Thomas C. Hinesley
Deputy Public Defender
Indianapolis, IN
Kathleen Cleary
Deputy Public Defender
Indianapolis, IN
Attorneys for Appellee
Jeffrey A. Modisett
Attorney General of Indiana
Priscilla J. Fossum
Deputy Attorney General
Indianapolis, IN
Appellant (Petitioner below),v.
STATE OF INDIANA, Appellee (Respondent below ).
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) 18S00-9702-PD-96
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First, Lambert argues that the post-conviction judge demonstrated disqualifying bias through the following
eight statements he made during the original trial: (1) This act clearly was
not the result of, or caused [by,] alcohol. This was the product
of a wicked mind; (2) The Defendants response was, in my judgment, indicative
of a very serious character defect manifested by one who is bent on
violence; (3) His act was totally and completely depraved; (4) [I]n this case,
for one so young to react so viciously and so violently is, I
think, evidence of a malignant character; (5) Even though the Defendant was only
twenty (20) years of age at the time of the act, he had
already become a ruthless individual without conscience, and without regard for the consequences
of his actions; (6) It seems to me that it takes a
special type of individual to deliberately kill a policeman. It takes a
person without respect for authority, for the law, or for human life itself;
(7) In the Courts judgment, the only possible mitigating circumstances in this tragic
affair are the age of the Defendant and the fact that, although not
likely, rehabilitation is always a possibility; (8) [T]his was an intentional and deliberate
execution. (Supplemental Record of Post-Conviction Proceedings at 1-3).
Under Post-Conviction Rule 1(4)(b),
See footnote a petitioner may request a change of judge by
filing an affidavit that the judge has a personal bias or prejudice against
the petitioner. The rule requires the judge to examine the affidavit, treat
the historical facts recited in the affidavit as true, and dete
rmine whether these
facts support a rational inference of bias or prejudice. State ex rel.
Whitehead v. Madison County Cir. Ct., 626 N.E.2d 802, 803 (Ind. 1993).
[A] change of judge is neither automatic nor discretionary, [but] calls for a
legal determination by the trial court. Sturgeon v. State, 719 N.E.2d 1173,
1181 (Ind. 1999). However, we presume that a judge is not biased
against a party. See Taylor v. State, 587 N.E.2d 1293, 1303 (Ind.
1992). Cf. In re Adoption of Johnson, 612 N.E.2d 569, 572 (Ind. Ct.
App. 1993) (Judges are credited with the ability to remain objective notwithstanding their
having been exposed to information which might tend to prejudice lay persons.), transfer
denied.
Under the rule, the post-conviction court is disqualified from hearing a case only
if the judge holds a personal bias or prejudice. Ind. Post-Conviction Rule
1(4)(b) (emphasis added). Typically, a bias is personal if it stems from
an extrajudicial source meaning a source separate from the evidence and argument
presented at the proceedings. See, e.g., Noble v. State, 725 N.E.2d 842,
847-49 (Ind. 2000) (Generally, a trial judges exposure to evidence through judicial sources
is, alone, insufficient to establish bias.) (emphasis added); Sturgeon, 719 N.E.2d at 1181-82
(Ind. 1999) (same). Cf. Harrison v. State, 707 N.E.2d 767, 790 (Ind.
1999) (A trial courts adverse rulings on judicial matters do not indicate a
personal bias toward a defendant that calls into question the trial courts impartiality.),
cert. denied, 529 U.S. 1088 (2000). As the United States Supreme Court
noted in interpreting a federal rule similar to our own:
See footnote
The judge who presides at a trial may, upon the completion of the
evidence, be e
xceedingly illdisposed towards the defendant, who has been shown to be
a thoroughly reprehensible person. But the judge is not thereby recusable for
bias or prejudice, since his knowledge and the opinion it produced were properly
and necessarily acquired in the course of the proceedings, and are indeed sometimes
(as in a bench trial) necessary to completion of the judges task. ...
Impartiality is not gullibility. Disinterestedness does not mean child-like innocence. If the judge
did not form judgments of the actors in those court-house dramas called trials,
he could never render decisions. Also not subject to deprecatory characterizations as bias
or prejudice are opinions held by judges as a result of what they
learned in earlier proceedings.
Liteky v. United States, 510 U.S. 540, 550-51 (1994) (emphasis added) (citations omitted).
See footnote
This case closely resembles
Hollins v. State, where we upheld a murder conviction
despite similar judicial statements during sentencing:
A trial judges comments [during sentencing] necessarily reflect the evidence he or she
hears during the trial. Trial judges may consider the conduct and attitude
of the d
efendant when imposing sentence. In fact, most of the above
comments stem from the considerations mandated by Indianas sentencing statute. In view
of the nature and circumstances of the defendant and the crimes, the trial
judges comments on the coldness of the defendant, his lack of remorse, and
his proclivity to kill again were entirely consistent with the considerations required to
be taken into account by the judge in determining the defendants sentence.
The comments do not reflect disqualifying personal bias or prejudice against the defendant.
679 N.E.2d 1305, 1307 (Ind. 1997) (emphasis in original).
The statements made during Lamberts sentencing were part of the judges judicial function
and did not stem from an extrajudicial source. See, e.g., Noble, 725
N.E.2d at 847-49. The trial courts probing of Lamberts character and the
circumstances of his crime was unavoidable. The Eighth Amendment requires a judge
to make an individualized determination on the basis of the character of the
individual and the circumstances of the crime before imposing a sentence of death.
Zant v. Stephens, 462 U.S. 862, 879 (1983) (emphasis in original).
The fact that the judge used emotional language
See footnote
in describing Lamberts character and
crime does not demonstrate personal bias or prejudice outside of the judicial function.
Second, Lambert contends that the post-conviction judge was unable to make impartial fin
dings
of fact or conclusions of law in regards to his claims relating to
the presence of uniformed, armed police officers during trial and sentencing. He
argues that the post-conviction judge could not sit as a neutral factfinder because
his personal views of what occurred in his courtroom [at trial] destroyed his
ability to receive evidence on that very subject in a detached fashion.
His recollection could not be tested by the adversarial process. Appellants Br.
at 88. Lambert does not explain why the post-conviction courts personal views
concerning officers in the trial courtroom would impermissibly bias his ability to receive
evidence on post-conviction review. We see no reason why the post-conviction judges
personal views towards the police officer claims would affect his impartiality more than
any other claim that relates to events at trial. Taking Lamberts arguments
on this point to their logical extreme would mean that a judge who
tries the original case could not sit as the judge of a collateral
proceeding because his personal view of what occurred in his courtroom [would have]
destroyed his ability to receive evidence on that very subject. Appellants Br.
at 88. We rejected such a per se approach to motions for
a change of judge in State ex rel. Whitehead v. Madison County Circuit
Court, 626 N.E.2d 802, 803 (Ind. 1993), and we reaffirm that holding here.
See also State ex rel. Rondon v. Lake Superior Court, Criminal Div.
Two, 569 N.E.2d 635, 636 (Ind. 1991) (DeBruler, J. dissenting) (The rule rejects
the proposition that there should be an automatic change of venue in post-conviction
cases.).
See footnote
Lambert is not entitled to a change of judge simply because
the post-conviction judge presided over the original trial and sentencing.
A substantial number of the errors Lambert asserts were committed by his counsel
are claims that counsel did not interpose certain objections or failed to tender
certain jury instru
ctions. In almost all of these situations, the post-conviction court
made findings of fact from which it concluded that the objection in question
would have been overruled or the instruction in question would have been refused.
As discussed in greater detail supra, we will reverse a post-conviction courts
decision as being contrary to law only where the evidence is without conflict
and leads to but one conclusion, and the post-conviction court has reached the
opposite conclusion. Miller v. State, 702 N.E.2d 1053, 1057-58 (Ind. 1998), rehg
denied.
Given this standard of review, once a post-conviction court makes findings of fact
from which it concludes that an objection would have been overruled or an
instruction would have been refused, we first examine whether the evidence supports the
findings of fact. If it does, then the post-conviction courts conclusion will
be reversed only if those findings dictate that under applicable law, the objection
was required to be sustained or instruction required to be given. So
long as under applicable law, the trial court could have overruled the objection
or refused the instruction, the post-conviction courts conclusion that the trial court would
have done so will be affirmed.
The post-conviction court made certain findings of fact from which it concluded that
trial counsels performance was not deficient for failing to object to the officers
because such an objection would have been overruled. Appellants Appendix at 60
(Counsel need not have moved for excl
usion of uniformed police officers from the
courtroom because the officers had a right to be present and their presence
did not render the proceeding fundamentally unfair or the result inherently unreliable.).
The post-conviction court found that: (1) There were uniformed Muncie Police officers present
among the spectators in the gallery during trial, but counsel made no objection
to their presence; (2) [Trial counsel] remembers that the audience was usually about
1/4th police officers, though other evidence indicates that the number of uniformed officers
exceeded twenty during the penalty phase and sentencing; (3) The layout of the
courtroom shows that while seated in the jury box, jurors had their backs
to the officers in the gallery and were even separated from the gallery
by a half-wall and a transparent glass shield that rose up above that
half-wall; (4) The officers did not brandish their weapons or engage in any
other threatening gestures to the jury or judge. Appellants Appendix at 15-16.
There was evidence to support the post-conviction courts findings of fact. Lambert
intr
oduced a videotape and diagram of the courtroom demonstrating that the room is
as described by the post-conviction court. Lamberts lead trial counsel also described
the room as containing a glass barrier between the jury and the spectators.
He compared the glass barrier to one found in a hockey rink
and testified that it would [p]resumably ... keep any noise from the gallery
from affecting the jury. (Id.) He also testified that the jurors faced
away from the audience so that once the jury was seated, they did
not have a view of the gallery ... . (R.P-C.R. at 1254.)
He testified that he could not recall any disruptions by the officers
and Lamberts second counsel testified that the officers did not brandish or show
off their weapons. The second counsel also testified that the officers typically
composed a quarter to a third of the audience and that six to
eight officers attended the trial on most days, with the number rising to
about fifteen during important phases of the trial.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. When an ineffective
assistance of counsel claim is based on trial counsels failure to make an
objection, the appellant must show that a proper objection would have been sustained
by the trial court.
Lloyd v. State, 669 N.E.2d 980, 985 (Ind.
1996). Because the post-conviction courts conclusion that the trial court would have
overruled an objection to the presence of the officers was supported by the
evidence, we will uphold the post-conviction court if the trial court could have
overruled the objection under applicable law. That is, we will reverse the
post-conviction court only if the trial court was compelled as a matter of
law to sustain an objection. We have repeatedly held that control over
spectators in a courtroom is a matter of trial court discretion. See,
e.g., Hill v. State, 497 N.E.2d 1061, 1067 (Ind. 1986) (The trial judge
has discretion to determine whether the defendant has been prejudiced by a spectators
conduct.); Dudley v. State, 480 N.E.2d 881, 901 (Ind. 1985) (finding no abuse
of discretion for trial courts refusal to grant a mistrial because of the
presence of uniformed police officers during juror examination); Palmer v. State, 153 Ind.
App. 648, 667, 288 N.E.2d 739, 751 (1972) (The court has wide discretion
in determining whether a party litigant has been prejudiced by ... an atmosphere
created by spectators in the courtroom and it is solely within his province
and his duty to determine if the party has been prejudiced ... .)
(emphasis added). As such, the trial court here had latitude to decide
whether to restrict the officers appearance. We cannot say that the trial
judge would have abused that discretion as a matter of law by denying
a motion to restrict the officers. The judge had already granted Lamberts
motions to prohibit any signs of mourning in the courtroom. The jurors
were aware that the trial focused on the murder of a police officer
and likely would have expected the victims fellow officers to follow the trial.
See, e.g., Smith v. Farley, 59 F.3d 659, 664 (7th Cir. 1995)
(
Of course if you kill a policemen and are put on trial for
the crime, you must expect the courtroom audience to include policemen ... .);
Brown v. State, 256 Ind. 444, 446, 269 N.E.2d 377, 378 (1971)
(
All citizens are well aware of the fact that many officers wear uniforms
and carry arms. Their presence in court rooms is a common occurrence.
We know of no manner in which it could be determined whether
the fact they are in uniform helps, hinders or is of no consequence
to the States case.)
. The record demonstrates that the jurors faced away
from the gallery during testimony and argument.
And there is no evidence
of a directed effort to prejudice the jury or of any disturbance by
the police officers. Cf. Smith, 59 F.3d at 664 (
Efforts by spectators
at a trial to intimidate judge, jury, or witnesses violate the most elementary
principles of a fair trial.) (citations omitted).
See footnote
Because the trial court could
have denied a motion to restrict the officers, the post-conviction court could properly
find that Lambert was not denied the effective assistance of counsel on this
issue.
Second, Lambert argues that counsel should have objected to the admission of photographs
of the victim with family members. The post-conviction court concluded that the
propriety of victim-impact evidence was decided on direct appeal and may not be
relitigated in this proceeding. The claim of prosecutor misconduct involving a photo
of the victims family is
res judicata as it is encompassed within the
decided issue. Appellants Appendix at 43-44. We agree that these photographs were
part of the victim impact evidence that our rehearing opinion held was inadmissible.
Lambert v. State, 675 N.E.2d 1060, 1064 (Ind. 1996). In our
rehearing opinion, we specifically referred to at least one of the photographs in
describing what the impermissible victim impact evidence was: [Molly Winters] was permitted to
lay a foundation for admission into evidence of a photo of the family
taken the previous Christmas. Id. at 1062. While, as Lambert notes, the
actual photos were not included in the trial record because of their size,
our rehearing opinion reflects our acknowledgement of these photographs and our inclusion of
them under the rubric of victim impact evidence. As such, we have
already determined that these photographs should not have been admitted during the penalty
phase. We then reweighed the aggravating and mitigating circumstances and upheld the
death sentence. Id. These issues were thus fully litigated on direct appeal
and rehearing. We affirm the post-conviction courts determination that res judicata bars
this claim.
Appellants Appendix at 63 (citations omitted).
See also Appellants Appendix at 68
(Because the prosecutors closing argument in the penalty and sentencing hearings was proper
... counsel need not have objected or sought curative measures.). Viewed in
the respective contexts in which the prosecutors comments were made, we conclude that
the post-conviction courts findings support these conclusions.
First, the post-conviction court made certain findings of fact from which it concluded
that trial counsels performance was not deficient for failing to object to fourteen
different derogatory and inflammatory references to Lambert made by the prosecutor. Appellants
Br. at 56. The post-conviction court concluded that trial counsel were not
ineffective because an objection to these comments would not have been successful.
Appellants Appendix at 63, 68. (The [prosecutors] argument was appropriate.) The
post-conviction court found that the prosecutors closing argument included characterizations of Lambert as
an assassin and executioner and of his crime as cold-blooded and ruthless, etc.
One theme of the prosecutors argument was that Lambert intentionally murdered Officer
Winters ... . Appellants Appendix at 8-9.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. As a general
proposition, the prosecutor must confine closing argument to comments based upon the evidence
presented in the record. The prosecutor may argue both law and facts
and propound conclusions based upon his or her analysis of the evidence.
Marsillett, 495 N.E.2d at 708. Each of these comments was based on
specific evidence in the record and an objection would not have been sustained
even if counsel had made one. See Brennan v. State, 639 N.E.2d
649, 652-53 (Ind. 1994) (rejecting ineffective assistance of counsel claim for trial counsels
failure to object when the prosecutor called defendant a cold-blooded killer during argument).
For example, Lambert contends that the prosecutor committed misconduct by calling him
an assassin and gutless. (R. at 5791.) However, these comments arose when
the prosecutor questioned Lamberts level of intoxication and argued that Lambert intended to
kill Winters. In this context, the prosecutor contrasted Lamberts shooting of the
defenseless Winters with his acquiescence to Kirk Mace, the arresting officer:
This wasnt an act of pulling a gun out. It was calculated,
thought-out, intentional maneuver to put the gun to the back of Greggs head.
It was not a random pulling out of a gun and shooting.
Well, if hes able to do this, why doesnt he shoot Kirk Mace.
He didnt shoot Kirk Mace because Kirk Mace never turned his back on
him.
He is truly the assassin. He is gutless. Kirk Mace
was facing him. He didnt have the guts to take on Kirk
Mace.
(
Id.) (emphasis added). For these reasons, the trial court could properly have
overruled a defense objection to the prosecutors statements. Moreover, Lamberts defense counsel
could have reasonably decided that objecting to these individual negative comments, which were
interspersed at different places in the argument, would draw undue attention to them.
This choice was a reasonable strategic decision. See Monegan v. State,
721 N.E.2d 243, 254 (Ind. 1999) (finding a reasonable strategic decision not to
object to prosecutors statement that [I] guess he gets high off of hurting
people and killing people; [C]ounsel could well have decided to let these brief
references pass. In such circumstances, we cannot conclude that Defendant received ineffective
assistance of counsel.).
Second, the post-conviction court made certain findings of fact from which it concluded
that trial counsels performance was not deficient for failing to object to comments
disparaging Lamberts defense strategy and suggesting he lacked remorse. Again, the post-conviction
court concluded that the trial court would not have sustained an objection.
Appellants Appendix at 63, 68. To support this conclusion, the court
found that the prosecutors argument was that ... [Lambert] was not being truthful
about what he remembered of the shooting, that the defense experts opinion was
based on Lamberts self-serving recollection of events and that the jury should not,
therefore, believe the defense. Appellants Appendix at 9.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. When an ineffective
assistance of counsel claim is predicated on counsels failure to make an objection,
appellant must show that a proper objection would have been sustained by the
trial court. Jones v. State, 536 N.E.2d 267, 272 (Ind. 1989). The
trial court could have overruled an objection to the comments Lambert contests.
The prosecutor used the comments to make his case against Lamberts witnesses and
their credibility. For example, the remark that Lamberts testimony was self-serving, convenient,
and unbelievable (R. at 5754) was made as the prosecutor attacked Lamberts memory
loss and argued that he intended to kill Winters. Placed in context,
these comments were argument based on the facts in evidence.
See footnote
Moreover, defense
counsel could reasonably have decided to let these brief references pass. Monegan,
721 N.E.2d at 254. The trial court would have been within its
discretion to overrule an objection to these comments.
Third, the post-conviction court made certain findings of fact from which it concluded
that trial counsels performance was not deficient for failing to object when the
prosecutor said that Lambert called Winters just a pig.
See footnote The post-conviction court
concluded that the trial court would not have sustained an objection. Appellants
Appendix at 63, 68. To support this conclusion, the court found
that a witness testified that when he asked Lambert how he could just
take a life, Lambert r
esponded, It was just a pig. Appellants Appendix at
7.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. Here, the prosecutor
quoted directly from the witnesss testimony and the prosecutor used the comment in
the context of describing Lamberts intent to kill. An objection to this
comment need not have been sustained.
Fourth, the post-conviction court made certain findings of fact from which it concluded
that trial counsels performance was not deficient for failing to object to the
prosecutors reference to Lamberts laughter during the trial.
See footnote The post-conviction court concluded
that trial counsel could have made reasonable strategic decisions not to object during
closing argument. Appellants Appe
ndix at 63. The findings, while not
specifically mentioning Lamberts laughter, refer to the prosecutors arguments that Lambert lacked remorse
and that Lambert had not apologized ... . Appellants Appendix at 9.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. This comment was
an isolated occurrence and Lamberts counsel could reasonably have decided not to draw
undue attention to it. See Conner v. State, 711 N.E.2d 1238, 1250
(Ind. 1999) (By choosing not to object to ... the States closing argument,
defense counsel avoided drawing attention to testimony or argument unfavorable to the defendant.
This was a legitimate strategy.), cert. denied, 121 S.Ct. 81 (2000).
As part of this tactical decision, Lamberts counsel worked the laughter into his
attempts to humanize Lambert during sentencing: [Y]ou have seen Mike maybe smile just
as you people have smiled from time to time. You have seen him
cry just as you have cried from time to time. Its because hes
a human being. Hes got feelings
. (R. at 5975.)
Fifth, the post-conviction court made certain findings of fact from which it concluded
that trial counsels performance was not deficient for failing to object to the
prosecutors statement that Winters struggled for eleven days. The post-conviction court concluded
that the trial court would not have sustained an objection. Appellants Appendix
at 63, 68. The post-conviction court found that the prosecutor also
pointed out ... that Officer Winters was a family man who did not
have a chance to defend himself but who struggled for 11 days after
being shot. Appellants Appendix at 9.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. The comment arose
in the context of the prosecutors argument to the jury that Lamberts actions
caused Winterss death. The prosecutor was required to prove causation and as
such this statement was proper argument.
Sixth, the post-conviction court made certain findings of fact from which it concluded
that trial counsels performance was not deficient for failing to object to the
prosecutors penalty phase reference to the presence of uniformed, armed police officers and
to his recitation of a poem that paid tribute to slain police officers.
The post-conviction court concluded that the trial court would not have sustained
an objection. Appellants Appendix at 63, 68. To support this
conclusion, the post-conviction court found that
The prosecutor urged that killing a law enforcement officer is an aggravating factor
entitled to great weight because of the important societal interest in protecting police,
and that a person who kills an officer is particularly dangerous. In
support of his argument, the prosecutor quoted from then-Justice Rehnquists opinion in Roberts
v. Louisiana discussing the importance of protecting police officers. The prosecutor closed
the opening portion of his penalty phase argument by reciting a poem about
the death of a police officer.
Appellants Appendix at 12 (citations omitted). The post-conviction court also found that
the prosecutor struck a theme that likened police officers to soldiers at war.
But this comment followed the Rehnquist quotation, which describes policemen as foot
soldiers of societys defense of ordered liberty, as well as defense counsels own
description of police officers as soldiers ... . Appellants Appendix at 12-13.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. The poem and
the comments on the police officers presence were linked to the prosecutors penalty
phase case. These arguments stemmed from the prosecutors burden to show that
the sole aggravator the killing of a police officer in the line
of duty outweighed Lamberts mitigating evidence. As part of his effort
to strengthen this aggravator, the prosecutor could be expected to make arguments based
on the unique duties and dangers inherent in police work. Cf. Smith
v. Farley, 59 F.3d 659, 664 (7th Cir. 1995) ([W]
e cannot say
that this single, ambiguous sentence in a long closing argument created an atmosphere
of intimidation merely because of the presence of some policemen in the courtroom
as spectators.).
While these comments pushed the bounds of zealous advocacy,
See footnote the
trial court was not required to su
stain an objection to them.
See footnote
Seventh, the post-conviction court made certain findings of fact from which it concluded
that trial counsels performance was not deficient for failing to object to what
Lambert characterizes as the prosecutors suggestion that the aggravator of killing a police
officer always overrides mitigating ev
idence. As previously mentioned, the post-conviction found that
the prosecutor urged that killing a law enforcement officer is an aggravating factor
entitled to great weight because of the important societal interest in protecting police,
and that a person who kills an officer is particularly dangerous. Appellants
Appendix at 12.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. First, while Lamberts
argument here is essentially that the prosecutor misstated the law that in
every case, this aggravating circumstance will override any and all mitigating evidence -
it is not at all clear that that was the prosecutors argument.
It is equally susceptible to a reading that the killing of the police
officer here overrode the mitigating evidence presented here. Second, defense counsel may
make a reasonable strategic choice to not object to a comment made during
closing argument in order to avoid drawing undue attention to the comment.
See Conner, 711 N.E.2d at 1250 (By choosing not to object to
the States closing argument, defense counsel avoided drawing attention to testimony or argument
unfavorable to the defendant. This was a legitimate strategy.). This comment
was a brief passage in an otherwise lengthy argument. It would have
been reasonable for counsel to choose not to draw undue attention to it,
especially since the jury instructions and defense counsels own argument undercut the force
of the comment.
See footnote
Finally, the post-conviction court made certain findings of fact from which it concluded
that trial counsels performance was not deficient for failing to object when the
prosecutor made a reference to Lamberts juvenile delinquency adjudication and juvenile crimes.
The post-conviction court concluded that the trial court would not have sustained an
objection. Appellants Appendix at 63, 68. The post-conviction court found that the
prosecutor referred to Lamberts delinquency adjudication, but Lambert himself had presented evidence of
his childhood generally and his delinquency adjudication specifically. Appellants Appendix at 12
(citations omitted).
Our review of the record indicates that there was evidence to support the
post-conviction courts findings of fact. The record reflects that when Lambert was
a minor he was adjudicated to be a juvenile delinquent because of a
burglary in Farmland, Indiana, and was also convicted of underage drinking. Although
the trial court had earlier ruled that the State could not introduce this
evidence, Lambert presented it during his penalty phase case. Lambert argued that
the fact that he had no significant criminal history was a mitigating circumstance
to the imposition of a death sentence.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. The prosecutor only
used this evidence to rebut the mitigator of no significant criminal history.
An objection to it need not have been sustained.
We note as an initial matter that the post-conviction court concluded that even
had cou
nsel tendered these instructions, the trial court would not have given them.
If we find that this conclusion was supported by the evidence, we
will uphold the post-conviction court if the trial court could have properly refused
the instruction under applicable law. That is, we will reverse the post-conviction
court only if the trial court was compelled as a matter of law
to give the instruction. [F]ailure to submit an instruction is not
deficient performance if the court would have refused the instruction anyway. Williams v.
State, 706 N.E.2d 149, 161 (Ind. 1999), cert. denied, 120 S. Ct. 1970
(2000). A trial court may not accept a tendered instruction
unless it correctly states the law, is supported by evidence in the record,
and is not covered by other instructions. See Sherwood v. State, 702
N.E.2d 694, 698 (Ind. 1998), rehg denied; Sweany v. State, 607 N.E.2d 387,
389 (Ind. 1993). Under this standard, we affirm the post-conviction courts conclusion
that trial counsel would not have obtained these instructions even if they had
sought them.
First, the post-conviction court made certain findings of fact from which it concluded
that trial counsels performance was not deficient for failing to offer a missing
evidence instruction in regards to the fact that the State never presented a
videotape of Lamberts statement to the police. The post-conviction court concluded that
the trial court would not have given this instruction even if counsel sought
it. Appellants Appendix at 49, 63-64. To support this conclusion, the
post-conviction court found that [t]he statement was typed but not videotaped by police.
Appellants Appendix at 3.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that counsel were not deficient for not seeking this instruction.
Parties are not entitled to an i
nstruction that is not supported by
the evidence. See Sherwood, 702 N.E.2d at 698. Because there
was no evidence that a videotape existed, Lamberts counsel were not deficient for
failing to offer the instruction. We affirm the post-conviction courts conclusion that
the trial court would not have granted this instruction.
Second, the post-conviction court made certain findings of fact from which it concluded
that trial counsels performance was not deficient for failing to seek an instruction
for the jury to spend special care in weighing witness Richard Garskes credibility.
See footnote
The post-conviction court concluded that this instruction was not supported by the
law and would not have been given even if sought by trial counsel:
It would have been inappropriate for the courts instruction to single out the
testimony of a particular witness for special scrutiny. Appellants Appendix at 51,
63-64. The post-conviction court also found that the trial court instructed the
jury that in assessing a witnesss testimony, they could consider any interest, bias
or prejudice the witness may have and any relationship the witness may have
with other witness or interested party. Appellants Appendix at 10.
The trial court in fact gave a general instruction on assessing the credibility
of witnesses.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. Counsels performance is
not deficient for failing to seek an instruction that the trial court would
and could deny.
See Legue v. State, 688 N.E.2d 408, 410-11 (Ind.
1997). A defendant is not entitled to an instruction that incorrectly applies
the law. See Sherwood, 702 N.E.2d at 698. We agree with the
post-conviction court that the proposed instruction runs counter to the law, and therefore
the trial court could properly deny it. We have repeatedly rejected claims
of error for refusal to instruct jurors that they are required to consider
the testimony of certain witnesses with great care or caution. Noojin v.
State, 730 N.E.2d 672, 678 (Ind. 2000). See also Goudy v. State,
689 N.E.2d 686, 696 (Ind. 1997) (upholding trial courts refusal of instruction that
advised the jury to give special scrutiny to the testimony of those who
may have reason to be hostile to defendant.); Bieghler v. State, 690 N.E.2d
188, 201 (Ind. 1997) (Indiana common law holds it improper to give an
instruction concerning the credibility of a particular witness because doing so usurps the
jurys function. In effect, Bieghler says his lawyers have been constitutionally ineffective for
not asking us to change the rules.).
Third, the post-conviction court made certain findings of fact from which it concluded
that trial counsels performance was not deficient for failing to seek an instruction
stating that the vide
otaped demonstration did not depict Lamberts mental state or sobriety
at the time of the shooting. The post-conviction court concluded that counsels
performance was not defective because the trial court would not have granted this
instruction even if counsel sought it. Appellants Appendix at 63-64.
The trial court gave a general instruction on how to analyze testimony and
evidence:
You are the exclusive judges of the evidence, the credibility of the witnesses
and of the weight to be given to the testimony of each of
them. In considering the te
stimony of any witness, you may take into
account his or her ability and opportunity to observe, the manner and the
conduct of the witness while testifying, any interest, bias, or prejudice the witness
may have, any relationship with other witnesses or interested parties, and the reasonableness
of the testimony of the witness considered in the light of all the
evidence in the case.
...
In weighing the testimony to determine what or whom you will believe, you
should use your own knowledge, and experience and common sense gained from day
to day living. ...
(R. at 5799-800) (emphasis added).
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. The post-conviction court
concluded that the trial court would not have given this instruction even if
trial counsel sought it. We will reverse this co
nclusion only if the
evidence does not support it or the trial court was required to grant
the instruction. A trial court is not required to grant an instruction that
is covered by other instructions. See Sherwood, 702 N.E.2d at 698.
The proposed instruction here did precisely what the trial courts general instruction did
limit the jurys use of evidence to its logical purpose and prevent
the jury from drawing illogical inferences. It encouraged the jurors to use
their knowledge, experience, and common sense in examining the evidence, and basic reason
would lead them to conclude that the demonstration only showed that it was
possible to pull out a gun with arms handcuffed behind the back.
See footnote
Lamberts suggested instruction is covered by this more general instruction. See Sherwood,
702 N.E.2d at 698.
As a final claim on instructions, Lambert also argues that his counsel were
ineffective for fai
ling to oppose one of the trial courts instructions on the
presumption of innocence. This instruction read: In clothing those charged with crime
with the presumption of innocence, the law does not contemplate that thereby the
guilty should be shielded from merited punishment. Its object is to protect
the innocent so far as human agencies can from the effects of unjust
verdicts. (R. at 5797.) The post-conviction court concluded that the trial court
would not have sustained an objection to this instruction even if trial counsel
interposed one. Appellants Appendix at 64.
The post-conviction court found that, along with the contested instruction, the trial court
also instructed the jury that the presumption of innocence is designed to protect
the innocent and to require the State prove guilt beyond a reasonable doubt
before conviction, not to shield the guilty from merited punishment. Appellants Appendix
at 10.
At Lamberts trial, the court instructed the jury that
the Defendant is presumed to be innocent until proven guilty beyond a reasonable
doubt. And this presumption prevails until the conclusion of the trial, and
you should weigh the evidence in light of this presumption of innocence, and
it should be your endeavor to reconcile all the evidence with the presumption
of innocence if you can.
(R. at 5795-96.)
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. In order to
establish that counsels failure to object to a jury instruction was ineffective assistance
of counsel, a defendant must first prove that a proper objection would have
been sustained.
Potter v. State, 684 N.E.2d 1127, 1132 (Ind. 1997).
Moreover, Lambert must prove that the failure to object was unreasonable and resulted
in sufficient prejudice such that there exists a reasonable probability the outcome would
have been different had counsel leveled an objection. Id. Lambert argues
that his counsel should have objected because he characterizes Spradlin v. State, 569
N.E.2d 948 (Ind. 1991), as holding that trial judges could not instruct juries
in this manner. Appellants Br. at 66. (emphasis added). However, Spradlin
recommended that judges refrain from using this type of instruction. 569 N.E.2d
at 951 (
Such instruction adds little, if any, elucidation for the jury. We
recommend that it not be used in future cases.) (emphasis added).
We
did not reverse Spradlins conviction on this ground. See id. See
also Matney v. State, 681 N.E.2d 1152 (Ind. Ct. App. 1997) (
The Spradlin
court did not, however, hold that the giving of the instruction constituted reversible
error.), transfer denied.
The instruction given here was misleading and we reiterate that such instructions should
not be used. Indeed, had counsel objected, the trial court should have
sustained the objection. However, even if counsels performance was deficient in this
regard, we do not reach a conclusion different from the post-conviction courts as
to whether Lambert was deprived of his Sixth Amendment right to counsel.
To warrant relief, Lambert must show that
there is a reasonable probability that,
but for counsels unprofessional errors, the result of the proceeding would have been
different. A reasonable probability is a probability sufficient to undermine the confidence
in the outcome. Strickland v. Washington, 466 U.S. 668, 687-88, 694 (1984).
We hold that this instruction does not compel us to vacate Lamberts conviction
for two
reasons. First, the outcome of the trial was not likely
to be different without this instruction, as the evidence of Lamberts guilt was
overwhelming. Lambert was alone in the backseat of Officer Winterss car when
the officer was shot in the back of the head. He was
found with a gun that had been stolen from his employer and tests
revealed traces of gunpowder residue on his body. Second, we have held
that to establish both deficient performance and resulting prejudice, a petitioner must show
more than isolated poor strategy, bad tactics, a mistake, carelessness or inexperience; the
defense as a whole must be inadequate. Miller v. State, 702 N.E.2d 1053,
1059 (Ind. 1998) (emphasis in original), cert. denied, 528 U.S. 1083 (2000). See
also Kimmelman v. Morrison, 477 U.S. 365, 386, (1986) ([S]ince there are countless
ways to provide effective assistance in any given case, unless consideration is given
to counsels overall performance, before and at trial, it will be all too
easy for a court, examining counsels defense after it has proved unsuccessful, to
conclude that a particular act or omission of counsel was unreasonable.) (emphasis added)
(quoting Strickland, 466 U.S. at 689). Counsels isolated error here did
not warrant vacation of Lamberts conviction in the face of the significant overall
adversarial testing to which counsel subjected the States case.
See footnote
The post-conviction court concluded that Lamberts trial counsel made a reasonable strategic decision
See footnote
not to pursue this evidence of mental disorders because it both conflicted with
counsels mitigation strategy and was not credible. Appellants Appendix at 34, 62.
The court concluded that:
Counsel also competently presented available mitigation evidence Lamberts intox
ication, family evidence, his
alleged good character, his unfortunate marriage and his relationship with his son
in an attempt to convince the jury that Lambert had had a difficult
life and had murdered the officer at a time of great stress and
intoxication but that his life was worth saving, he was capable of rehabilitation,
and he was not as dangerous as his crime suggested.
Appellants Appendix at 64. The post-conviction court also concluded that this mental
health ev
idence was either inconsistent with, or incredible, in light of mitigation evidence
he offered and would have risked bolstering the States theory of the case,
would have undermined the reasonable mitigation strategy adopted by trial counsel and would
not have resulted in a more lenient sentence. Appellants Appendix at 34-36.
The post-conviction court made certain findings of fact from which it concluded that
trial counsels performance in this regard was not deficient. To establish the
existence of these disorders at the post-conviction stage, Lambert presented the testimony of
a neuropsychologist, Dr. Edmund Haskins, and a clinical psychologist, Dr. Robert Smith.
See footnote
The post-conviction court found that the testimony of both witnesses was worth little
weight in light of counsels mitigation strategy. The post-conviction court found that
the value of Dr. Haskinss testimony was questionable because: (1) The diagnosis conflicts
with the reports of two court-appointed psychologists who assessed Lamberts competency to stand
trial for the stabbing of another inmate; (2) Neither [Haskins or Smith] found
Lambert to suffer from any mental impairment; (3) Dr. Haskins admitted that his
evaluation tested only Lamberts current level of neuropsychological functioning, not his past fun
ctioning;
and (4) Dr. Haskins also testified that people with personality disorders like Lamberts
tend to be self-centered, manipulative, unaware of the effects of their behavior on
others, and go through cycles of acting out a portrait that conflicts
with the good guy image the defense presented at trial and sentencing.
The post-conviction court also gave little weight to Dr. Smiths testimony because (1)
Dr. Smith admitted that the results of the alcohol and substance abuse tests
depended upon Lamberts veracity and depended on the setting in which they were
administered; (2) He admitted that he failed to consult sources of information not
provided to him by Lamberts counsel ... sources that showed Lambert was not
significantly impaired on the night of the murder; (3) Dr. Smith explained that
people with antisocial personality disorder have a disregard for societys rules and values
and seldom remorse a portrait that conflicts with the remorseful image Lambert
and his counsel sought to present at sentencing. Appellants Appendix at 25.
There was evidence to support the post-conviction courts findings of fact. Both
doctors testified to the various mental disorders that the post-conviction court described.
The record contains evidence that supports the post-conviction courts determination that the doctors
testimony relied in large part on what Lambert and his counsel told them
and conflicted with what other mental health professionals had found during the earlier
competency evaluation. Moreover, trial counsels post-conviction testimony established that their penalty phase
theory relied on the intoxication, his history, family history, [but] primarily the intoxication.
According to counsel, they attempted to emphasize two things during the penalty
phase: [O]ne of our main thrusts at mitigation [was] again the level of
intoxication and the genetic alcohol profile. ... The other was to supplement that
with some explanation as to Mikes background, what may have led him from
where he had been to where he was.
Our review of the post-conviction courts findings does not lead us to an
opposite conclusion than that reached by the post-conviction court. We have held
that counsel may make a reasonable tactical decision to humanize a capital defendant
as an alternate strategy to presenting similar mental health evidence. See Conner v.
State, 711 N.E.2d 1238, 12451 (Ind. 1999), cert. denied, 121 S. Ct. 81
(2000). In Conner, the defendant argued that trial counsel failed to conduct
a reasonable penalty phase investigation, to provide the jury with any meaningful explanation
of the crimes, and to present available mitigating evidence of the defendants childhood
traumas, mental disabilities, and intoxication. Id. This Court rejected Conners claim
of ineffective assistance of counsel, noting that:
The record indicates that in the penalty and sentencing phases defense counsels stra
tegy
was to humanize the defendant, an appropriate strategic decision. Defense counsel presented
opening and closing arguments and testimony from several witnesses in order to present
evidence of the defendants background, including alcohol, drug, and family problems, his relationships,
his good qualities, his employment history, and his relatively minor criminal history. ...
Id. (emphasis added). Cf. Meredith v. State, 679 N.E.2d 1309, 1312 (Ind. 1997)
(Appellants counsel had no reason ... to raise the issue of mental capacity.
In fact, arguing that Appellant lacked the mental capacity to form the
requisite intent would have been contrary to Appellants claim Appellant contended that
he did not do the crime, not that he did not intend to
do the crime.).
We find the evidence supports the post-conviction courts finding that counsel made a
similar strategic decision here. Counsels penalty phase case portrayed Lambert as an
inherently decent person who committed an admittedly horrible crime during the throes of
severe intoxication and familial stress. To this end, trial counsel called a
number of witnesses, including: (1) Lamberts former employer, who testified that Lamberts crime
was out of his character and if Lambert was not going to prison
he would rehire him despite the fact that Lambert had stolen the murder
weapon from the employers office; (2) Lamberts mother, who testified about Lamberts violent
childhood and his close relationship with his then two-year-old son;
See footnote (3) the sons
former foster parent, who testified that Lambert had an especially tender relationship with
his son so that the sons little eyes would light up and he
was just real happy whenever Lambert visited (R. at 5916); (4) an expert
in toxicology, who testified that Lamberts alcoholism and level of intoxication clouded his
a
ctions on the night of the killing; (5) several ministers and employees from
the jails where Lambert was being held, who testified to his amiable demeanor
and caring attitude; and (6) a jailer who testified that Lambert spoke with
the teenaged nephew of a police officer to encourage the boy to stay
out of trouble.
Precedent supports the post-conviction courts conclusion that it was reasonable for counsel to
emphasize Lamberts character and not use or rely on complicated mental health evidence
that the post-conviction court found to have questionable weight. See, e.g., Canaan
v. State, 683 N.E.2d 227, 234 (Ind. 1997) (Counsel is permitted to make
strategic judgments not to present certain types of mitigating evidence, including evidence of
defendants background.); Timberlake v. State, 690 N.E.2d 243, 261 (Ind. 1997) (As a
matter of trial strategy, a defense counsel in a capital case may decide
what is the best argument to present during the penalty phase.), cert. denied,
525 U.S. 1073 (1999).
Lambert counters the post-conviction courts conclusion by arguing that counsels tactical choice was
not reasonable because it was not supported by sufficient investigation. [I]n order
to make a reasonable tactical decision, counsel must have adequately investigated the clients
case because strategic choices made after less than complete investigation are reasonable precisely
to the extent that reasonable professional judgments support the limitations on investigation. State
v. Holmes, 728 N.E.2d 164, 172 (Ind. 2000) (quoting Strickland, 466 U.S. at
690-91), petition for cert. filed, (U.S. Jan. 29, 2001) (No. 00-8381).
Here, as will be discussed, counsel did undertake an investigation of Lamberts mental
health. Thus the legal question we are presented with is whether trial
counsels professional judgments with respect thereto supported the extent of the investigation.
Id.
Trial counsel consulted with a clinical psychologist, Dr. Robert Ten Eyck, who testified
at trial.
See footnote Dr. Ten Eyck administered several psychological tests to Lambert.
From one of these tests, Dr. Ten Eyck concluded that Lambert may be
somewhat more emotionally excitable pe
rhaps than some other folks. And many people with
that indication sometimes behave impulsively under pressure. (R. at 6134.) Both post-conviction
experts testified that Lamberts brain condition would result in just such a lack
of control over impulses. Even with this information in front of them,
trial counsel opted to humanize Lambert and downplay his lack of control.
In fact, they actually enlisted Dr. Ten Eycks testimony to support their mitigation
theory: He still cant see himself as a person who could do that
if it hadnt been for the alcohol. ... He now feels like maybe
he could pay back what happened by helping some other people realize that
what can happen when you use alcohol and drugs.
During the post-conviction hearing, Lamberts lead trial counsel testified that Dr. Ten Eyck
did not speak with Lambert until jury selection had begun and that this
late arrival to the case hampered their ability to develop him as a
witness. However, Dr. Ten Eycks penalty phase testimony spans 42 pages of
the record, the second-most of any of Lamberts penalty phase witnesses by a
wide margin.
See footnote During this testimony, Dr. Ten Eyck was able to present
several medical conclusions, i
ncluding that Lambert possesses average intelligence, suffers from depression,
See footnote and
di
splays immature personality traits. He defined an immature personality as one having
a rather one-sided view or somewhat self-centered view of relationships in general.
A tendency to be more easily aroused to feelings of inadequacy or inferiority.
(R. at 6144.)
Given that trial counsel co
nsulted an expert and made
extensive use of that experts testimony, we find that counsel made sufficient investigation
here to warrant reliance on their penalty phase theory.
He also argues that appellate counsel should have argued for a reversal based
on the trial courts admission of photographs of the victim with family members.
As we determined in Part III-B, supra, these pictures were part of
the victim impact evidence that was discussed on direct appeal.
Lastly, Lambert argues that his appellate counsel were ineffective for failing to attack
the reliability of the death sentence on direct appeal. Appellants Supp. Br.
at 6. He contends that counsel should have argued that the sentence
was unreliable because: (1) counsel failed to investigate and present mitigation evidence in
the form of Lamberts mental disorders; (2) the trial court relied on non-statutory
aggravating circumstances and failed to consider mitigating circumstances supported by the record; and
(3) Lambert was not present during resentencing. Id.
First, for the same reasons we affirmed the post-conviction courts conclusion that trial
counsel were not ineffective for failing to present the mental health evidence Lambert
introduced in the post-conviction proceedings, we also affirm the post-conviction courts conclusion that
appellate counsel were not ineffective for failing to argue that the sentence was
unreliable on this ground.
Second, Lambert argues that his appellate counsel were ineffective for failing to argue
that the sentence was unreliable because the trial court considered non-statutory aggravating circumstances
and did not consider all the mitigating evidence Lambert presented. Appellants Supp.
Br. at 6. However, our opinion on direct appeal operates as res
judicata as to Lamberts claims in regards to the aggravating and mitigating circumstances.
See Lambert, 643 N.E.2d at 355. As we noted in the
direct appeal, we initially remanded so that the trial court could consider mitigating
evidence of intoxication. The trial court subsequently entered an order that contained what
we called a lengthy and detailed evaluation of each possible aggravator and each
possible mitigator. Id. We then held that the trial court considered
all proper mitigating circumstances and did not consider any non-statutory aggravating circumstances.
Id.
Third, Lambert argues that his appellate counsel were ineffective because they failed to
argue that his sentence was unreliable because he was not given an opportunity
to be heard at resenten
cing. Appellants Supp. Br. at 6. It is
unclear what Lambert means by resentencing. To the extent this reference is
to our appellate reweighing of the aggravating and mitigating factors, we have already
analyzed that claim in Part I, supra. To the extent Lambert is
referring to the revised sentencing order entered after remand, Lambert offers no argument
to support such a claim. As such, we have no basis on
which to grant relief. See Ind. Appellate Rule 8.3(A)(7) (West 1999).
Second, Lambert argues that the State had a constitutional obligation to disclose any
agre
ement it struck with Garske in exchange for testimony. He argues that
the States failure to do so violated Brady v. Maryland, which requires the
State to disclose material, exculpatory evidence in its possession. 373 U.S. 83,
87 (1963).
The post-conviction court found that there was no sentence reduction agreement between the
State and Garske when Garske testified. Appellants Appendix at 41. Our
review of the record indicates that there was evidence to support the post-conviction
courts finding.
To establish the existence of an agreement, Lambert pointed to Garskes release from
prison pursuant to a sentence modification signed by the prosecutor just six days
after trial. He also cited a sworn affidavit signed by Garskes attorney
stating that the prosecutor advised him
that if Mr. Garske provided testimony at Mr. Lamberts capital trial consistent with
the information he provided, the State would be receptive to a second Petition
for Modification of Sentence. I had the clear impression that if Mr. Garske
provided the testimony desired by the State, his sentence would be reduced, or
that he would be released from custody. I advised Mr. Garske of
my belief that he would secure sentencing relief in exchange for his testimony.
It was my understanding that Mr. Garske shared that belief. ... Shortly after
Mr. Garske testified for the State at Mr. Lamberts trial, the [prosecutor] advised
me to file a second Petition for Modification.
(R.P-C.R. at 1365-66.)
See footnote
This petition was granted and Garske was released
on November 22, 1991. Garske never testified at the post-conviction stage.
The State countered Lamberts argument by pointing to the prosecutors post-conviction aff
idavit stating
that
At no time did the undersigned ... in any fashion indicate to anyone
the States intention to condition any action upon Mr. Garskes past or proposed
Petition to Modify Sentence upon his actual or anticipated testimony in this cause.
To the contrary, both Mr. Garske and his counsel were specifically advised ...
that no such promise or inference could or would be made by the
State. At no time did the undersigned advise [Garskes attorney or Garske] that
the State would be receptive to a petition for modification of the sentence
of Mr. Garske in return for any testimony.
(R.P-C.R at 2094.) The prosecutor similarly testified at a deposition that prior
to trial he admonish[ed Garske that he was not] making any promises, any
deals in exchange for his testimony. (R.P-C.R. at 2127.) The State also
introduced an affidavit from Garskes attorney that stated
I do not believe that there was any explicit or confirmed promise by
the [prosecutor] to agree to a sentence reduction in exchange for Garskes testimony
... . but I felt based on my discussion with [the prosecutor] that
the State would agree to a sentence reduction for Garske if he testified
as expected by the State.
(R.P-C.R. at 2097.)
The evidence on this point was in conflict and it was up to
the post-conviction judge to sort out the credibility of these witnesses. See
State v. McCraney, 719 N.E.2d 1187, 1191 (Ind. 1999) (Whether a witness testimony
at a postconviction hearing is worthy of credit is a factual determination to
be made by the trial judge who has the opportunity to see and
hear the witness testify.). We examine only the probative evidence and reasonable
inferences that support the post-conviction courts determination and we neither reweigh the evidence
nor judge the credibility of witnesses. Bivins v. State, 735 N.E.2d 1116,
1122 (Ind. 2000). The post-conviction court evaluated this evidence and determined that
there was no sentence reduction agreement between the State and Garske when Garske
testified. Appellants Appendix at 41. The post-conviction court could reasonably have
placed much weight on the disinterested testimony of Garskes attorney, who stated that
he had a clear impression that Garske would be released if he testified
(R.P-C.R. at 1365-66) but understood that there was [no] explicit or confirmed promise
by the [prosecutor] to agree to a sentence reduction in exchange for Garskes
testimony. (R.P-C.R. at 2097.)
Without an explicit agreement, Garskes unilateral expectation of sentence relief does not wa
rrant
reversal on Brady grounds. When a witness hopes for leniency in exchange for
his testimony and the State neither confirms nor denies that hope, there is
no concrete agreement requiring disclosure. The witnesss expectations, coupled with evidence of
a deal after the in-court testimony of the witness, are insufficient to require
that a disclosure be made. Rubalcada v. State, 731 N.E.2d 1015, 1023-24 (Ind.
2000). See also Abbott v. State, 535 N.E.2d 1169, 1171-72 (Ind. 1989)
([W]e cannot agree with appellants conjecture that because Hinman was offered a plea
agreement after trial, one existed before trial. We have held that expectations
coupled with evidence that a prosecutor-accomplice/witness deal may have been consummated after the
in-court testimony is insufficient to bring the case within the
rule [of
Newman v. State, 263 Ind. 569, 334 N.E.2d 684 (1975).]).
Third, Lambert argues that the prosecutor should have disclosed possible impeachment evidence in
the form of Garskes application for substance abuse treatment in lieu of incarceration.
Specifically, a report issued in response to this application stated that Garskes interview
behavior was manipulative, at times, as evidenced by conflicting information regarding his alcohol
and drug use history (R.P-C.R. at 1216) and that he had difficulty giving
accurate answers. (Id.) The post-conviction court concluded that [a]ny evidence of Garskes
rejection from a substance abuse treatment program or his general character would not
have been admissible as impeachment. Appellants Appendix at 41.
Evidence Rule 608(b) states that [f]or the purpose of attacking or supporting the
witnesss credibility, other than conviction of a crime as provided in Rule 609,
specific instances may not be inquired into or proven by intrinsic evidence.
(emphasis added). See generally Pierce v. State, 640 N.E.2d 730, 732 (Ind. Ct.
App. 1994) (The rule [608(b)] prohibits impeachment of a witness by evidence of
prior bad acts unless the act is an infamous crime or a crime
probative of credibility. The reason for the Bad Acts rule is to
prevent the jury from inferring that the witness must be a liar merely
because he has done bad things.), transfer denied.
See footnote
The application and report
describe a prior bad act by showing that Garske had previously lied in
order to reduce his sentence. Lambert argues that his trial counsel should
have offered this prior bad act to show that because Garske has previously
attempted to use deceit to reduce a sentence, he was likely to do
so again. Rule 608(b) prohibits using prior bad acts to attack credibility
in this manner, and the post-conviction court was correct to conclude that even
had Lambert had this evidence, he could not have introduced it.
The fact that such evidence would have been inadmissible under the Rule of
Evidence does not necessarily resolve the
Brady claim. But a Brady violation
will warrant a reversal
only if there is a reasonable probability that, had
the evidence been disclosed to the defense, the result of the proceeding would
have been different. A reasonable probability is a probability sufficient to undermine confidence
in the outcome.
United States v. Bagley, 473 U.S. 667, 682 (1985).
The evidence from these treatment records only shows that Garske might have
shaded some of his statements during the intake interview for the prior offense.
We are of the opinion that this minor inroad into Garskes credibility
would not have overriden the clear evidence of Lamberts guilt in this case.
See discussion at Part III-D, supra. Moreover, trial counsel had the
opportunity to interview Garske prior to his testimony. They used what they
learned from this interview to cross-examine Garske on the fact he was currently
incarcerated for burglary and had committed other burglaries in the past.
Fourth, Lambert argues that his trial counsel were ineffective for failing to seek
a continuance when the State offered the Garske testimony at trial. Lambert
argues that in light of the fact that Ga
rskes testimony was not disclosed
in advance of trial as required by the courts discovery order, counsel should
have sought a continuance and investigated Garske. Appellants Supp. Br. at 4-5.
He argues that this investigation would have uncovered impeachment evidence in the
form of an agreement with the prosecutor and the records pertaining to Garskes
application for substance abuse treatment in lieu of incarceration. Id. at 4.
It is true that the proper course of action when faced with
a discovery violation is to seek a continuance. See Warren v. State,
725 N.E.2d 828, 832 (Ind. 2000); Jenkins v. State, 627 N.E.2d 789, 799
(Ind. 1993). However, Lambert suffered no prejudice from his counsels failure to
seek a continuance because there would have been no such impeachment evidence to
present to the jury. The post-conviction court found that no agreement existed
and we have already held that the records Lambert cites could not have
been admitted into evidence.
Fifth, Lambert argues that Garskes testimony was false and misleading and unreliable and
that trial and appellate counsel were ineffective for failing to argue that this
testimony was unreliable. Appellants Br. at 50, Appellants Supp. Br. at 4-5.
However, the post-conviction court specifically found that the testimony was neither false
nor misleading and found it to be reliable. Appellants Appendix at 40,
42. Our review of the record indicates that there was evidence to
support the post-conviction courts findings of fact. As with the sentence reduction
agreement, it was up to the post-conviction judge to make this credibility determination.
See McCraney, 719 N.E.2d at 1191.
Finally, Lambert asserts that trial and appellate counsel were ineffective for failing to
argue that the trial court judge impermissibly relied on Garskes testimony when weighing
the aggravating and mitigating circumstances. Appellants Supp. Br. at 5. Lambert
cites the judges reference to Garskes testimony during sentencing to support his claim
that he would have received a different sentence had counsel exposed Garskes unreliability
at either the trial or sentencing stage. However, we have held that
the post-conviction court could determine that Garske was reliable. In any event,
we believe that any sentencing error resulting from the judges use of Garskes
testimony was rectified by our reweighing of the aggravating and mitigating factors in
our opinion on rehearing. See Lambert v. State, 675 N.E.2d 1060, 1065
(Ind. 1996).
Conclusion
SHEPARD, C.J., and DICKSON, BOEHM, and RUCKER, JJ., concur.