FOR PUBLICATION
ATTORNEY FOR APPELLANT:
GLENDA SMITH
Hamilton, Ohio
JOSEPH JOHNSTON, ))
OPINION- FOR PUBLICATION
Appellant-respondent Joseph Johnston appeals the trial courts judgment ordering him to pay post-secondary
education child support for his two children, claiming that the Lake Superior Court
lacked personal jurisdiction over him because he had no contacts in Indiana and
never waived the issue of jurisdiction. Johnston also argues that the Petition
to Modify Divorce Decree that was filed by his former wife, appellee-petitioner Terry
Johnston, failed to meet the statutory criteria regarding a request for the payment
of child support. Concluding that the trial court improperly exercised its jurisdiction
over Joseph with respect to the payment of child support, we reverse the
judgment and remand this cause to the trial court with instructions that it
dismiss Terrys request for support.
Appellants App. p. 31. It was also determined that Joseph had tendered
discovery requests to Terry regarding the emancipation of the children, and that he
had moved for sanctions for Terrys noncompliance with the discovery. Appellants App.
p. 31. The trial court commented at the hearing that
Attorney Smith has been signing the documents as the attorney for Mr. Johnston
and then she files with the Court on October 13, its dated October
15, 2002 where she then enters her appearance for the purpose of contesting
personal jurisdiction. She cant have it both ways.
Tr. p. 7.
On October 15, 2002, Josephs counsel filed an appearance in this action for
the sole purpose of contesting personal jurisdiction. Appellants App. p. 50.
Joseph also submitted a proposed order and judgment on the pleadings with respect
to the motion to dismiss that had been filed. Another order issued
by the trial courtdated October 18, 2002denied the motion for judgment on the
pleadings and ordered Joseph to pay $150 in attorneys fees to Terrys counsel.
The trial court did not immediately rule on the motion to dismiss.
Rather, another hearing was conducted on November 15 regarding the support issues
that Terry had presented. While Joseph had notice of that hearing, neither he
nor his counsel appeared.
In the end, after hearing the evidence with regard to college expenses that
the children had incurred, the trial court stated on the record that Joseph
needs to pay two-thirds of all tax bills and he is ordered to
pay two-thirds of his child, [J.J.s] college and two-thirds for his daughter.
Tr. p. 44. The trial court also stated that it would issue
a wage withholding order to have the amount taken directly from Josephs wages.
Sometime after this hearing, Josephs counsel telephoned the Lake Superior Court Clerks Office
to see what had transpired in the case. That office informed her
that the last entry that had been made in the matter was a
wage assignment. Josephs counsel then contacted Terrys attorney, whereupon he faxed her
a copy of an order granting Terrys petition to modify the dissolution decree.
The order affirmed that Joseph was to pay two-thirds of all past
bills incurred by J.J. while he attended college, as well as his current
college bills. Joseph was also ordered to pay two-thirds of the college
expenses for D.J. The order went on to state that: The
Court finds that the past amounts have (sic) for [J.J.s] college are $7,390.00.
. . . The Court finds that the past amounts for [D.J.s]
college have been $1,735.00. . . . Thus, Respondent, Joseph . .
. has an arrearage of (2/3) of $1,735.00 . . . for [D.J.].
Appellants App. p. 64. Following the entry of this order, Terrys
counsel mailed a verified motion for contempt citation and proposed orders on May
3, 2004, as a result of Josephs failure to pay the $150 attorney
fee amount. Joseph now appeals.
(2) the individual submits to the jurisdiction of Indiana by:
(A) consent;
(B) entering an appearance, except for the
purpose of contesting jurisdiction; or
(C) filing a responsive document having the
effect of waiving contest to personal jurisdiction;
(3) the individual resided in Indiana with the child;
(4) the individual resided in Indiana and has provided prenatal expenses or support
for the child;
(5) the child resides in Indiana as a result of the acts or
directive of the individual;
(6) the individual engaged in sexual intercourse in Indiana and the child:
(A) has been conceived by the act
of intercourse; or
(B) may have been conceived by the
act of intercourse if the proceeding is to establish paternity;
(7) the individual asserted paternity of the child in the putative father registry
administered by the state department of health under IC 31-19-5; or
(8) there is any other basis consistent with the Constitution of the State
of Indiana and the Constitution of the United States for the exercise of
personal jurisdiction.
Ind. Code § 31-18-2-1. Notwithstanding the above, however, our supreme court has
also determined that a judgment entered without minimum contacts violates the Due Process
Clause of the Fourteenth Amendment. In re Paternity of A.B., 813 N.E.2d
1173, 1175 (Ind. 2004). That is, an Indiana tribunal can exercise personal
jurisdiction over a nonresident only upon satisfaction with eight enumerated conditions intended to
satisfy due process requirements. Id. In Stidham, it was observed
that
A court simply has no power over persons who have no contact with
their territory, unless and until there is a response or an appearance and
the lack of personal jurisdiction is not protested. Accordingly, if Stidham is
correct that no minimum contacts existed, then the Indiana trial court did not
have personal jurisdiction over him and its effort to exercise that power was
a nullity.
Stidham, 698 N.E.2d at 1155.
Here, Joseph claims
the trial court never obtained jurisdiction over him because, among other things, he
never waived jurisdiction in favor of Indiana. Joseph argues that the trial
court erred in finding that personal jurisdiction under UIFSA existed because he allegedly
signed a Verified Joint Notice of No Contested Issue and Waiver of Final
Hearing in the dissolution matter. Appellants Br. p. 15. Inasmuch as
the UIFSA provisions apply in the establishment, enforcement or modification of support matters
or with respect to the determination of paternity issues, Joseph argues that his
waiver of the final hearing in the dissolution matter is not attendant to
a proceeding to establish, enforce or modify a support order. Therefore, Joseph
urges that the basis for the trial courts finding of jurisdiction was incorrect.
Appellants Br. p. 15.
In addressing this contention, Joseph correctly points out that a dissolution action does
not require in personam jurisdiction of both parties, yet a proceeding with regards
to a support order is incident to the marriage and requires the in
personam jurisdiction of both parties. And Joseph properly asserts that the UIFSA
provisions are not applicable in dissolution matters. See I.C. § 31-18-2-1.
In addition to the above, we note that In re Paternity of T.M.Y.,
725 N.E.2d 997 (Ind. Ct. App. 2000), trans. denied, offers some guidance on
this issue. In T.M.Y., Yorkwho lived in Indiana and was the mother
of a child who was born in 1980filed a paternity petition against Nickels,
the childs alleged father, in 1982. When the petition was filed, Nickels
was in the military and was stationed in Washington State. Although copies of
the summons and notice to appear for the paternity hearing were sent to
Nickels at the Washington base, he failed to appear at the hearing.
The trial court heard testimony from York concerning the paternity of the child.
York testified that she had sexual intercourse with Nickels approximately five
times during the month that the child had been conceived and that she
did not have intercourse with any other men during the two months preceding
or following that particular month. York also testified that Nickels represented to
his family and friends that the child was his. Following the hearing,
Nickels was found to be the childs father, and the trial court ordered
him to pay $25 per week in child support. Id. at 1000.
Upon receiving the order, Nickels began paying child support from June 28, 1982
until October 29, 1984, when he stopped the payments. Also, Nickelss wife wrote
to the trial court disputing the finding that Nickels had fathered Yorks child.
York then petitioned the trial court to find Nickels in contempt for
willfully refusing to pay child support for over thirteen years. On the
day of the contempt hearing, Nickels filed a motion to set aside the
1982 judgment and requested DNA paternity testing. Nickels motion was denied and,
following the hearing, the trial court determined that Nickels was in arrears in
the amount of $19,956. Hence, Nickels was ordered to make weekly support
payments and weekly arrears payments of $35.00. Id. On appeal, Nickels
arguedamong other thingsthat the 1982 paternity judgment was void because the court lacked
personal jurisdiction over him.
In affirming the trial courts judgment, we acknowledged that Nickels voluntarily submitted to
the jurisdiction of the court by paying on the child support order for
over two years. Id. at 1002 (emphasis added). In arriving at this
result, we cited Stidham for the proposition that [a] court simply has no
power over persons who have no contact with their territory unless and until
there is a response or an appearance and the lack of personal jurisdiction
is not protested. Id. at 1002 (quoting Stidham, 698 N.E.2d at 1155).
We also recognized that a claim of lack of personal jurisdiction may be
waived. Paternity of T.M.Y., 725 N.E.2d at 1002. That is, even
though a judgment rendered without personal jurisdiction is a nullity from the start,
a party against whom the court entered the judgment can ratify a judgment
that was originally null. Id. Along these lines, we observed that
Nickels is estopped from asserting lack of personal jurisdiction as he voluntarily submitted
to the courts jurisdiction by paying on the child support order for over
two years. This court has held when a party either seeks affirmative
relief from a court or fails to object in a timely manner to
the jurisdiction of a court, he has voluntarily submitted his person to that
court.
Id. at 1003 (emphasis added).
Unlike the circumstances in T.M.Y., the record here demonstrates that Josephs prior acts
were, indeed, consistent with his current position attacking the alleged lack of the
trial courts jurisdiction over him. To be sure, Josephs counsel made it
clear that she was entering her appearance solely for the purpose of contesting
jurisdiction. And Joseph never made support payments under a signed order as Nickels
did in T.M.Y. While Joseph may have tendered some discovery requests
that pertained to the merits of this case, we have recognized that a
party who questions the trial courts jurisdiction over his person is still permitted
to defend against the action brought against him. That is, he is
not required to sit idly by and permit the other party to prevail
while hoping that he might win the jurisdictional issue on appeal.
See footnote
See
State v. Omega Painting, Inc., 463 N.E.2d 287, 292 n. 5 (Ind. Ct.
App. 1984) ( recognizing that a contrary conclusion could well invite rash or
hasty pleading, or the risky acceptance of a default judgment in the hope
that it could later be set aside for lack of personal jurisdiction.
This is clearly not the type of practice our rules of procedure envisioned.),
opinion on rehg 464 N.E.2d 940 (Ind. Ct. App. 1984) (correcting factual misstatement
in original opinion), trans. denied. Hence, the motions that Joseph filed
in this case did not rise to the level of consent to the
trial courts jurisdiction over his person. To be sure, in examining the provisions
of UIFSA, there is no evidence demonstrating that any event occurredor that Joseph
did anythingthat would have subjected him to the jurisdiction of the Indiana courts.
Hence, the trial court erred in determining that it had jurisdiction over
Joseph in this case and in entering the support order.
The judgment of the trial court is reversed, and this cause is remanded
with instructions that Terrys request for support be dismissed.
See footnote
KIRSCH, C.J. and BARNES, J., concur.