FOR PUBLICATION
ATTORNEY FOR APPELLANT
: ATTORNEYS FOR APPELLEE:
STEVEN E. RIPSTRA KAREN FREEMAN-WILSON
Jasper, Indiana Attorney General of Indiana
EILEEN EUZEN
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
STEVE T. ALLEN, )
)
Appellant-Defendant, )
)
vs. ) No. 59A01-0004-CR-123
)
STATE OF INDIANA, )
)
Appellee. )
APPEAL FROM THE ORANGE CIRCUIT COURT
The Honorable R. Michael Cloud, Special Judge
Cause No. 59C01-9706-CF-028
March 7, 2001
OPINION - FOR PUBLICATION
SULLIVAN, Judge
Appellant, Steve T. Allen, challenges his convictions for four counts of Burglary,
See footnote all
Class B felonies, four counts of Theft,See footnote all Class D felonies, one count
of Possession of Marijuana,See footnote a Class A misdemeanor, and a determination that he
is an Habitual Offender.See footnote Allen presents six issues upon appeal, which we
restate as follows:
(1) Whether the trial court erred in admitting evidence obtained in a warrantless search
of Allens home;
(2) Whether there was sufficient evidence to support the convictions;
(3) Whether the trial court erred in allowing into evidence testimony pertaining to Allens
prior misconduct;
(4) Whether the trial court erred in instructing the jury;
(5) Whether Allen was denied effective assistance of counsel; and
(6) Whether the trial court improperly sentenced Allen.
We affirm.
The facts most favorable to the jury verdict reveal that at around 11:50
a.m. on June 18, 1997, Orange County Deputy Sheriff Troy Lobosky and Indiana
State Trooper Bill Flick responded to a report of a traffic accident in
Orange County. Upon arriving at the scene, Flick and Lobosky discovered that
Allen had driven his truck off the highway and struck a utility pole.
While at the accident scene, Flick and Lobosky noticed a set of
Callaway Big Bertha golf clubs in a black golf bag in the back
of Allens truck. Phillip Weeks, an employee of Osborns towing service, arrived
to tow Allens truck from the scene. After the police left the
scene, Larry and Janet Jones drove by the accident scene and offered to
give Allen a ride. Before leaving in the Jones van, Allen removed
the golf clubs, two rifles and a fireproof safe from his truck and
placed them in the van. After Weeks had towed the truck to
his employers shop, Allen returned and displayed a pistol to Weeks.
After leaving the accident scene, Flick was called to the residence of Zoe
Nelson. Ms. Nelson had left her home at 4:30 a.m. and returned
at approximately 2:00 p.m. to discover that there had been a break-in and
that a VCR and cash were missing from her home. Soon after,
Flick and Lobosky were called to the home of Craig Crecelius. Mr.
Crecelius had left home at 4:30 a.m. and his wife had left home
at 6:30 a.m. A repairman stopped by the Crecelius house later that
morning and noticed that a door to the house had been forced open.
Mr. and Mrs. Crecelius returned home in the afternoon to discover that
a Ruger .357 magnum handgun and a diamond ring were missing from their
home.
Shortly thereafter, Flick and Lobosky responded to a burglary report at the residence
of Steve and Kevin Pinnick. Both Steve Pinnick and Kevin Pinnick had
left home between 5:00 a.m. and 5:30 a.m. Upon returning home that
afternoon, Kevin called the police and reported that a window had been removed
from his house. Kevin also reported that a nine-millimeter Beretta handgun, a
Ruger .223 rifle with a scope, a Nikon 35mm camera, a Pulsar watch,
a set of Callaway golf clubs in a black leather bag with the
words Big Bertha written on the side, and a Taylor golf club had
been stolen. At this point, Lobosky and Flick discussed the golf clubs
seen in Allens truck and considered Allen as a suspect in the crimes.
The police received a report of yet another burglary at the home of
Doug Partenhiemer and Melissa Kunkler at 5:35 p.m. Ms. Kunkler was the
last to leave the home at 5:30 a.m. When Ms. Kunkler came
home at approximately 3:00 p.m., she realized that someone had removed her bathroom
window and entered the house, stealing a fireproof safe, a muzzle-loading gun with
a scope, a compound bow, two bracelets and a necklace.
Sometime that evening, Flick stopped by Osborns, where the tow-truck driver, Phillip Weeks,
told Flick that Allen had displayed a pistol to him earlier that day.
The next morning, Flick and Lobosky discussed Allens parole status and Lobosky
called Jason Thornberry, Allens parole officer to inform him that Allen had been
seen with a firearm. Allen was forbidden from possessing firearms as a
condition of his parole. Thereafter, Thornberry, accompanied by Flick and Lobosky,
went to Allens home to conduct a search. Thornberry asked Allen for
permission to search the house, and Allen consented. When Thornberry asked if
Allen had any firearms, Allen indicated that he did.See footnote
Thornberry searched Allens home and discovered the VCR taken from the Nelson home,
the golf clubs, a nine-millimeter handgun, a Ruger .223 rifle, and the watch
taken from the Pinnick home, the fire safe, muzzle-loading gun, two bracelets, and
necklace taken from the Partenhiemer-Kunkler home, and approximately twenty-five grams of marijuana.
The police then arrested Allen, who claimed he had received the stolen property
from an acquaintance, Ron Welch. Ron Welch consented to a search of
his home, and gave Flick the Ruger .357 magnum handgun stolen from the
Crecelius home.
Allen was charged with four counts of burglary, four counts of theft, one
count of possession of marijuana, and being an habitual offender. Allen filed
a motion to suppress the evidence obtained during the warrantless search of his
home. On May 25, 1999, the trial court held a suppression hearing,
and on June 7, 1999, denied Allens motion. The trial court concluded
that the search was reasonable as authorized under Allens parole agreement, and found
that Allen had consented to the search.
During trial, Flick testified that Allen, following his arrest, had offered to act
as a confidential police informant and make controlled drug buys. Believing this
to be in violation of the trial courts order concerning Ind.Evidence Rules 403
and 404(b), Allen objected and moved for a mistrial. The trial court
denied Allens motion for a mistrial, ruling that the comment referred to Allens
offer to work as a confidential informant.
Near the conclusion of the trial, Allen tendered a jury instruction regarding Receiving
Stolen Property.See footnote The trial court refused to give the instruction. The
jury found Allen guilty of four counts of burglary, four counts of theft,
and possession of marijuana. The jury later found that Allen was an
habitual offender. On December 17, 1999, the trial court, finding four aggravating
factors and no mitigating factors, sentenced Allen to a total of forty-five years
imprisonment.
I
Warrantless Search
Allen first claims that the trial court erred by admitting evidence obtained during
the warrantless search of his home, which he claims violated rights protected by
the Fourth Amendment to the United States Constitution.See footnote The admissibility of evidence
is within the sound discretion of the trial court, and will not be
disturbed by this court absent an abuse of this discretion.
Johnson v.
State (1999) Ind.App., 710 N.E.2d 925, 927. Upon review of a trial
courts ruling on a motion to suppress evidence, this court will examine the
evidence most favorable to the ruling, together with any uncontradicted evidence. Id.
We will neither reweigh the evidence nor judge the credibility of witnesses.
Id.
The Fourth Amendment to the United States Constitution provides that, The right of
the people to be secure in their persons, houses, papers, and effects, against
unreasonable searches and seizures, shall not be violated . . . .
The Fourteenth Amendment makes this protection applicable to actions by state officials.
Elkins v. United States (1960) 364 U.S. 206, 213. Generally, searches should
be conducted pursuant to a warrant supported by probable cause. Purdy v.
State (1999) Ind.App., 708 N.E.2d 20, 22. However, the United States Supreme
Court has determined that [a] States operation of a probation system . .
. presents special needs beyond normal law enforcement that may justify departures from
the usual warrant and probable-cause requirements. Griffin v. Wisconsin (1987) 483 U.S.
868, 873-74.
This court has held that a probationer is entitled to limited protection of
his privacy interests. Polk v. State (2000) Ind.App., 739 N.E.2d 666, 669.
Indeed, the Fourth Amendment requires that a search of a probationers home
be reasonable. Purdy, supra, 708 N.E.2d at 23; Griffin, supra, 483 U.S.
at 875. [A]ffording probationers lesser protections is predicated on the
premise that probation officers, or police working with probation officers, are conducting searches
connected to the enforcement of conditions of probation and not for normal law
enforcement purposes. Polk, supra at 669. When a search is not
conducted within the regulatory scheme of probation enforcement, a probationers normal privacy rights
cannot be stripped from him. Id. The State must demonstrate that
a warrantless search of a probationer was a true probationary search and not
an investigatory search. Purdy, supra, 708 N.E.2d at 23. A probation
search cannot be a mere subterfuge enabling the police to avoid obtaining a
search warrant.
See footnote
Id. Thus, courts must conduct a bifurcated inquiry.
First, a court should determine whether the search was indeed a parole or
probation search. If the search was not conducted within the regulatory scheme
of parole/probation enforcement, then it will be subject to the usual requirement that
a warrant supported by probable cause be obtained. If the search is
a true parole/probation search, then a court must determine whether the search was
reasonable.
The facts favorable to the ruling and the uncontradicted evidence show that Weeks
told the police that Allen had displayed a pistol to him in a
manner Weeks found intimidating. Lobosky then passed this information on to Allens
parole officer, Thornberry. Thornberry, accompanied by Flick and Lobosky, went to Allens
home, where Thornberry initiated and conducted a search.
See footnote Although the police had
given Thornberry a list of the items reported missing from the burglarized homes,
Flick testified that he did not expect to find any of the stolen
items at Allens house, and Thornberry testified that his main objective was to
determine if Allen was in possession of a firearm in violation of his
parole agreement. From this evidence, we agree with the trial courts determination
that the search was a true probation search conducted pursuant to Allens parole
agreement. Record at 502.
See Purdy, supra, 708 N.E.2d at 24
(holding that search was a valid probation search where police officer accompanied probation
officer on a routine sweep of probationers and searched defendants home only after
he smelled marijuana smoke); State v. Hajicek (2001) Wis., 620 N.W.2d 781, (police
officer cooperating with probation officer during search does not change a probation search
into a police search).
Still, Allen argues that the search was unreasonable because it was based upon
the uncorroborated hearsay of what Weeks had told Flick and Lobosky. The
threshold question is whether the facts and circumstances of the search made it
unreasonable within the meaning of the Fourth Amendment. Purdy, supra, 708 N.E.2d
at 24. To make this determination, we must balance the promotion of
legitimate governmental interests against the individuals Fourth Amendment rights. Id. As
per his parole agreement, Allen was subject to reasonable search by [his] supervising
officer . . . if the officer . . . has reasonable cause
to believe that [Allen] is violating or is in imminent danger of violating
a condition to remaining on parole. Record at 981. Thus, Allens
parole agreement echoed the Fourth Amendment requirement that the search be reasonable.
In support of his contention that the search was not reasonable, Allen cites
Jaggers v. State (1997) Ind., 687 N.E.2d 180, 183, and Conwell v. State
(1999) Ind.App., 714 N.E.2d 764. Jaggers, however, dealt with the requirements of
establishing probable cause to obtain a search warrant. As discussed above, searches
of probationers and parolees are an exception to the requirement that warrants be
supported by probable cause. The Conwell court held that the police officer
did not have probable cause to search the defendant after a traffic stop
based solely upon learning that he was a probationer and was in a
high-crime area. Id. at 767. Again, however, the Conwell court was
concerned with probable cause, not the reasonableness of a parole or probation search.
The facts of the present case can also be distinguished from those present
in Polk, supra, and Green v. State (1999) Ind.App., 719 N.E.2d 426.
In Polk, this court held that the police had no reasonable suspicion to
stop a probationer who turned away from the police while walking in a
high-crime neighborhood. Polk, supra, 739 N.E.2d at 669. In Polk, the
police were not even aware of the defendants probationary status. Id.
In Green, supra, this court held there was no reasonable suspicion to stop
the defendant, who was on work release, based only upon his presence in
an area known for drug activity. 719 N.E.2d at 429.
In the present case, Allen was seen by Weeks in possession of a
firearm. When this information was relayed by the police to Thornberry, he
conducted a search with the assistance of the police to determine whether Allen
had violated the terms and conditions of his parole agreement. We hold
that this information was sufficient cause to conduct a parole search of Allens
home. When the police told Thornberry that Allen had been seen with
a firearm, reasonable suspicion existed, and the probation search of Allens home was
reasonable within the meaning of the Fourth Amendment. See United States v.
Lewis (1995) 10th Cir., 71 F.3d 358, 362 (confidential informants tip, relayed to
parole agent by police held sufficient to establish reasonable suspicion to support search
of parolees residence); State v. Martinez (1991) Utah App., 811 P.2d 205, 210
(reasonable suspicion to search probationers apartment found where sheriffs deputy contacted defendants probation
officer concerning an alleged assault committed by defendant). The trial court did
not err in admitting the evidence gathered as a result of the search
of Allens house.
See footnote
II
Sufficiency of the Evidence
Allen claims that, even if it were proper for the trial court to
have admitted the evidence seized during the warrantless search of Allens home, there
was insufficient evidence to convict him of any crime except possession of marijuana.
The standard of review used by this court when reviewing claims of
insufficient evidence is well settled. Upon appeal, this court will neither reweigh
the evidence nor judge the credibility of witnesses.
Williams v. State (1999)
Ind.App., 714 N.E.2d 671, 672-73. We consider only that evidence favorable to
the verdict and all reasonable inferences to be drawn therefrom. Id. at
673. We will affirm the conviction where there is substantial evidence of
probative value from which the trier of fact could find guilt beyond a
reasonable doubt. Id.
Allen was convicted of several counts of burglary and theft. Indiana Code
35-43-2-1 states that [a] person who breaks and enters the building or structure
of another person, with intent to commit a felony in it, commits burglary,
a Class C felony. However, the offense is . . . a
Class B felony if . . . the building or structure is a
. . . dwelling. (Burns Code Ed. Repl. 1998). Dwelling means
a building, structure, or other enclosed space, permanent or temporary, movable or fixed,
that is a persons home or place of lodging. I.C. 35-41-1-10 (Burns
Code Ed. Repl. 1998). The statute defining theft reads, A person who
knowingly or intentionally exerts unauthorized control over property of another person, with intent
to deprive the other person of any part of its value or use,
commits theft, a Class D felony. I.C. 35-43-4-2(a) (Burns Code Ed. Repl.
1998).
A conviction of burglary or theft may be sustained by circumstantial evidence.
Williams, supra, 714 N.E.2d at 673. In addition, Allen acknowledges the rule
that the unexplained possession of recently stolen property provides support for an inference
of guilt of theft of that property See Jelks v. State
(1999) Ind.App., 720 N.E.2d 1171, 1174; Williams, supra, 714 N.E.2d at 673;
Gibson v. State (1989) Ind.App., 533 N.E.2d 187, 188. It
is also well established in the case law of this state that such
unexplained possession of recently stolen property will support a burglary conviction so long
as there is evidence that there was in fact a burglary committed.
Steele v. State (1985) Ind., 475 N.E.2d 1149; Ward v. State (1982)
Ind., 439 N.E.2d 156. See Dedrick v. State (1936) 210 Ind.
259, 2 N.E.2d 409; Smith v. State (1877) 58 Ind.
340. But see Kidd v. State (1988) Ind., 530 N.E.2d 287, 288
(suggesting that such possession will not suffice unless there is evidence that the
defendant participated in the burglary itself).
Possession remains unexplained when the trier of fact rejects the defendants explanation
as being unworthy of credit. Gibson, supra 533 N.E.2d at 188. When
determining whether possession was recent, we consider not only the length of time
between the theft and the possession but also the circumstances of the case
(such as defendant's familiarity or proximity to the property at the time of
the theft) and the character of the goods (such as whether they are
readily salable and easily portable or difficult to dispose of and cumbersome).
Morgan v. State (1981) Ind.App., 427 N.E.2d 1131, 1133. Where the length
of time between the crime and the possession is short, that fact itself
makes the possession recent. Id. at 1133-34.
Allen admits that the items gathered from his house were identified as, or
similar to, those stolen in the burglaries. Appellants Brief at 21.
However, Allen contests the States assertion that his possession of these items was
recent. Allen cites Gibson, supra, for the proposition that recent is a
lapse of time of less than twenty-four (24) hours. 533 N.E.2d at
189.
See footnote According to Allen, the time elapsed between the burglaries and the search
of his home was anywhere from twenty-eight to thirty-four hours. Therefore, according
to Allen, his possession of the stolen items was not recent, and there
is insufficient evidence to support his convictions. However, Allen disregards the evidence
which showed he was in possession of many of the stolen items within
twenty-four hours of the burglaries.
At trial, the State introduced evidence that demonstrated that someone had kicked in
a basement door at the Nelson home, entered, and taken a VCR.
The evidence also showed that someone had entered into the Crecelius house by
kicking in a door and taken a .357 magnum handgun. There was
also evidence that someone had broken into the Pinnick house through a window
and taken a set of Callaway Big Bertha golf clubs and a .223
rifle, and that someone had broken into the Partenhiemer-Kunkler house through a bedroom
window and taken a fireproof safe box and a muzzle-loading gun.
Lobosky testified that he saw a set of Callaway golf clubs in the
back of Allens truck after the traffic accident on June 18, 1997.
Flick testified that he saw the same golf clubs and a fire safe
in the back of Allens truck on that same day. Larry Jones,
who gave Allen a ride from the scene of the accident, testified that
he saw Allen remove a set of golf clubs, a fireproof safe, and
a muzzle-loading rifle from his truck and place them in Jones van on
June 18. Janet Jones also testified that she saw Allen take a
set of golf clubs, a fire box, and two guns from his truck
on the day of the burglaries. Record at 1643. Phillip Weeks
testified that he saw Allen remove a set of golf clubs and a
long gun from his truck on June 18. Furthermore, Ron Welch saw
Allen in possession of a .357 magnum handgun and a .223 rifle on
the day of the burglaries. Thus, there was evidence presented that Allen
was seen in possession of these stolen items on the same day that
the burglaries occurred. This is sufficient to support Allens convictions with regard
to this property.See footnote
Gibson, supra, 533 N.E.2d at 188. However, because
Allen was not seen in possession of the VCR stolen from the Nelson
home until the time of the search, we must determine whether Allens possession
of the VCR was also recent.
As stated above, Ms. Nelson left her home at approximately 4:30 a.m.
Allen wrecked his truck at approximately 11:50 a.m. that same morning. Thus,
the jury could have reasonably inferred that the burglary at the Nelson residence
occurred somewhere between these two times. Although the exact time is
unclear, the search of Allens home took place the next morning. The
jury could reasonably infer that the search of Allens home occurred within twenty-four
hours of the burglary. Furthermore, four homes were burglarized on the same
day. Allen was seen in possession of items taken from three of
those houses that very day. The VCR, along with items taken from
the other three homes, was found in Allens house the next morning.
The circumstances of Allens possession of the VCR support a determination that it
was recently stolen. Therefore, Allen was in unexplained possession of the recently
stolen property, and this is sufficient to sustain Allens convictions of burglary and
theft.
III
Evidence of Prior Misconduct
Next, Allen claims that the trial court erred when it failed to grant
his motion for a mistrial. According to Allen, certain portions of Flicks
testimony violated the trial courts in limine order prohibiting references to Allens prior
criminal conduct. A trial courts ruling on the admission of evidence is
reviewed upon appeal only for an abuse of discretion, and we will reverse
only where the ruling is clearly against the logic and effect of the
facts and circumstances before the trial court. Jackson v. State (1998) Ind.,
697 N.E.2d 53, 54.
At trial, Flick testified that upon questioning, Allen told him that he wanted
to buy drugs for us and be a confidential informant. Hed done
these things in the past. Record at 1400. Allen objected and
moved for a mistrial, claiming that the testimony was in violation of Ind.Evidence
Rule 404(b) and 403. The court denied Allens motion. Rule
404(b) states:
Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show action in conformity therewith.
It may, however, be admissible for other purposes, such as proof of motive,
intent, preparation, plan, knowledge, identity, or absence of mistake or accident, provided that
upon request by the accused, the prosecution in a criminal case shall provide
reasonable notice in advance of trial, or during trial if the court excuses
pre-trial notice on good cause shown, of the general nature of any such
evidence it intends to introduce at trial.
Allen claims that Flicks testimony violated the in limine order and Rule 404(b)
in that it referred to prior drug-related activity. However, we agree with
the trial court that Flicks testimony did not refer to any prior misconduct.
Acting as a confidential informant for the police is not misconduct.
See footnote
Innocuous, legal behavior does not present the concerns Rule 404(b) was designed to
address, and so need not be subject to such scrutiny. 12
Robert
L. Miller, Jr., Indiana Practice § 404.207 (2d ed. 1995). To be
sure, Flicks testimony could well have raised an inference that Allen had been
in trouble with the police in the past. However, such testimony is
not prohibited by Rule 404(b). See Haak v. State (1998) Ind., 695
N.E.2d 944, 947 (holding that, even if witnesss testimony that she was afraid
of the defendant raised an inference of prior bad acts by defendant, such
an inference does not violate Rule 404(b)).
Allen also claims that Flicks testimony violated Ind.Evidence Rule 403 which provides, [a]lthough
relevant, evidence may be excluded if its probative value is substantially outweighed by
the danger of unfair prejudice, confusion of the issues, or misleading the jury,
or by considerations of undue delay, or needless presentation of cumulative evidence.
However, as the testimony did not directly refer to any prior misconduct on
the part of Allen, we cannot say that allowing Flicks testimony into evidence
was an abuse of the trial courts discretion. Furthermore, because we have
decided that there was no error in the admission of Flicks testimony, we
need not address Allens claim that he should have been granted a mistrial
because of this alleged evidentiary harpoon.
IV
Jury Instruction
Allens next contention is that the trial court erred by failing to instruct
the jury upon the offense of receiving stolen property. Allen claims that
he was entitled to an instruction concerning receiving stolen property as an included
offense of burglary. In Wright v. State (1995) Ind., 658 N.E.2d 563,
the Indiana Supreme Court set forth a three- step inquiry for making the
determination of whether a jury should be instructed on an included offense:
First, a trial court must compare the statute defining the crime charged with
the statute defining the alleged lesser included offense. If (a) the alleged
lesser included offense may be established by proof of the same material elements
or less than all the material elements defining the crime charged, . .
. or (b) the only feature distinguishing the alleged lesser included offense from
the crime charged is that a lesser culpability is required to establish the
commission of the lesser offense, . . . then the alleged lesser included
offense is inherently included in the crime charged. If an offense is
inherently included in the crime charged, then a trial court should proceed to
step three below. . . .
Second, if a trial court determines that an alleged lesser included offense is
not inherently included in the crime charged under step one, then it must
compare the statute defining the alleged lesser included offense with the charging instrument
in the case. If the charging instrument alleges that the means used
to commit the crime charged include all of the elements of the alleged
lesser included offense, then the alleged lesser included offense is factually included in
the crime charged, and the trial court should proceed to step three below.
If the alleged lesser included offense is neither inherently nor factually included
in the crime charged, then the trial court should not give a requested
instruction on the alleged lesser included offense.
Third, if a trial court has determined that an alleged lesser included offense
is either inherently or factually included in the crime charged, it must look
at the evidence presented in the case by both parties. If there
is a serious evidentiary dispute about the element or elements distinguishing the greater
from the lesser offense and if, in view of this dispute, a jury
could conclude that the lesser offense was committed but not the greater, then
it is reversible error for a trial court not to give an instruction,
when requested, on the inherently or factually included lesser offense. If the
evidence does not so support the giving of a requested instruction on an
inherently or factually included lesser offense, then a trial court should not give
the requested instruction. Wright, supra, 658 N.E.2d at 566-67 (citations omitted) (footnotes
omitted).
Based upon the first step of this analysis, it is clear that receiving
stolen property is not an inherently lesser included offense of burglary. A
person who knowingly or intentionally receives, retains, or disposes of the property of
another person that has been the subject of theft commits receiving stolen property.
I.C. 35-43-4-2(b) (Burns Code Ed. Repl. 1998). The conduct described is
a sub-classification of the single crime of theft. Gibson v. State (1994)
Ind., 643 N.E.2d 885. These elements cannot be established by proof of
the same material elements or less than all the material of elements of
burglary, which is defined as break[ing] and enter[ing] the building or structure of
another person, with intent to commit a felony in it. I.C. 35-43-2-1
(Burns Code Ed. Repl. 1998). Therefore, we must proceed to the second
step of the Wright analysis.
When comparing the charging information in the present case with the statute defining
receiving stolen property, we conclude that receiving stolen property is not factually included
in the burglary charges. The four burglary counts, which were identical except
for the locations listed, stated that Allen, did break and enter the dwelling
of [the victims], with the intent to commit a felony therein to wit:
Theft . . . . Record at 33-35. The means used
to commit burglary as alleged in the charging information do not include all
of the elements of receiving stolen property. Therefore, the trial court was
correct in refusing to give the requested instruction. See Wright, supra, 658
N.E.2d at 567.
V
Ineffective Assistance of Counsel
Allen next argues that the trial court erred in denying his motion to
correct error, wherein Allen alleged that he was denied effective assistance of counsel
due to certain inaction by his first trial counsel.
See footnote According to Allen,
his first trial counsel was ineffective for failing to preserve the testimony of
certain exculpatory witnesses.See footnote Both of these witnesses, Russell Shelton and John Hackworth,
had died before Allens second trial counsel began his representation of Allen.
In challenging the trial courts denial of his motion to correct error, Allen
claims that he was denied effective assistance of counsel. To prevail upon
a claim of ineffective assistance of counsel, Allen must show both that his
counsels performance fell below an objective standard of reasonableness, and that there is
a reasonable probability that, but for his lawyers alleged errors, the result of
his trial would have been different.
State v. Holmes (2000) Ind., 728
N.E.2d 164, 172 (citing Strickland v. Washington (1984) 466 U.S. 668, 687-88), rehg.
denied, petition for cert. filed January 29, 2001. A reasonable probability means
a probability sufficient to undermine confidence in the outcome. Id. Counsels
performance is presumed to be appropriate. Benefiel v. State (1999) Ind., 716
N.E.2d 906, 912, cert. denied (2000) ___ U.S. ___, 121 S.Ct. 83, 148
L.Ed.2d 45. Allen must offer strong and convincing evidence to overcome this
presumption. Id. The second part of this test demands a showing
that counsels errors were so serious as to deprive the defendant of a
fair trial, a trial whose result is reliable. Holmes, supra at 172
(citing Strickland, supra at 687).
Allens claim of ineffective assistance of counsel stems from the trial courts exclusion
of the testimony of Jean Shelton. At trial, in an offer to
prove, Ms. Shelton testified that she, her husband Russell, and John Hackworth had
a conversation with Allen on the evening of June 18, 1997. According
to Ms. Shelton, after discussing the accident he had been in earlier that
day, Allen told Ms. Shelton that he had purchased some expensive golf clubs
earlier that morning from a friend of Mr. Hackworth. Ms. Shelton also
testified that Allen might have mentioned purchasing some guns from this same individual.
Ms. Shelton testified under cross-examination that she was not present during the
purchase of these items. Although admitting that the testimony was hearsay, Allen
argued at trial that the testimony fell under the exceptions to the hearsay
rule contained in Ind.Evidence Rules 803(1) and 803(3), but the trial court excluded
the testimony. Upon appeal, Allen appears to concede that Ms. Sheltons testimony
was excludable hearsay.
See footnote Appellants Brief at 29. Allen claims that Russell
Shelton would have corroberated Ms. Sheltons testimony and that John Hackworth was present
when Allen purchased the stolen property from another individual. Because Ms. Sheltons
testimony was excluded as hearsay, Allen was unable to present his story to
the jury. Thus, according to Allen, he was prejudiced by his first
trial counsels failure to preserve the testimony of the two deceased witnesses.See footnote
Apparently, Allen filed the motion to correct error in an attempt to bring
facts outside the record to the attention of the trial court and this
court upon appeal.
Jewell v. State (1993) Ind.App., 624 N.E.2d 38, 42.
Ind.Trial Rule 59(H). Trial Rule 59(H) requires that [w]hen a motion
to correct error is based upon evidence outside the record, the motion shall
be supported by affidavits showing the truth of the grounds set out in
the motion and the affidavits shall be served with the motion. An
affidavit submitted under T.R. 59 becomes a part of the record. Jewell,
supra at 42. If such an affidavit is uncontradicted, the appellate court
must accept its contents as true. Id. However, we will not
consider any hearsay contained in the affidavits. Id.
Allens motion to correct error was supported by the affidavit of his then
trial counsel. In this affidavit, the second trial counsel stated that Allen
told him that Allen had informed the first trial counsel that Russell Shelton
and John Hackworth were potential substantive witnesses. The affidavit also states that
Allens wife told Allens second trial counsel that she had attempted to get
Allens first trial counsel to depose these witnesses. The affidavit further reads:
Undersigned counsel has been informed by [Allen] that if called to testify, that
the deceased witnesses would have testified as follows:
a. John Hackworth Mr. Hackworth was present in the company of
Mr. Allen at the time that two individuals unknown to Mr. Allen sold
him certain items of personal property without disclosing how or where said items
of personal property had been purchased or acquired. It is believed that
Mr. Hackworth would also verify for a portion of the morning of the
date of the alleged commission of the crimes Mr. Allens whereabouts.
b. Russell Shelton [Allen] believes that Russell Shelton would have testified that
he was at same social gathering referred to by Jean Shelton. [Allen]
believes that Russell Shelton would have confirmed the conversation where Steve Allen disclosed
his purchase of certain items of personal property including a set of golf
clubs. [Allen] believes that Mr. Shelton would have been [sic] corroborated Ms.
Sheltons testimony and assisted in providing a substantive affirmative defense to the charged
offenses. Record at 6-7.
See footnote
Allens statements to his second trial counsel were not made in court and
were offered to prove the truth of the matter asserted. Thus, Allens
statements referred to in the affidavit are hearsay which we will not consider.
Jewell, supra, 624 N.E.2d at 42. Furthermore, we are not persuaded
by Allens claim that his first trial counsel was ineffective.
Allen was charged on June 20, 1997, and trial was scheduled to begin
on November 4, 1997. On July 11, 1997, the trial court appointed
Allens first trial counsel. According to Ms. Sheltons testimony, Hackworth died sometime
in August 1997. Thus, when Hackworth died, trial was not set to
begin for approximately two months. Without evidence suggesting that Allens first counsel
should have known that Hackworth was about to die, we cannot say that
Allen has presented strong and convincing evidence that his first counsels failure to
preserve this testimony fell below an objective standard of reasonableness. The same
applies with regard to the prospective testimony of Russell Shelton, who died in
an automobile accident in late December 1997. At this time, Allens trial
had been continued until June 6, 1998. We fail to see how
Allens first counsel could have foreseen the death of a potential witness
in a traffic accident over five months before trial.
See footnote Allen has not
presented strong and convincing evidence that his first counsels performance fell below an
objective standard of reasonableness.
VI
Sentencing
Finally, Allen claims that the trial court erred in sentencing him to a
total of forty-five years imprisonment. The trial court sentenced Allen to ten
years incarceration on each of the four counts of burglary, the presumptive sentence
for a Class B felony. I.C. 35-50-2-5 (Burns Code Ed. Repl. 1998).
The trial court then enhanced each of the four burglary counts by
five years due to aggravating factors.See footnote On count seven, one of the
burglary counts, the trial court enhanced the already enhanced fifteen-year sentence by an
additional thirty years for being an habitual offender.See footnote Allen was sentenced to
three years incarceration on each count of theft.See footnote Allen was sentenced to
one year for his conviction of possession of marijuana, the maximum allowed for
a Class A misdemeanor. I.C. 35-50-3-2 (Burns Code Ed. Repl. 1998).
All sentences were to run concurrent with each other. Thus, Allen was
sentenced to a total of forty-five years incarceration.
Upon appeal, Allen contends that the trial court erred by not considering certain
mitigating factors. Specifically, Allen maintains that the court should have considered both
Allens remorse and the fact that he had a family and young daughter.
Sentencing decisions are within the sound discretion of the trial court.
Bush v. State (2000) Ind.App., 732 N.E.2d 250. This court will revise
a sentence authorized by statute only if such sentence is manifestly unreasonable in
light of the nature of the offense and the character of the offender.
Id. at 250-51; Ind.Appellate Rule 17(B).
See footnote
When a trial court imposes a sentence other than the presumptive sentence, this
court will examine the record to ensure that the trial court explained its
reasoning for selecting the sentence it imposed.
Saintignon v. State (2000) Ind.App.,
734 N.E.2d 711, 715. When a trial court deviates from the statutorily
prescribed presumptive sentence, it must (1) identify all of the significant mitigating and
aggravating circumstances; (2) state the reason why it considers each circumstance to be
either mitigating or aggravating; and (3) articulate the evaluation and balancing of these
circumstances to determine whether an enhanced or reduced sentence is appropriate. Redmon
v. State (2000) Ind.App., 734 N.E.2d 1088, 1093. Only where we are
persuaded that the mitigating evidence is both significant and clearly supported by the
record will this court find that a trial court failed to identify a
mitigating factor. Id. Upon review of the record, we hold that
the trial court did not abuse its discretion in not finding the mitigating
factors referred to by Allen.
First, Allens allegation that he was remorseful is not clearly supported by the
record. In the statement Allen made to the court during the sentencing
hearing, Allen stated that he regretted that the crimes had occurred, but still
denied responsibility. Allen did state that he was remorseful for being
involved in the crimes, i.e., receiving stolen property. A good portion of
Allens statement merely attacked the sufficiency of the evidence used to convict him.
We are unwilling to hold that the trial court abused its discretion
in not considering Allens remorse as a mitigating circumstance.
Next, Allen contends that the trial court should have considered hardship upon his
dependents as a mitigating circumstance; specifically, Allen states that he had both a
family and young daughter. The only evidence supporting this is the pre-sentence
investigation report which notes that, at that time, Allen had a fifteen-year-old daughter
who lived with her mother, Allens ex-wife, in Georgia. There was no
evidence that this child depended upon Allen for support. The report also
indicated that Allen was currently married. This mitigating factor alleged by Allen
is neither significant nor clearly supported by the record. See Wilkins v.
State (1986) Ind., 500 N.E.2d 747, 749 (holding that trial court did not
err by failing to consider alleged mitigating circumstance of hardship upon dependants where
record indicated that the defendant had been separated from his wife at the
time of the offense, there was no evidence of the defendants pattern of
prior support, and no showing that defendants family would suffer undue hardship by
defendants incarceration). In sum, the trial court did not err by failing
to find the mitigating factors claimed by Allen.
In the last sentence of his argument, Allen states, A collective base of
73 years, although served concurrently, is manifestly unreasonable. Appellants Brief at 34.
However, as noted above, Allens concurrent sentence was for a total of
forty-five years. Allen, who had an extensive criminal history, was on parole
from Florida at the time of the crimes. Allen had previously violated
the terms of his work release while in Florida, and violated the terms
of his parole by committing the crimes which are the subject of this
appeal. Given the nature of the offense and the character of the
offender, we cannot say that Allens sentence is manifestly unreasonable.
Conclusion
In summary, the search of Allens home was a reasonable parole search; the
evidence was sufficient to support the convictions; the trial court did not err
by allowing testimony referring to Allen previously acting as a confidential informant for
the police; the trial court did not err by refusing to instruct the
jury regarding receiving stolen property; Allen was not denied effective assistance of counsel;
and the trial court did not improperly sentence Allen.
The judgment is affirmed.
NAJAM, J., and BROOK, J., concur.
Footnote:
I.C. 35-43-2-1 (Burns Code Ed. Repl. 1998).
Footnote: I.C. 35-43-4-2(a) (Burns Code Ed. Repl. 1998).
Footnote: I.C. 35-48-4-11 (Burns Code Ed. Repl. 1998).
Footnote: I.C. 35-50-2-8 (Burns Code Ed. Repl. 1998).
Footnote: During the suppression hearing, Allen denied that he gave consent or
admitted to possessing a firearm.
Footnote: I.C. 35-43-4-2(b) (Burns Code Ed. Repl. 1998).
Footnote: We note that Allen presents no argument based upon the Indiana
Constitution.
Footnote: Although
Griffin, Purdy, and Polk dealt with searches of probationers, we
believe their holdings to be equally applicable to parolees. [A] person on
probation occupies a status similar to that of a person on parole.
Carswell v. State (1999) Ind.App., 721 N.E.2d 1255, 1262 (quoting People v. Fortunato
(1975) N.Y. App. Div., 50 A.D.2d 38, 41-42, 376 N.Y.S.2d 723).
Footnote:
Thornberry testified that he was in charge of the search.
Flick testified that, although he entered the home, he stood outside with Allen
during the search. Flick also testified that when Thornberry discovered the stolen
items, Lobosky did enter the house. However, Allens claim that Lobosky testified
that he and Flick searched Allens home is incorrect. That portion of
the record cited by Allen to support this claim merely indicates that Flick
and Lobosky entered into Mr. Pinnicks house to have Pinnick identify the golf
bag and clubs taken from Allens home. The record indicates that Thornberry
initiated and oversaw the search, and that, after some evidence had been found,
Lobosky assisted Thornberry.
Footnote:
Although both Thornberry and Flick testified that Allen consented to the
search of his home, Allen denied this. According to Flicks testimony at
the suppression hearing, when asked if Thornberry could search his house, Allen said,
fine, go ahead, I know Im on probation. Record at 1021.
At trial, Flick testified that Allen had said, Yeah, right, you know Im
on parole, and I need to do so. So thats fine.
Record at 1394-95. Consensual searches have been approved of by the United
States Supreme Court. State v. Friedel (1999) Ind.App., 714 N.E.2d 1231, 1239;
Florida v. Jimeno (1991) 500 U.S. 248, 250. Even absent probable
cause, one may validly consent to a warrantless search. Friedel, supra at
1239. When the validity of a search rests upon consent, the burden
is on the State to prove that consent was obtained and freely and
voluntarily given. Id. This burden is not satisfied by showing a
mere submission to a claim of lawful authority. Id. Allen claims
that even if he consented to the search, he was only submitting to
a claim of lawful authority, such that true consent was never given.
Regardless, even without Allens consent, the search was reasonable, and therefore valid within
the context of his parole agreement and the Fourth Amendment.
Footnote:
In
Gibson, this court construed Kidd v. State, supra, to have established
the outer limitation of recent at twenty-four hours or less for all cases.
533 N.E.2d at 189. It may well be, however, that the
holding in Kidd looked to the totality of the circumstances there presented and
held that in that case, unexplained possession of stolen property within one to
four days following the burglary was insufficient for a burglary conviction. It
may be that twenty-four hours is not the outer limitation for each and
every case. See Underhill v. State (1966) 247 Ind. 388, 216
N.E.2d 344 in which the court observed: Normally, an elapse of a
few hours, or a day or two or even a week under some
circumstances would create such an inference of guilt [of burglary], particularly if the
property was concealed.
Footnote:
The .357 magnum handgun was taken from the Crecelius home, and
therefore supports convictions on counts one and two of the information. The
golf clubs and .223 rifle were taken from the Pinnick home and support
convictions on counts three and four of the information. The muzzle-loading gun
was taken from the Partenhiemer- Kunkler residence, and thus supports convictions on counts
seven and eight of the information.
Footnote: The reference to Allen having done these things in the
past is susceptible to the interpretation that he had previously acted as an
informant, not that he had previously engaged in criminal drug activity.
Footnote: We note that a post-conviction hearing is normally the preferred forum
to adjudicate a claim of ineffective assistance of counsel.
McIntire v. State
(1999) Ind., 717 N.E.2d 96, 101; Woods v. State (1998) Ind., 701
N.E.2d 1208, 1219, cert. denied (1999) 528 U.S. 861. Presenting such a
claim often requires the development of new facts not present in the trial
record. McIntire, supra at 101. [A] defendant may decide to raise
a claim of ineffectiveness of counsel on direct appeal, but, if so raised,
the issue will be foreclosed from collateral review. Id. at 102 (quoting
Woods, supra at 1220).
Footnote:
Allen was represented by this counsel prior to trial. By
the time of trial, he was represented by a different attorney. Neither
of these attorneys is Allens appellate counsel.
Footnote: In conceding that Ms. Sheltons testimony was hearsay, Allen suggests that
the hearsay was also not part of the res gestae. Appellants Brief
at 29. The res gestae rule has not survived the adoption of
the Indiana Rules of Evidence.
Swanson v. State (1996) Ind., 666 N.E.2d
397.
Footnote:
The depositions of witnesses who are deceased may be admissible pursuant
to Ind.Evidence Rule 804(b)(1).
Footnote: In his motion to correct error, Allens trial counsel stated that
Allen told him that Hackworth was present when Allen purchased the stolen items.
In his reply brief, however, Allen claims that Hackworth sold him the
items. Reply Brief of Appellant at 2. However, the portion of
the record cited in the reply brief is Ms. Sheltons testimony that Allen
told her that he bought the items from one of Hackworths friends, not
Hackworth himself.
Footnote: Furthermore, it appears that Russell Sheltons testimony would also have been
excluded as hearsay. Allen does not claim that Russell Shelton was present
when Allen allegedly purchased the stolen items. Thus, had Russell Shelton testified
concerning what Allen had told him, his testimony would also have been hearsay.
Allen claims that Russell Sheltons testimony would not have been offered to
prove the truth of the matter asserted by Allen, but instead would have
only shown that Russell Shelton did not challenge the veracity of the story
Allen told Ms. Shelton concerning how he came into possession of the property.
Even if this were all Russell Shelton would have testified to, it
would be meaningless without first introducing Ms. Sheltons inadmissible hearsay account of what
Allen had told her.
Footnote: I.C. 35-50-2-5 permits a Class B felony to be enhanced by
not more than ten years.
Footnote: The relevant portion of the habitual offender statute reads, The court
shall sentence a person found to be a habitual criminal to an additional
fixed term that is not less than the presumptive sentence for the underlying
offense nor more than three (3) times the presumptive sentence for the underlying
offense. However, the additional sentence may not exceed thirty (30) years.
I.C. 35-50-2-8(e) (Burns Code Ed. Repl. 1998).
Footnote: I.C. 35-50-2-7 provides that A person who commits a Class D
felony shall be imprisoned for a fixed term of one and one-half (1
1/2) years, with not more than one and one-half (1 1/2) years added
for aggravating circumstances. (Burns Code Ed. Repl. 1998). Thus, the trial
court sentenced Allen to the maximum allowable on the four counts of theft.
Footnote: Effective January 1, 2001, this provision is designated as Ind.Appellate
Rule 7(B).