 (Ind. Ct. App. 1996), trans. denied; see also T.R. 56(E).
In the instant case, the record reveals that the trial court simply refused to rule on Dr.
Moss' unopposed motion for summary judgment when requested to do so,See footnote
4
and denied a
request for a continuance of the trial. Supplemental Record at 59-60. As a consequence of
the trial court's implicit denial of Dr. Moss' summary judgment motion, Dr. Moss was
compelled to proceed to trial. Because Dr. Moss has raised the propriety of the trial court's
denial of his motion for summary judgment on cross appeal following the entry of a final
judgment, we conclude that Dr. Moss' issue regarding the denial of his motion for summary
judgment is properly before this court. Id.; Keith, 661 N.E.2d at 35. We must now
determine whether the trial court erred in denying Dr. Moss' motion for summary judgment.
when the designated evidentiary matter shows that there is no genuine issue as to any
material fact and that the moving party is entitled to judgment as a matter of law. Ind.Trial
Rule 56(C). On appeal, we must determine whether there is a genuine issue of material fact
and whether the law has been correctly applied by the trial court. City of Elkhart v. Agenda:
Open Government, Inc., 683 N.E.2d 622, 625 (Ind. Ct. App. 1997), trans. denied.
A fact is
material for the purpose of ruling on a motion for summary judgment only when its existence
facilitates resolution of any of the issues involved. Havert v. Caldwell, 452 N.E.2d 154, 157
(Ind. 1983). Even if there is a conflict in the facts and inferences on some elements of a
claim, summary judgment is appropriate when there is no dispute with regard to facts which
are dispositive of the litigation. Ford v. Madison-Grant Teachers Ass'n, 675 N.E.2d 734, 736
(Ind. Ct. App. 1997), trans. denied.
The party appealing the denial of summary judgment has
the burden of persuading this court on appeal that the trial court's ruling was improper.
Jordan v. Deery, 609 N.E.2d 1104, 1107 (Ind. 1993).
set forth in T.R. 56, and the moving party has shown that he is entitled to summary judgment,
then summary judgment must be entered against the non-moving party. Cloverleaf
Apartments, Inc. v. Eaton, 641 N.E.2d 665, 667 (Ind. Ct. App. 1994). A party may not wait
until the summary judgment hearing to oppose the motion. Seufert, 649 N.E.2d at 1073.
In the instant case, the Mortons did not respond to Dr. Moss' motion for summary
judgment before the allotted thirty days had expired, and they made no request for an
extension of time to respond. Rather, on the day of the summary judgment hearing, the
Mortons attempted to orally designate evidence. S.R. at 52. Because the Mortons failed to
properly respond, the trial court was obligated to grant Dr. Moss' motion if the designated
evidence warranted an entry of summary judgment. Cloverleaf, 641 N.E.2d at 667.
In a medical malpractice action, this court has determined that, when a defendant
provides expert medical testimony establishing that the defendant's conduct did not cause
the plaintiff's condition, it is incumbent upon the plaintiff to come forward with expert
medical testimony to rebut the lack of causation and demonstrate the existence of a genuine
issue as to causation. Malooley v. McIntyre, 597 N.E.2d 314, 317 (Ind. Ct. App. 1992). See
also Simms v. Schweikher, 651 N.E.2d 348, 350 (Ind. Ct. App. 1995), trans. denied
(affidavit of physician stating that his conduct during surgery was within the standard of care
required the plaintiff to come forward with expert testimony in opposition to that evidence).
In the instant case, Dr. Moss filed his motion for summary judgment and designated
evidence with the trial court on July 12, 1996, claiming that he was entitled to summary
judgment because the Mortons could not establish that Dr. Moss was liable for Morton's
injuries. In support of his motion, Dr. Moss designated his own affidavit in which he stated
that his care and treatment was not a factor in the injuries complained of by the Mortons, that
Morton's cancer did not develop until August of 1992, and that it could not have been
diagnosed any sooner than August of 1992. S.R. at 23-24. Dr. Moss also submitted portions
of the deposition of Dr. McSoley, a member of the medical review panel in this case, who
testified that although Morton displayed the signs and symptoms of tonsillitis on February
4, 1992, S.R. at 35, there was no evidence that Morton had cancer on September 6, 1991 or
on February 4, 1992. S.R. at 37, 38. Dr. McSoley also testified that he could only be certain
that Morton had cancer in August of 1992. S.R. at 38.
The evidence designated by Dr. Moss in support of his motion for summary judgment
was sufficient to show that the cancer could not have been diagnosed sooner as alleged by
the Mortons. As a result, Dr. Moss' affidavit and Dr. McSoley's testimony were sufficient
to require the Mortons to present expert testimony on the issue of proximate cause. Id. The
Mortons did not respond to the motion for summary judgment in a timely fashion, and they
failed to offer any evidence in opposition to Dr. Moss' designated evidence establishing that
his treatment or conduct did not cause the injuries of which they complained. As a result,
the trial court should have entered summary judgment in favor of Dr. Moss. Therefore, the
trial court erred in refusing to grant Dr. Moss' motion for summary judgment.
In light of our resolution of the issues set forth above, we conclude that Dr. Moss was
entitled to assert, on cross-appeal, that the trial court erred in denying his motion for
summary judgment. We further note that, because the Mortons failed to present any
evidence to rebut Dr. Moss' designated evidence establishing that he was not the cause of
Morton's condition, the trial court erred in refusing to grant Dr. Moss' motion for summary
judgment. However, because the trial court entered a final judgment for Dr. Moss as a result
of his motion for judgment on the evidence, we do not now disturb that judgment.
Judgment affirmed.
NAJAM, J., and RILEY, J., concur.
Supplemental Record at 59-60.
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