ATTORNEYS FOR APPELLANT ATTORNEYS FOR APPELLEE
Robert F. Wagner James R. Fisher
Dina M. Cox Debra H. Miller
Indianapolis, Indiana Indianapolis, Indiana
D. Timothy Born ATTORNEY FOR AMICUS CURIAE
Shawn M. Sullivan INDIANA TRIAL LAWYERS ASSOCIATION
Evansville, Indiana
William F. Conour
Indianapolis, Indiana
ATTORNEYS FOR AMICUS CURIAE
DEFENSE TRIAL COUNSEL
OF INDIANA
John B. Drummy
Eric D. Johnson
Indianapolis, Indiana
James D. Johnson
Evansville, Indiana
ATTORNEY FOR AMICUS CURIAE
F. Wesley Bowers
Evansville, Indiana
IN THE
SUPREME COURT OF INDIANA
ELMER BUCHTA TRUCKING, INC., )
)
Appellant (Defendant Below ), ) No. 14S01-0002-CV-114
) in the Supreme Court
v. )
) No. 14A01-9805-CV-164
CHRISTINA STANLEY and ) in the Court of Appeals
LARRY STANLEY as Co-Personal )
Representatives of the Estate of )
MICHAEL G. STANLEY, )
)
Appellees (Plaintiffs Below ). )
March 26, 2001
In December 1996, Stanleys estate (Stanley) filed suit against Leslies estate (Leslie) and
Buchta. Buchta and Leslie admitted liability, acknowledging that Leslies negligence caused Stanleys
death and that Buchta was vicariously liable for damages recoverable under the wrongful
death statute. Stanley then dismissed the suit against Leslie and proceeded to
trial against Buchta on the issue of damages.
Before trial, Stanley filed two motions in limine seeking to exclude evidence about
the amount of Michael Stanleys anticipated earnings that Stanley himself would have consumed
had he lived. The trial court granted the motions.
At trial, Stanley called economist George Launey to testify about the amount of
lost earnings Stanleys estate suffered because of his death. Before Launey testified,
Buchta made an offer to prove regarding the amount of Stanleys earnings that
he would have consumed for personal expenses or maintenance throughout his life.
The offer to prove revealed that had Launey been allowed to do so,
he would have said the amount of lost earnings should be reduced by
about twenty-four percent. Having heard the offer to prove, the
trial court still excluded evidence of personal consumption.
The jury returned a verdict in favor of Stanley. The Court of
Appeals affirmed. Elmer Buchta Trucking, Inc. v. Stanley, 713 N.E.2d 925 (Ind.
Ct. App. 1999). We granted transfer.
The legislature has amended the act a good many times during the intervening
century and a half. It has, for example, added the requirement of
dependency in relation to the decedents children and next of kin, added a
third class of death creditor beneficiaries, and increased the limits on recovery.
Id.
By 1965, the statute had reached its present form, which recognizes three classes
of beneficiaries and provides that the personal representative is the proper party to
maintain an action for damages for the benefit of the estate beneficiaries.
See Ind. Code Ann. § 34-23-1-1 (West 1999). Damages for medical, hospital,
funeral and burial expenses inure to the estate and to the payment of
these expenses, while the remainder of damages inure to the exclusive benefit of
the decedents spouse and dependent children, if any, or to the dependent next
of kin. Id.
The portion of the statute pertinent to the present case now reads as
follows:
When the death of one is caused by the wrongful act or omission
of another, the personal representative of the former may maintain an action therefore
against the latter, . . . When the death of one is
caused by the wrongful act or omission of another, the action shall be
commenced by the personal representative of the decedent within two (2) years, and
the damages shall be in such an amount as may be determined by
the court or jury, including, but not limited to, reasonable medical, hospital, funeral
and burial expenses, and lost earnings of such deceased person resulting from said
wrongful act or omission.
Ind. Code Ann. § 34-23-1-1 (emphasis added).
B. Statutory Interpretation. When deciding questions of statutory interpretation, appellate courts
need not defer to a trial courts interpretation of the statutes meaning.
Rather, we independently review the statutes meaning and apply it to the facts
of the case under review. See Figg v. Bryan Rental Inc., 646
N.E.2d 69 (Ind. Ct. App. 1995), trans. denied. If a statute is
unambiguous, we may not interpret it, but must give the statute its clear
and plain meaning. In re Grissom, 587 N.E.2d 114 (Ind. 1992).
If a statute is ambiguous, however, we must ascertain the legislatures intent and
interpret the statute so as to effectuate that intent. Whitacre v. State,
629 N.E.2d 1236 (Ind. 1994), adopting, 619 N.E.2d 605, 606 (Ind. Ct. App.
1993). A statute is ambiguous where it is susceptible to more than
one interpretation. Amoco Prod. Co. v. Laird, 622 N.E.2d 912 (Ind. 1993).
Here, Buchta and Stanley disagree about the import of the phrase lost earnings
of [the] deceased person. Buchta argues that since the statute does not
explicitly mention a deduction for the deceaseds personal living expenses, such a deduction
should be allowed. Conversely, Stanley argues that since the statute says that
damages shall include the lost earnings of the deceased, and does not mention
deductions for personal expenses, such a deduction is prohibited.
The words of the statute arguably supports both of the competing interpretations advocated
by the parties. Thus, we examine the legislatures purpose in enacting the
wrongful death statute. In doing so, we are hardly writing on a
clean slate.
Indianas courts have long held that the purpose of the wrongful death statute
was to create a cause of action to provide a means by which
those who have sustained a loss by reason of the death may be
compensated. In re Estate of Pickens, 255 Ind. 119, 126, 263 N.E.2d
151, 155 (1970). Pecuniary loss is the foundation of a wrongful death
action, and the damages are limited to the pecuniary loss suffered by those
for whose benefit the action may be maintained. Wiersma, 643 N.E.2d at
911 (citations omitted). Pecuniary loss can be determined, in part, from the
assistance that the decedent would have provided through money, services, or other material
benefits. Id.
In Consolidated Stone Co. v. Staggs, 164 Ind. 331, 337, 73 N.E. 695,
697 (1905), this Court said the following about the measure of damages from
wrongful death:
Under a statute like ours, which gives a new right of action, distinct
from that which the deceased might have maintained, the measure of damages is
compensation for the pecuniary loss sustained by the party or parties entitled to
the benefit of the action. The sole inquiry is how many dollars
are necessary to compensate the beneficiaries for the pecuniary loss caused to them
by the wrongful death. The damages are not to be estimated at
the value of the life lost, but at such a sum as will
compensate the persons on whose behalf the action is brought for the pecuniary
injury which they have sustained by the death.
Id. (citations and internal quotation marks omitted).
Consistent with this reading, the statute has long been understood to contemplate a
deduction for the amount of personal maintenance expenses that the decedent would have
incurred over the remainder of his lifetime.
As tending to establish the extent of these losses, it is proper to
consider the probable future earnings of the husband and father, and his age,
health, strength, occupation, habits, opportunities and capability are elements of this consideration.
These cases recognize the rule that the gross earnings should be subject to
deduction on account of the reasonable cost of his own support and that
the present payment of the sum awarded in damages is a proper circumstance
in determining the amount which shall be allowed as the equivalent of the
earning capacity of the deceased.
Pittsburgh, Cincinnati, Chicago, & St. Louis Ry. Co. v. Burton, 139 Ind. 357,
378, 37 N.E. 150, 156 (1894); see also Richmond Gas Corp. v. Reeves,
158 Ind. App. 338, 364, 302 N.E.2d 795, 813 (1973) (citing the Voigt
language favorably).
The court instructed the jury that they were entitled to assess as damages
a sum equal to the amount the deceased
might have earned, as shown
by the evidence, not to exceed the sum of $10,000 during the period
of his life, in which he would have probably earned money, deducting therefrom
the reasonable cost of his own support, and making a fair deduction for
the present payment of said sum.
Ohio & Mississippi Ry. Co. v. Voight, 122 Ind. 288, 295-96, 23 N.E.
774, 776 (1889).
As in the 1970 case of Pickens, 215 Ind. 119, we repeated this
notion about the measure of recovery in Burnett v. State, 467 N.E.2d 664
(Ind. 1984), in which we considered whether a jury properly assessed damages under
the wrongful death statute and wrote:
In the case at bar, for the purpose of providing a basis for
a jury assessment of lost earnings, plaintiff introduced income figures, but did not
satisfy the jurys need to know how to translate those amounts into an
approximation of the actual monetary loss she suffered by reason of [decedents] death.
She did not indicate, for example, by how much these figures should
be reduced to account for [decedents] personal and business expenses.
Id., 467 N.E.2d at 666.
Thus, in applying the wrongful death statute to compensate the deceaseds beneficiaries for
losses they suffer, the defendant should be permitted to present evidence of the
deceaseds personal consumption. If juries cannot deduct the deceaseds personal living expenses
from lost earnings, the amount of the award will necessarily exceed the actual
financial loss experienced by the beneficiaries. This result is not one contemplated
by the statute. Therefore, the proper measure of damages must include a
deduction based on the costs of this personal maintenance.
Moreover, the statute says that damages shall be in such an amount as
may be determined by the court or jury, Ind. Code § 34-23-1-1, and
determination of the amount of pecuniary loss in a particular case has long
been recognized as a function of the jury. State v. Bouras, 423
N.E.2d 741, 746 (Ind. Ct. App. 1981) (citing New York Central R.R. Co.
v. Johnson, 234 Ind. 457, 463, 127 N.E.2d 603, 606 (1955); Henschen v.
New York Central R.R. Co., 223 Ind. 393, 400, 60 N.E.2d 738, 740
(1945)); see also Consolidated Stone Co., 164 Ind. 331, 73 N.E. 695.
For this reason, juries should be allowed to consider all of the available
evidence in determining the extent of loss to the deceaseds beneficiaries.
That juries should account for actual financial loss has been held the object
of the statute from the Nineteenth Century through to the last two decades.
We cannot find legislative desire to alter that formula in the relatively
general amendments adopted thirty-six years back.
Accordingly, we conclude that the trial court erred in granting Stanleys motions in
limine and in preventing Buchta from introducing evidence regarding the amount of his
lost earnings that Michael Stanley would have consumed for personal expenses throughout his
life.
(R. at 401; Defendants Proposed Final Instruction No. 6.)
Under Indiana law, your award for damages in this wrongful death case may
not include damages for grief, sorrow, or wounded feelings.
(R. at 403; Defendants Proposed Final Instruction No. 8.)
The giving of jury instructions lies within the trial courts sound discretion, and
we review the courts refusal to give a tendered instruction for an abuse
of that discretion. CSX Trans., Inc. v. Kirby, 687 N.E.2d 611 (Ind.
Ct. App. 1997), trans. denied.
In determining whether it is error to refuse a tendered instruction, we consider
1) whether the instruction correctly states the law, 2) whether there is evidence
in the record supporting the instruction, and 3) whether the substance of the
instruction is covered by other instructions. Peak v. Campbell, 578 N.E.2d 360,
361 (Ind. 1991). Moreover, one seeking a new trial on the basis
of an improper jury instruction must show a reasonable probability that substantial rights
of the complaining party have been adversely affected. Id. at 362 (quoting
Sullivan v. Fairmont Homes, Inc., 543 N.E.2d 1130, 1140 (Ind. Ct. App. 1989)).
Our review of the final instructions given at trial reveals that the court
delineated the elements of damages recoverable under the wrongful death statute.
See footnote (R.
at 406-07.) Indeed, Buchta does not challenge the propriety of this instruction.
Instead, it contends that the court should have also instructed the jury
on the elements for which Stanley was
not entitled to recover.
It is not error to refuse an instruction when the subject matter is
substantially covered by other instructions given by the court. Get-N-Go, Inc. v.
Markins, 550 N.E.2d 748, 751 (Ind. 1990). Moreover, we do not require
a court to read negative instructions when the jury has been properly instructed
through a positive instruction on the same issue. See Dayton Walther Corp.
v. Caldwell, 273 Ind. 191, 402 N.E.2d 1252 (1980).
The jury was also instructed that [a] corporation is entitled to the same
fair trial at your hands as is a private individual and was told
of the plaintiffs burden of providing sufficient evidence to rationally assess damages.
(R. at 395, 402.) Lastly, the court instructed jurors that their award
could not be based on mere conjecture, speculation, or guesswork. (R. at
402.)
The trial courts refusal to give Buchtas tendered instructions does not constitute reversible
error.
Sullivan, Boehm, and Rucker, JJ., concur.
Dickson, J., dissents with separate opinion.
APPEAL FROM THE DAVIESS CIRCUIT COURT
The Honorable Robert J. Arthur, Judge
Cause No. 14C01-9612-CT-363
________________________________________________
March 26, 2001
The personal representatives of the estate are entitled to recover for the benefit
of Michael Stanleys estate, the reasonable funeral and burial expenses of Michael Stanley.
The personal representatives of the estate are also entitled to recover for the
benefit of Christina Stanley, Brooke, Matthew and Casey Stanley, the lost earnings of
Michael Stanley resulting from his death. In determining Michael Stanleys lost earnings,
you may consider his age, health and normal life expectancy, immediately before the
injury causing his death, and Michael Stanleys occupation and earning capacity.
The personal representatives of the estate are also entitled to recover, for the
benefit of Christina Stanley, the reasonable value of the loss of care, companionship,
love and affection that Christina Stanley reasonably expected to receive from the continued
life of her husband, Michael Stanley.
The personal representatives of the estate are also entitled to recover for the
benefit of Brooke Stanley, the reasonable value of the loss of care, love
and affection, parental training and guidance that Brooke Stanley reasonably expected to receive
from the continued life of her father, Michael Stanley.
The personal representatives of the estate are also entitled to recover for the
benefit of Matthew Stanley, the reasonable value of the loss of care, love
and affection, parental training and guidance that Matthew Stanley reasonably expected to receive
from the continued life of his father, Michael Stanley.
Finally, the personal representatives of the estate are also entitled to recover for
the benefit of Casey Stanley, the reasonable value of the loss of care,
love and affection, parental training and guidance that Casey Stanley reasonably expected to
receive from the continued life of her father, Michael Stanley.
At the time of his death, Michael Stanley was 32 years old and
had a life expectancy of an additional 41 years, which would be to
age 73.
(R. at 406-07.)