FOR PUBLICATION
ATTORNEY FOR APPELLANTS: ATTORNEYS FOR APPELLEE:
PATRICK R. RAGAINS JEFFREY A. MODISETT
Smith, Ragains & Cotton Attorney General of Indiana
Anderson, Indiana
CAROL A. NEMETH
Deputy Attorney General
Indianapolis, Indiana
BERNADINE ALDRIDGE, )
RAYMOND ALDRIDGE, and )
RODNEY L. ALDRIDGE, )
)
Appellants-Plaintiffs, )
)
vs. ) No. 49A02-9708-CV-511
)
INDIANA DEPT. OF NATURAL )
RESOURCES and STATE OF INDIANA, )
)
Appellees-Defendants. )
SULLIVAN, Judge
The Aldridges failed to show the State made explicit assurances, either by promise or
action, regarding protection from falling trees. Accordingly, they were unable to establish
the existence of a private duty, which is required to create government liability for
negligence.
On Friday, July 12, 1995, the Aldridges went camping at Paynetown State Park in
Monroe County. Separate admission fees were paid for entrance to the park and to the
campground facilities. Upon admission to the campground, the Aldridges were assigned a
camping site that did not provide any shade. The next day, the Aldridges requested campsite
104, because it was shady and provided a more convenient boat access to the lake. Park
personnel granted their request and assigned them to site 104. Campsite 104 was located in
the "modern campground" area, which provided extra facilities such as "comfort stations"
and picnic tables.
On Saturday evening, July 13, it rained heavily. On Sunday, because water was
running under and into the sides of the tent, the Aldridges moved their tent to higher ground.
At approximately 5:00 p.m. on Sunday, the Aldridges decided to go into town because they
heard a radio report that a storm front was approaching. The Aldridges went inside their tent
to change clothes.
Before they were able to leave, a dead tree branch broke off a tree and landed on the
tent, hitting Bernadine and Raymond. It was raining lightly around the time of the incident,
and Bernadine stated in an affidavit that the branch fell "right before a thunderstorm during
high winds." Record at 586. If the entire tree had fallen, it would have covered the length
of the campsite.
Bernadine stated in her affidavit that park employees trimmed trees on occasion.
However, there is no indication in the record whether the Aldridges obtained this knowledge
before or after the incident. Rodney testified that a conservation officer told him, after the
incident, that the tree was dead and should have been removed, but "we can't get them all."
Record at 338.
Bernadine testified that her husband never mentioned to her the danger of camping
under dead trees, and that they were not looking for dead trees when choosing a place to put
the tent. Rodney testified that no one had to tell him to look out for dead trees. (R. at 352).
As a result of being struck by the tree limb, Bernadine's vertebra was permanently deformed
and she suffers from chronic back pain.
On April 9, 1997, after the Aldridges presented their case-in-chief before the jury, the
State moved for judgment on the evidence. After hearing argument, the trial court granted
the State's motion. In reaching its decision, the trial court determined that the Aldridges
failed to present sufficient evidence to satisfy the three-pronged test for the existence of a
private duty as established by Mullin v. Mun. City of South Bend (1994) Ind., 639 N.E.2d
278, 283.
Henshilwood v. Hendricks County (1995) Ind.App., 653 N.E.2d 1062, 1067, trans. denied.
Under the first prong of the Mullin test, unless the State made specific assurances to the
Aldridges that it would act on their behalf, no private duty existed. The mere fact that the
Aldridges may have, to some small extent, relied upon the existence of tree-trimming
services when choosing their campsite location, did not transform an otherwise general duty,
owed to the public at large, into a private duty, owed specifically to the Aldridges.
"[T]he relationship between the governmental entity and the injured person must be
such that the governmental entity has induced the injured person justifiably to rely on its
taking action for the benefit of that particular person to his detriment." Mullin, supra, 639
at 284. (Emphasis supplied). No private duty exists where the governmental entity does not
make any promises or specific assurances that it will act or has acted on behalf of a particular
individual. See id. at 284 (mere existence of rescue services did not impose upon the
governmental entity a duty to use them for the benefit of a particular individual).
In Plummer v. Bd. of Com'rs of St. Joseph (1995) Ind.App., 653 N.E.2d 519, 523,
trans. denied, this court held that the mere placement of lifeguards at a lake, standing alone,
did not create a private duty under the test established in Mullin. In reaching its decision, the
court quoted from City of Evansville v. Blue (1937) 212 Ind. 130, 139-40, 8 N.E.2d 224,
229:
"'There is some difficulty in concluding that, because a municipal corporation, in
the public interest and for the protection of the young, furnishes them a place to
swim, safer than a natural stream or lake, and furnishes some supervision or
policing, and guards to protect against the danger of drowning, which is inherent in
swimming, it should be held responsible for unfortunate accidents because it has
gone but part way and not furnished complete protection against drowning . . . .'"
(Emphasis omitted).
Similarly, the State's choice to institute a policy of trimming trees, like the choice to
employ lifeguards in Blue, did not create a private duty to protect a specific individual, or
group of individuals. As in Blue, simply because the State instituted a tree-trimming policy
which failed to furnish complete protection from falling tree-limbs, the mere existence of the
policy was insufficient to create a private duty owed to every camper.
In our case, the fact that the Aldridges may have been made aware of the
campground's tree-trimming policy did not create a situation where the State expressly
assured the Aldridges that it would act on their behalf to protect them from falling trees at
their campsite.See footnote
1
Therefore, the State did not owe the Aldridges a private duty to protect them
from falling tree limbs.
Also, the fact that the Aldridges were the only campers assigned to campsite 104
could not, without more, create a private duty. If that were true, then each campsite assigned
by the State would constitute its own individual oasis of private duties. A private duty is
created through explicit assurances that a governmental entity will act or has acted on an
injured party's behalf. Therefore, the question of whether or not a private duty exists does
not turn on the number of individuals relying on an otherwise general assurance of the
existence of protective-type services. Also, a private duty is not created simply because a
governmental entity, to some small extent, may have induced reliance on those protective-
type services by directing or limiting the conduct of the individuals involved. Rather, it is
the explicit and specific nature of the assurance, and the corresponding justifiable and
detrimental reliance, which is determinative.
For example, the otherwise general duty which exists when a governmental entity
employs lifeguards to monitor public pools is not automatically transformed into a private
duty simply because: (1) the governmental entity provides only one pool, thus dictating
where each individual must swim; or (2) only one person chooses to swim on a particular
day. Similarly, no private duty was created when park personnel allegedly informed the
Aldridges of the campground's tree-trimming policy, and then assigned them exclusive
access to campsite 104.
Additionally, the fact that the State charged the Aldridges a fee to enter the park and
the "modern campground" area did not give rise to a private duty. See Cain v. Bd. of
Comm'rs of Cass County (1986) Ind.App., 491 N.E.2d 544, 548 (fee charged to enter county
park).
The judgment of the trial court is affirmed.
FRIEDLANDER, J., and KIRSCH, J., concur.
Bernadine gave the following testimony during her cross examination:
"Q. You've been camping with your husband for - during - at this time for the twenty years that
you were married, is that right?
A. Yes. Record at 570.
"Q. And he's never mentioned to you anything about the danger of camping under a dead tree?
A. No.
Q. Okay. It never occurred to you to check around while you were inspecting for a good place
to put this tent and determine whether or not any of the trees were dead?
A. We were looking for shade." Record at 570.
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