FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
BELLE T. CHOATE JEFFREY A. MODISETT
Indianapolis, Indiana Attorney General of Indiana
JOHN B. HERRIMAN
Deputy Attorney General
Indianapolis, Indiana
CASEY SAMS, )
)
Appellant-Defendant, )
)
vs. ) No. 49A02-9609-CR-577
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
OPINION - FOR PUBLICATION
2. Did the trial court abuse its discretion in admitting into evidence
Sams's motor vehicle driving record in its entirety?
We affirm.
The facts most favorable to the judgment are as follows. Jaren Trammell testified that
while she and her six-year-old daughter Kelly were walking down Prospect to a gas station
at about 6:00 p.m. on December 2, 1995, Sams drove his car over the curb and approximately
three feet onto the sidewalk, nearly striking Kelly. Trammell comforted Kelly and then
castigated Sams, who, by that time, had backed up his car and parked it in the street close to
Trammell. According to Trammell, Sams appeared to be drunk, smelled of beer, had
numerous beer cans in his car, and told Trammell, "Oh, I didn't hit her, she's fine. I ain't
gonna hurt no kid." Record at 166. Sams also made a comment to Trammell to the effect
that his car had "died". Record at 175. Sams then went up to an apartment building and
knocked on one of the doors. Trammell and Kelly continued on to the gas station. When the
two were returning home from the gas station about fifteen minutes later, Trammell saw
Sams come out of a bar, get back into his car, and unsuccessfully attempt to start it.
According to Trammell, she then telephoned the police, but they declined to respond
because, by that time, Sams was no longer in his car. Trammell went home and told her
husband about the incident. Trammell's husband went outside to confront Sams, and
Trammell also went out and again encountered Sams. According to Trammell, Sams had on
the same clothing each time she encountered him that day.
At some point, Trammell again called the police. When police officers arrived, Sams
identified himself as "Junior A. Sams", Record at 185, and gave officers several different
dates of birth and different Social Security numbers. He was unable to produce any
identification. Sams claimed that his brother had been driving the car. He also denied both
that he had been driving and that the car belonged to him, but the police found paperwork
and two bottles of prescription medicine bearing Sams's name in the car and keys to the car
in Sams's pocket. At that point, Sams fled from the scene, but he was apprehended a short
time later. The car was towed from the scene.
At trial, Trammell and the police officers called to the scene unequivocally identified
Sams as the man they had encountered on December 2, 1995.
In his defense, Sams presented the testimony of his mother, who claimed that she gave
Sams a ride to the corner of Prospect and State at approximately 6:00 p.m. on December 2,
1995. Sams also presented the testimony of his friend, Robert Wade. Wade claimed that
Sams's brother Carl looked "almost identical"to Sams, Record at 263, that the car matching
the description of the one involved in this case belonged to Carl, and that he (Wade) and Carl
had been drinking at a friend's house on December 2, 1995 when they decided to go to a local
bar. Wade also claimed that, after Carl drove his car to the bar that evening, the car's engine
quit, and Carl went into the bar to call Sams for assistance in getting the car started. Wade
further claimed that he never saw Sams that evening, but that the car was gone when they left
the bar.
Sams also testified in his own defense at trial and denied that he had driven a car on
December 2, 1995. He claimed that his brother Carl had called and asked him for assistance
in getting his car started. Sams claimed that his mother drove him to the bar where the car
was located, and that, while he was trying to get the car started, Trammell walked by, called
him names, and claimed that he almost ran her over.
Before and during trial, Sams offered to stipulate to the fact that his license had been
suspended for life. Sams's entire driving record consisted of many serious offenses,
including, among others, reckless driving and numerous offenses of operating a vehicle while
his driving privileges were suspended, OWI, and operating a vehicle as an habitual traffic
offender. He argued that the entire driving record would be highly prejudicial and, given his
offer to stipulate, would have little or no probative value and its admission into evidence
would violate Rule 403 of the Indiana Rules of Evidence. The State refused to accept the
stipulation offered by Sams, and the trial court allowed the State to establish its case by
introducing evidence of Sams's entire driving record.
At no time did Sams request that the trial court instruct the jury that it was to consider
Sams's entire driving record for the limited purposes of establishing that his license had been
suspended for life and his knowledge of such suspension.
The jury found Sams guilty of the charged offenses.
As noted above, while it is generally true that the prosecution is entitled to prove its case by evidence of its own choice, and a criminal defendant may not stipulate his way out of the full evidentiary force of the case to be presented against him, the United States Supreme Court recently determined that this general rule has virtually no applicability where the point at
issue is a defendant's legal status that is independent of criminal behavior later charged
against him. Old Chief, 117 S.Ct. 644.
In Old Chief, the defendant was charged with violating a federal statute which
prohibited the possession of a firearm by anyone with a prior felony conviction. Like Sams
in this case, Old Chief offered to stipulate to the prior-conviction element. Old Chief argued
that his offer to stipulate rendered evidence of the name and nature of his prior offense--
assault causing serious bodily injury--inadmissible because the probative value of such
evidence was substantially outweighed by the danger of unfair prejudice. The trial court
admitted the judgment record for the prior conviction into evidence, and Old Chief was
convicted of the charged offense. The United States Supreme Court stated:
Given [the] peculiarities of the element of felony-convict status and of
admissions and the like when used to prove it, there is no cognizable
difference between the evidentiary significance of an admission and of the
legitimately probative component of the official record the prosecution would
prefer to place in evidence. For purposes of the Rule 403 weighing of the
probative against the prejudicial, the functions of the competing evidence are
distinguishable only by the risk inherent in the one and wholly absent from the
other. In this case, as in any other in which the prior conviction is for an
offense likely to support conviction on some improper ground, the only
reasonable conclusion was that the risk of unfair prejudice did substantially
outweigh the discounted probative value of the record of conviction, and it was
an abuse of discretion to admit the record when an admission was available.
Old Chief, 117 S.Ct. at 655. While the Court limited its holding in Old Chief to cases involving proof of felon status, we believe that its reasoning is equally applicable in cases such as the one before us. Accordingly, in light of the Supreme Court's recent opinion in Old Chief, we are persuaded that the trial court abused its discretion in admitting into evidence
Sams's entire motor vehicle driving record instead of allowing Sams to admit that his license
was suspended for life. However, we are not persuaded that this error mandates reversal of
Sams's convictions.
Because of the strong evidence of Sams's guilt in this case and because Sams did not
request a limiting instruction informing the jury that his driving record was to be used for the
limited purposes of establishing that his license was suspended for life and his knowledge
of such suspension, we deem the erroneous admission into evidence of Sams's entire driving
record to be harmless. See Humphrey v. State, 680 N.E.2d 836 (Ind. 1997) (the onus for
securing a limiting instruction is on the parties, and a defendant's failure to request an
admonition waives any error based upon the absence of such an admonition).
Judgment affirmed.
KIRSCH, J., concurs.
DARDEN, J., dissents with separate opinion.
IN THE
COURT OF APPEALS OF INDIANA
CASEY SAMS, )
)
Appellant-Defendant, )
)
vs. ) No. 49A02-9609-CR-577
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
DARDEN, Judge, dissenting
I agree with the majority's conclusion that the trial court abused its discretion in
admitting Sams' entire motor vehicle driving record into evidence. It is from the majority's
conclusion that the admission of this evidence was harmless that I respectfully dissent.
An error is not harmless if it prejudices the defendant's substantial rights. Bonner v.
State, 650 N.E.2d 1139, 1141 (Ind. 1995); See also Ind.Trial Rule 61. In determining
whether the defendant's substantial rights were prejudiced , we must assess the probable
impact of the improperly admitted evidence upon the jury. Bonner, 650 N.E.2d at 1141. The
improper admission of evidence is harmless error when the conviction is supported by
substantial independent evidence of guilt sufficient to satisfy the reviewing court that there
is no substantial likelihood that the questioned evidence contributed to the conviction. Id.
A reversal may be required if the record as a whole discloses that the erroneously admitted
evidence was likely to have had a prejudicial impact upon the mind of the average juror,
thereby contributing to the verdict. Id.
In my opinion, despite other evidence of the defendant's guilt, the erroneously
admitted record was likely to have had an impact upon the jury such that it prejudiced Sams'
substantial rights. Conflicting evidence was presented to the jury regarding whether Sams
or his brother operated the vehicle during the period in question. The jury, faced with the
responsibility of determining the facts and weighing the credibility of witnesses, was
subjected to highly prejudicial evidence of Sams' driving record consisting of numerous
serious offenses, including reckless driving and operating a vehicle while his driving
privileges were suspended, operating while intoxicated, and operating as an habitual traffic
offender. This evidence of extrinsic offenses and bad acts was substantial and undoubtedly
focused the jury's attention on Sams' character and his propensity to commit driving offenses
rather than the conduct for which he was charged. In view of the nature, scope, and number
of offenses contained in the exhibit at issue, I cannot conclude that there was no substantial
likelihood that this evidence contributed to the conviction, and thus I decline to find the error
harmless.
Furthermore, I do not believe that Humphrey v. State, 680 N.E.2d 836 (Ind. 1997)
supports the majority's conclusion that the error in question was harmless. In Humphrey, the
defendant argued that the trial court erred in failing to admonish the jury not to consider a
witness' prior inconsistent statement as substantive evidence. Id. at 839. Our supreme court
found that Ind.Evidence Rule 105 places the onus for securing a limiting admonition on the
parties, and concluded that the defendant's failure to request an admonition waived any error
based upon the absence of such an admonition. Id. Humphrey did not involve a
determination of whether erroneously admitted evidence prejudiced the substantial rights of
the defendant. Thus, Humphrey is not applicable to the case at bar.
I would reverse the judgment of the trial court and remand for a new trial.
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